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Financial Services Counsel—Regulatory & Compliance

Benjamin F. Edwards

Benjamin F. Edwards seeks a qualified attorney to provide legal support to a multi-state broker/dealer and investment advisor and its affiliates. The role focuses on complex regulatory matters and day-to-day functions within the financial services sector, partnering with a collaborative legal team. The candidate will counsel all divisions, handle agreements, respond to inquiries, conduct research, manage regulatory filings, and coordinate with outside counsel. #J-18808-Ljbffr Benjamin F. Edwards

Vacancy posted 3 days ago
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