Fiduciary Compliance Leader - Wealth Management
$120k - $200kCity National Bank
City National Bank is seeking a Lead Fiduciary Compliance Specialist to enhance compliance programs within Wealth Management. This position entails overseeing and improving compliance practices, collaborating with Compliance Officers, and ensuring alignment with regulatory standards. The ideal candidate will possess extensive experience in banking compliance, strong analytical skills, and the ability to implement effective risk management policies. This role includes a salary range of $120,000 - $200,000 per year and offers comprehensive healthcare benefits, 401(k) matching, and career development opportunities. #J-18808-Ljbffr
Vacancy posted 12 hours ago
Similar jobs that could be interesting for youBased on the Fiduciary Compliance Leader - Wealth Management in New York, NY vacancy
- A leading financial institution in New York is seeking a Wealth Management Solutions, Trust & Estates Estate Officer - VP. Responsible for... ...decisions while collaborating with various stakeholders to ensure fiduciary duties are met. Candidates should possess at least 7 years...Suggested
$120k - $200k
...LEAD FIDUCIARY COMPLIANCE SPECIALIST WHAT IS THE OPPORTUNITY? The Lead Fiduciary Compliance Specialist supports the execution, oversight... ...and continuous improvement of compliance programs within Wealth Management. This role partners closely with Compliance Officers and...SuggestedWork at officeCity National Bank
New York, NY12 hours ago$132.42k - $217.55k
...Planning Team Leader The Planning Team Leader for Guardian Wealth Partners is a leadership role responsible for building... ..., and fee-based investment management offerings Partner closely with... ...advice delivery is aligned with fiduciary standards and the firm's holistic...SuggestedFull timeVisa sponsorshipWork visaFlexible hoursGuardian Life Insurance
New York, NY2 days ago- ...Supervisory Director in New York to lead a team responsible for compliance and supervisory excellence in the investment sector.... ...in the securities industry, with a proven track record of team management and strong leadership abilities. The role involves collaborating...Suggested
Aumni
New York, NY4 days ago - ...York City to oversee estate administration and manage trust documentation. This role requires deep technical knowledge in fiduciary responsibilities and a minimum of 7 years of... ...closely with beneficiaries, advisors, and Wealth Advisors to ensure estate services meet...Suggested
- ...A leading global financial services firm is seeking a Tax and Structuring Manager/Senior Manager in New York. You will oversee tax structuring and compliance for investment products, liaising with various stakeholders. The position requires 5-8 years of relevant experience...Flexible hours
Macquarie Bank Limited
New York, NY1 day ago - ...Life Insurance Company of America is seeking a Planning Team Leader for Guardian Wealth Partners in New York. This leadership role is responsible... ...candidate will have over 10 years of experience in wealth management, a strong background in fee-based advisory models, and a...Flexible hours
- ...A leading financial services firm is seeking a Communications Executive Director for its Wealth Management division. You will shape and execute the external communications strategy, working closely with executives to enhance the firm's reputation and advocate for its priorities...
J.P. Morgan
New York, NY4 days ago $152k - $242k
...for Employment Practices and Fiduciary Liability portfolio... ...product design, regulatory compliance, and system enablement, in accordance... ...This role is well suited for a leader who brings deep expertise in... ...oversight, and lifecycle management aligned with enterprise strategy...Work experience placementWork at officeCNA Insurance
New York, NY12 hours ago- ...on scalability and operational excellence within their wealth advisory platform. The ideal candidate will have extensive... ...critical initiatives, collaborating with senior leaders, and overseeing change management strategies. Qualifications include a relevant Bachelor'...
Green Key Resources
New York, NY4 days ago - ...complexity for our members. We’re transforming wealth management through the perfect blend of cutting-... ...often, and we expect our engineering leaders to understand every layer of what we’... ..., investment and tax specialists and compliance to ensure what we build meets the...Work at officeRelocationMonday to Friday
RANGE
New York, NY12 hours ago - ...New York is seeking an experienced Communications Executive Director to lead media relations and external communications for US Wealth Management. The ideal candidate will have over 10 years of corporate communications experience, superior judgment, and a strong...
- ...Baily in New York is looking for a skilled service delivery manager for their Wealth Management division. This vital role requires leading the... ...experience in coaching, managing teams, and ensuring compliance with industry regulations. A minimum of 5 years in a similar...
$105k - $135k
...is a fintech company building the market insights platform for the financial services industry. Our platform empowers asset and wealth managers to better serve their clients and prospects. The platform has achieved the highest advisor satisfaction rating in the industry,...Full timeWork at officeFlexible hours$152k - $242k
...excellence for their Employment Practices and Fiduciary Liability portfolio. This role requires... ..., product design, and regulatory compliance. Ideal candidates will have a Bachelor’... ...of experience, including 5 years in management. Competitive salary range is $152,000 to...- ...services firm in New York City is seeking a Senior Relationship Manager to lead relationship management for high-net-worth clients. The... ...involves advising on investments and providing comprehensive wealth strategy services. The ideal candidate will have over 15 years...Visa sponsorship
- ...healthcare facility, ensuring a safe and compliant environment for patients and staff. Responsibilities include staff management, regulatory compliance, and emergency cleaning response. The ideal candidate will have 2-5 years in environmental services, preferably with supervisory...Shift work
- ...TwinThread is seeking a Communications Executive Director in New York to lead communications for US Wealth Management. This role requires extensive experience in communications and PR, with responsibilities including developing strategies, overseeing media relations, and...
Aumni
New York, NY12 hours ago - ...Market Leader The Market Leader role is an essential part of our Private Wealth sales team and tasked with accelerating the adoption of Blue Owl investment solutions... ...Team: Regional Market Leader, Relationship Management Associate (RMA) and Sales Service Associate (...
Blue Owl
New York, NY2 days ago - J.P. Morgan is seeking an Executive Director for the Wealth Management Banking Product Team. This role focuses on defining the product strategy for high net worth clients and requires extensive experience in financial services product management. The successful candidate...
- ...MFA is seeking a qualified candidate for a Full Time position focused on DOT compliance in Columbia, MO. The role entails managing compliance with state and federal DOT laws, leading training initiatives, and inspecting DOT-regulated vehicles. Ideal candidates will have...Full time
MFA Co
New York, NY12 hours ago $118.13k - $173.25k
...A multinational technology firm located in Secaucus is seeking a Trade Compliance Manager to oversee a team of compliance analysts while managing global import and export compliance. The role involves ensuring adherence to international regulations, driving process improvements...Sanmina-SCI Systems de México
Secaucus, NJ12 hours ago- ...Republic Services is seeking a BU Safety Manager based in Scottdale, PA. This role involves providing safety program support to promote compliance with OSHA and DOT regulations, ensuring safety training is effectively delivered across business units. The ideal candidate...
Republic
New York, NY12 hours ago $118.13k - $173.25k
...ZT Group Intl, Inc. dba ZT Systems is seeking a Trade Compliance Manager to lead a small team overseeing global compliance, ensuring adherence to trade regulations and optimizing costs. This role requires 6-8 years of experience in trade compliance or logistics. The ideal...ZT Group Intl, Inc. dba ZT Systems
Secaucus, NJ4 days ago- ...The Children's Place located in Secaucus, New Jersey is seeking a Senior Customs Compliance Manager to lead and enhance the company's import compliance program. In this role, you will ensure adherence to U.S. and Canadian regulations while driving operational efficiencies...
The Children's Place
Secaucus, NJ1 day ago - ...Umicore AG & Co. KG is seeking a Head of Global Customs Compliance in Hoboken, NJ, responsible for defining and improving the global customs compliance framework. The role involves leading the Global Customs team, ensuring audit preparedness, and providing customs expertise...
Umicore AG & Co. KG
Hoboken, NJ4 days ago - ...financial technology company is seeking a seasoned professional in BSA/AML compliance to lead independent testing and governance oversight. The successful candidate will develop risk-based testing plans, manage issues, and collaborate across multiple departments for regulatory...
BlueVine
Jersey City, NJ12 hours ago - ...such as site plans, duct bank/cable plans, grounding grids, single-line diagrams, schematics, conduit/wire schedules* ## Ensure compliance with relevant standards and requirements, including MTA/agency standards, NFPA 130, NEC, IEEE and other applicable codes and guidelines...Contract work
SNC-Lavalin
New York, NY12 hours ago $180k - $210k
...an AVP, Financial Controls in Jersey City, NJ. This role involves leading ICFR Program development and implementation, ensuring compliance with SEC and SOX standards, and enhancing financial reporting processes. Ideal candidates will have a bachelor’s degree in accounting...Socotra
Jersey City, NJ1 day ago- ...financial technology company is seeking an experienced BSA/AML Compliance Officer to lead independent testing and oversight. The ideal... ...Responsibilities include developing risk-based testing plans, managing compliance frameworks, and supporting external audits. The position...
Menlo Ventures
Jersey City, NJ4 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Fiduciary Compliance Leader - Wealth Management. Be the first to apply!
Related searches
- disability team leader New York, NY
- team coordinator New York, NY
- training team manager New York, NY
- office team lead New York, NY
- group home manager New York, NY
- healthcare team leader New York, NY
- team leader day shift New York, NY
- integration team lead New York, NY
- team leader production New York, NY
- site leader New York, NY