Compliance Manager - Broker-Dealer & IA, AI Governance

United States Digital Space LLC

United States Digital Space LLC is seeking a Compliance Manager, Broker-Dealer & Investment Adviser, to lead the operational engine of our retirement compliance program across RIA and BD entities. You will supervise governance of AI tools, drive exam readiness, and ensure the program remains defensible under SEC and FINRA scrutiny. This role requires hands-on execution, strategic oversight, and the ability to move between policy and practical implementation in a regulated financial services #J-18808-Ljbffr United States Digital Space LLC

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Vacancy posted 2 days ago

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