Executive Vice President, Compliance
Confidential
Executive Vice President, Compliance
About the Company
Innovative financial technology (FinTech) company
Industry
Financial Services
Type
Privately Held
About the Role
The Company is seeking an Executive Vice President for Compliance, a pivotal role within the organization. The successful candidate will be a key leader, deeply embedded in the company's strong culture and with a clear focus on the future. This executive will be responsible for the oversight and maintenance of compliance, with a particular emphasis on federal and state lending regulations and banking requirements. The role demands a professional who can work effectively with counterparts, and is adept at organizing, planning, and executing day-to-day operational compliance activities. The ideal candidate for this role at the company will have a proven track record in a similar leadership position, with a strong understanding of the regulatory landscape in which the business operates. Experience in a dynamic, fast-paced environment, particularly within the Fintech or digital finance sector, is highly valued. The role requires a strategic thinker who can ensure that the company's compliance practices are not only in line with current regulations but also support the company's innovative and growth-oriented approach to the market. A background in consumer and small business credit, as well as a deep knowledge of various financial products and services, is essential. The company is a well-established, profitable, and respected player in the industry, and the EVP of Compliance will play a critical role in its continued success and expansion.
Hiring Manager Title
Chief Risk Officer
Travel Percent
Less than 10%
Functions
- Finance
- Legal
$150k - $165k
...the leadership team and operational systems. The COO will oversee financial planning, manage organizational structure, and ensure compliance with operational objectives. This full-time role requires strategic leadership in a nonprofit environment, strong project...SuggestedFull time- ...and operational growth. The CFOO will be a key partner to the Executive Director and senior leadership team, overseeing finance, operations... ...as well as ensuring the organization's financial strength and compliance with nonprofit regulations. The successful candidate will be...Suggested
$340k - $380k
...LinkedIn. What's the opportunity? The Vice President of Biometry will lead Parabilis's... ...role ensures the integrity, quality, and compliance of all clinical trial data and analyses... ...fostering creativity, productivity, and execution with urgency, teamwork and...SuggestedShift work$125k - $300k
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- ...seeking an accomplished and strategic Vice President or Senior Vice President of Regulatory... ...will be responsible for developing and executing innovative regulatory strategies that accelerate... ...medicine approach while ensuring compliance with global regulatory requirements....Odd jobLocal area
$260k - $360k
...together. Opportunity Overview The Vice President, Regulatory Affairs is a senior leader... ...regulatory strategy into disciplined execution and ensures the systems, processes, governance... ..., governance, submission readiness, compliance, and inspection support. In...Work at office- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
- ...Executive Director of Global Pharmacovigilance About the Company Forward-thinking biotechnology company Industry Biotechnology... ...and implementation of risk management strategies and ensure compliance with all relevant regulations and guidelines. The successful...
$170k - $190k
...enough to lead through a changing landscape. Supervisor : President/CEO Direct Reports :Director of Policy, Director of... ...Advocacywork.Reporting to the President/CEO and serving on the Executive Leadership Team, the CPO will set and oversee the strategy, alignment...Permanent employmentTemporary workWork at officeImmediate startRemote workFlexible hoursShift workAfternoon shift2 days per week$300k - $325k
...institution’s evolution. The CFO/O will oversee and coordinate finance, accounting, security, information technology, and legal & compliance, ensuring that financial and capital resources support NEC’s artistic, educational, and strategic priorities. Responsibilities...Full time- ...Job Description Job Description EXECUTIVE VICE PRESIDENT Our client is currently seeking an Executive Vice President who will oversee a... ...Operational Management: Oversee property operations, ensuring compliance with policies and regulations, managing budgets, driving...
- ...Opportunity for advancement POSITION SUMMARY We are seeking an experienced and driven Chief Operating Officer (COO) / Compliance Manager to serve as the operational and regulatory backbone of Epoch Health Care LLC. This is a dual-function leadership role...Contract workWork at office
- ...to 99.999% high availability with mission critical capabilities built in such as security, compliance controls, and observability. For more information, visit EDB is executing a major company transformation, pivoting to become the leading open source-based sovereign...Remote work
$315k - $395k
...regulatory submissions and health authority interactions Ensure compliance with applicable GMP and regulatory requirements Represent... ...skills, with the ability to effectively engage technical teams, executive leadership, external partners, and regulatory agencies Equal...- ...We’re seeking a future team member for the role of Senior Vice President, Compliance and Control to join our BNY Investments team. This role is... ...business issues, propose pragmatic solutions, and drive timely execution Strong project-management skills and ability to...Worldwide
$175k - $230k
...About the job Sr. Vice President - Human Resources Senior Vice President, Human Resources... ...serves as a key member of the executive leadership team and is responsible for... ...effectiveness, payroll, and regulatory compliance. The SVP of Human Resources partners...Local area- ...Title: Vice President, Regulatory Affairs, Quality Assurance & Quality Control Reporting... ...regulatory, quality, ensuring safety, compliance, product excellence, and operational... ...successful candidate will be a seasoned executive who has operated at a Vice President...Work at office
$310k - $400k
...suffering from serious diseases. Position Overview: The Vice President, Compliance is a strategic leader responsible for designing,... ...Legal Officer, the Vice President, Compliance partners with executive leadership, the legal and compliance function, the Audit Committee...Full time- ...role offers the unique opportunity to interact frequently with executives in the Office of the CFO, Office of the CEO, Deal Team, and... ...value measurement, and financial instruments. Governance and Compliance: Serve as a key liaison between external auditors to ensure compliance...Work at office
$110k - $125k
...Report the status of onboarding and active client activities to senior management. Maintain expertise in tax accounting and compliance rules. Contribute to tax planning and special projects. You Have: Minimum of 8 years of institutional client service/relationship...Work at officeLocal areaFlexible hours- ...Vice President, Compliance & Control We're seeking a future team member for the role of Vice President, Compliance & Control to join our Core Compliance – Regulatory Change Management team. This role is located in Lake Mary – HYBRID In this role, you'll make an...Full timeFlexible hoursShift work
- ...candidates residing on the East Coast. The Vice President, US Medical Affairs (VP, USMA) is a... ...responsible for setting the strategic direction, execution, operational excellence, and scientific... ...evidence generation while ensuring compliance with regulatory, legal, and ethical...Local areaImmediate startWorldwide
- ...Senior Vice President, Compliance And Control We're seeking a future team member for the role of Senior Vice President, Compliance and Control... ...issues, propose pragmatic solutions, and drive timely execution Strong project-management skills and ability to juggle...Flexible hours
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