Compliance Analyst: Build Controls & Regulatory Excellence
CNA Surety
CNA Insurance in New Jersey is seeking a compliance-focused professional to support internal controls under broad supervision. You will help implement regulatory policies and monitor compliance within an assigned area, ensuring processes meet industry standards and company expectations. The role collaborates with Internal Audit, IT and Legal, prepares reports for management, and contributes to training programs on sanctions and consumer-related compliance, while staying current with evolving #J-18808-Ljbffr CNA Insurance
$70k - $145k
Compliance AnalystAbout Millennium Millennium is a global... ...to adapt, evolve and build lasting impact over... ..., processes, systems, controls, surveillance, testing... ...applicable laws, rules, regulatory requirements, and firm... ...paced environmentAdvanced Excel skills; experience...Regulatory$70k - $160k
Compliance Analyst - Control RoomAbout MillenniumMillennium is a global, diversified... ...to adapt, evolve and build lasting impact over time. Discover... ...of applicable laws, rules, regulatory requirements and firm... ...mindset and proficiency in Excel, including work with large...Regulatory- ...division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm... ...management program. As an independent control function and part of the firm’s second... ...to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook) A team player...RegulatoryWork experience placementFlexible hours
$30 - $50 per hour
...support billing operations, compliance reporting, and data... ...billing processes, regulatory reporting, operational... ...proficiency in Microsoft Excel.Strong analytical,... ...of technology. We’re building tomorrow by delivering... ...number: JP-006202046Profession: Business/Systems AnalystRegulatoryContract workTemporary workImmediate startRemote workMonday to Friday- ...US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. Primary Responsibilities The individual will... ...Proficiency in Microsoft Office Suite (Word, Excel and PowerPoint) Strong organizational skills...RegulatoryWork at office
- ...leading investment bank is seeking an Analyst to join its Legal and Compliance department. The role involves assisting the Core Compliance Regulatory team by managing employee personal... ...proficiency in Microsoft Office, alongside excellent organizational and communication...RegulatoryWork at office
- ...services firm located in Pennsylvania is looking for a Project Compliance Analyst to handle compliance data analysis, track deliverables, and... ...or data analysis in fast-paced environments. Strong skills in Excel and familiarity with reporting tools such as Tableau or Power...Regulatory
$110k - $130k
...Join to apply for the Compliance Analyst role at The D. E. Shaw Group OVERVIEW... ...in strict accordance with regulatory requirements. This position... ...or higher, along with excellent analytical abilities, drafting... ...reimbursement, family building benefits, and a charitable...Regulatory$50 per hour
...Compliance Specialist Location: New York, NY Pay Rate... ...to internal policies, regulatory requirements, and industry standards... ...internal processes and controls to identify potential compliance... ...-solving abilities Excellent written and verbal communication...RegulatoryWork at office$40 - $50 per hour
.../hr Beacon Hill is seeking a Compliance Analyst to support an organization's compliance and regulatory programs. The ideal candidate... ...monitoring and testing of compliance controls Help track regulatory changes... ...the organization's industry Excellent attention to detail and...RegulatoryFull time$140k - $185k
...description represents a sample Fund Compliance Analyst position commonly found through... ...career roles in fund compliance, regulatory oversight, and internal control for investment funds. Actual... ...attention to detail Proficiency in Excel; experience with compliance software...RegulatoryFull time- ...The purpose of the role is to ensure PMA’s compliance with regulatory requirements regarding PMA’s key business partners – its producers. The role... ...and other technology tools (e.g., Sircon Producer Manager, Excel) used to manage insurance producer appointments and related...Regulatory
$75k - $85k
...Compliance AnalystOppenheimer & Co. Inc. is seeking a Compliance Analyst to join the Compliance team supporting Oppenheimer... ...and monitoring, regulatory filings, policy and... ...with business and control functions across Oppenheimer... ..., particularly Excel, Word, and PowerPointBachelor...RegulatoryWork at office- ...Overview The Payroll & Compliance Specialist will be responsible for analyzing, tracking,... ...workflows, and play a critical role in helping regulatory and operational standards. This is a... ...or audited functions Strong skills in Excel/Google Sheets and familiarity with reporting...Regulatory
- ...are seeking individuals who thrive in a dynamic regulatory environment and are eager to tackle real-time compliance challenges related to global investment products... ...Requirements ~ A bachelor's degree or higher. ~ Excellent analytical abilities, drafting, and verbal...RegulatoryHourly pay
$125k - $150k
...continuous improvement in compliance processes. If you are a detail... ...Innovation Specialist in building a culture of compliance excellence through innovation and... ...maintain detailed procedures, controls, and metric dictionaries ensuring regulatory alignment Identify golden...Regulatory$80k - $100k
...and Global Quantitative Trading. Title: Compliance Analyst Location: New York, NY or Greenwich/... ...internal ethical standards as well as regulatory requirements. This entry-level position... ..., code of ethics, reports, etc. Excellent analytical, organizational, and communication...Regulatory$80k - $110k
...Neuberger is seeking an Analyst to join the Compliance Team in New York. This person will report into... ...Compliance system a plus Prepare and submit regulatory filings (i.e., Form13G and 13D... ...strong work ethic and high integrity Excellent interpersonal and communication...RegulatoryLocal areaShift work- ...Regulatory Business Analyst (AxiomSL)Partner with Finance, Technology, and business stakeholders... ...working with large datasets.Excellent communication, stakeholder management... ...of data governance, reporting controls, and regulatory compliance practices.What's on...RegulatoryHourly payPermanent employmentContract workLocal area3 days per week
$21 - $22 per hour
...Compliance Analyst TOP BANK IN NEW YORK CITY NOW HIRING COMPLIANCE ANALYST Salary range... ...the requirement of various legal and regulatory agencies. Responsible for Know Your Customer... ...Monitoring alert clearance space. Excellent organizational and communication...RegulatoryHourly payWork at officeImmediate start2 days per week$80k - $110k
...The Compliance Analyst - Mutual funds position will report to the Chief... ...Guideline Oversight/ Business Control, Legal.) Qualifications: 1-... ...graduate degree a plus SEC regulatory, consulting or other asset... ...oral communication skills Excellent interpersonal skills--ability...RegulatoryShift work$115k - $135k
...oriented and proactive Junior Compliance Analyst to join its New York-based... ...policy development. This is an excellent opportunity for an... ...professional eager to learn and build a strong foundation in compliance... ...requirements Coordinate regulatory filings with the Federal Reserve...RegulatoryPermanent employmentWork at office$69.7k - $94.3k
...Overview Compliance Analyst I, II or III Hybrid role (3 days... ...distance of that location. Build a career with purpose... ...activities and controls to prevent, detect and... ...monitoring, auditing, regulatory audit, and market... ...projects and priorities. Excellent written and oral...RegulatoryWork at officeImmediate startWork from homeFlexible hours3 days per week- ...Polymarket is hiring an AML Compliance Officer to oversee and implement... ..., procedures, and internal controls for both the DCM and DCO,... ...enforcement, and coordinate regulatory examinations and audits Stay... ...systems and KYC/CDD processes Excellent analytical, investigative,...RegulatoryContract work
$85k - $110k
...CONSUMER COMPLIANCE SENIOR ANALYST (COMPLAINTS) Current is a leading consumer fintech... ...enable all Americans to build better financial futures.... ...an immediate focus on the regulatory complaints response process... ...works closely together to excel. You are looking for an opportunity...RegulatoryWork at officeImmediate startFlexible hours- ...rails, duplicated compliance, and... ...reconciliation sit in one controlled system. Our platform... ...perform under real regulatory standards and... ...volumes. You will build for regulated institutions... ...The Compliance Analyst will support the... ...based decisions. Excellent written...RegulatoryBank staffLocal areaRemote workFlexible hoursShift work
$80k - $100k
...Analyst PositionDC Advisory seeks an analyst to work alongside the Firm's legal and compliance teams. This position offers the opportunity for broad... ...of compliance and regulatory workstreams and the chance... ...unwavering commitment to excellence and a high degree of maturityA...RegulatoryTemporary workWork at officeWork from home- ...thrive where technology, compliance, and product... ...converge? Do you see regulatory expertise as a way to... ...looking for a Compliance Analyst . Join our team to help... ...part of how we design, build, and scale. You’ll bring... ...Skilled with tools like Excel, Power BI, Jira, and compliance...RegulatoryLocal areaRemote workFlexible hours
$120k - $185k
...the data you use to build AI is the key to achieving... ...‑minded Technical Compliance Analyst to serve as the... ...abstract SOC 2 and NIST controls into clear, developer... ...Operational GRC & Audit Excellence Audit Lifecycle... ...incident reports to satisfy regulatory and audit...RegulatoryLocal area$130k - $150k
...Reports to: Vice President, Compliance Position Overview We... ...detail-oriented Compliance Analyst to ensure our operations remain at the forefront of regulatory excellence. This dual-entity role is... ...compliance policies, procedures, and controls. Facilitate the...RegulatoryContract work
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