Regulatory Filing Specialist
(DBA) American Beacon Partners
American Beacon Partners
Regulatory Filing Specialist
American Beacon Partners , formerly known as Resolute Investment Managers, is a diversified asset management platform with affiliated and independent partnerships with more than 30 investment managers. Drawing on approximately 40 years of investment expertise, innovation and adaptability, American Beacon Partners delivers enduring value through traditional and alternative solutions designed to meet investors' evolving needs.
Driven by future value creation, American Beacon Partners' unique platform delivers strategic benefits through a full suite of distribution, operational and administrative services that may be leveraged by its affiliates. We offer three customizable partnership models tailored for the U.S. wealth and retirement markets. For affiliated partners , we make strategic investments in boutique asset managers to enhance distribution and administrative support functions. For strategic distribution partners , we help investment managers leverage our distribution expertise to achieve greater scale. For sub-advisors to American Beacon Advisors , we assist institutional-caliber asset managers who are seeking to expand their strategies to retail markets through existing funds or new fund launches. With roots as an unaffiliated sub-advised mutual fund sponsor, the majority of our partnerships are with asset managers who invest and operate with full autonomy and independence.
American Beacon Partners' affiliates include American Beacon Advisors, Inc.; National Investment Services of America, LLC; RSW Investments Holdings LLC; Shapiro Capital Management LLC; SSI Investment Management LLC; and Resolute Investment Distributors, Inc.
In December 2025, the company was named one of the "Best Places to Work in Money Management" by Pensions & Investments for the seventh consecutive year. For more information, please visit
Our office is located in Irving, Texas (Las Colinas). This position will have the following consideration:
Hybrid: In office, currently Monday-Tuesday-Wednesday each week, with the option to work from home on Thursday and Friday.
Job Description:
The Regulatory Filing Specialist is responsible for reviewing and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines.
Key Responsibilities
- Assists with the preparation, review and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines
- Collaborates well with service provider
- Assists with annual investment risk update process
- Identifies areas where process improvement can occur
- Act as "lead" Regulatory Filing Specialist for assigned FYEs
- Review updates to various Fund agreements, as necessary
- Ensures agreements are appropriately included in the relevant Form N-1A Part C (wrapper)
- Assists with special projects, as necessary, including research of applicable rules and regulations
- Review documents from Fund Board meetings and ensure appropriate modifications are made to filings and/or procedures
Requirements
- Three or more years related work experience in investments, securities, or financial services
- Knowledge of the Investment Company Act of 1940 and federal securities laws as they apply to the operation of mutual funds or investment advisers
- Experience with Mutual Funds and ETF filings, including Form N-1A, Form N-14, and Form N-2
- Proficiency with EDGAR Next filing system
- Familiarity with Broadridge PROfile or similar systems
- Familiarity with DocuBuilder software or other similar content management systems such as DFIN ArcPro
- Excellent analytical, written, and oral communication skills
- Superior attention to detail
- Superior interpersonal skills and ability to work effectively with all levels of management and support staff
- Superior organizational skills with the ability to handle substantial responsibility and work on multiple projects simultaneously in a fast-paced, deadline-oriented environment
- College degree or equivalent work experience
#LI-Hybrid
Job Posted by ApplicantPro$5,662.27 - $9,342.75 per month
...first line for providing answers to the field for all types of regulatory questions relating to TETRAC. Liaison with field offices... ...creation of RIGHT documents & manages TEAMs site. Manages C-TPAT filings and responses for FTN Brokerage business in conjunction with Security...SuggestedContract workWork at officeRemote workDay shift- ...Job Title Regulatory Affairs Specialist Job Description Essential Duties/Responsibilities: Regulatory: Primary liaison with regulatory... ...for USA. Works autonomously on complex regulatory files and on own specialized projects. Prepares various regulatory...SuggestedLocal area
$45 - $48 per hour
Regulatory Affairs Specialist II - In Vitro Diagnostics (IVD) Assignment: 12‑Month Contract (Potential to Extend or Convert) Pay Range: $45-$48/hour... ...project by reviewing and revising assigned technical files using the latest templates and regulatory standards. Ensure...SuggestedContract workWorldwide- ...our communities are what push us forward and make this a truly special place to be. Who You Are: (Job Summary) The Regulatory Compliance Specialist supports QTS regulatory intelligence and development of the electric reliability compliance program. The role monitors...SuggestedImmediate startWorldwide
- ...functions, maintaining accurate records, supporting legal and regulatory initiatives, and ensuring efficient day-to-day operations. The... ...track follow-up actions. Maintain electronic and physical legal files, ensuring proper organization and document retention....SuggestedContract workWork at officeRemote work
- ...Oil & Gas Production / Regulatory Reporting Specialist We are an equal employment opportunity employer. All qualified applicants will receive consideration... ...for operated and non-operated properties. Calculate, file, and reconcile Severance Taxes in accordance with state...Work at office
- FedEx Logistics is seeking a Regulatory Compliance professional to provide first-line responses to field regulatory inquiries and coordinate licenses and permits across global operations. The role requires coordinating with security teams, field offices, and government...Remote job
- ...TX is seeking an Entry Level Accounting Licensing Specialist to analyze licensing laws, prepare and file applications, and maintain licensing records for the... ...operations. On-site position with a focus on accuracy and regulatory understanding. #J-18808-Ljbffr Aston Carter
- ...inspection career capabilities that allow our inspectors to grow as specialists or grow in leadership. This provides a greater opportunity for... ...at inspections. • Track inspection activities and update files/database as appropriate. • Our full time inspectors work 5 days...Full timeFlexible hours1 day per week
- ....Assist in the preparation and submission of applications and filings to U.S. government agencies, including export licenses, advisory... ....Maintain export and import records in accordance with regulatory and company requirements.Assist with risk assessments, audits,...Local area
$260k - $390k
...Healthcare Regulatory Associate Direct Counsel is seeking a Healthcare Regulatory Associate with 3–6 years of healthcare transactional... ...-related compliance matters Prepare and review regulatory filings, agreements, and compliance documentation Provide ongoing...- ...Job Description Job Description JOB TITLE: Senior Regulatory Compliance Specialist DEPARTMENT: Quality REPORTS TO : Quality Leadership... ...distribution. ~ Direct experience leading FDA regulatory filings, state wholesale distribution licensing, and handling...Full timeWork experience placement
$102k - $140k
...assignedComplete peer review as well as review of Analyst work to ensure quality of work productsPrepare actuarial portions of rate filings including assisting with responses to questions raised by the various insurance departmentsPrepare special projects as requested by...Temporary work- ...enterprise including professional liability, general liability, regulatory matters and commercial litigation. Direct management of 2... ...and Claims Coordinator) Monitor and manage service of process, filings, subpoenas and a variety of other legal service documents served...Work at office
- ...and other systems. Connect to and extract data from multiple enterprise sources including Snowflake, Azure SQL, SAP, APIs, flat files, and other systems to support analysis and reporting needs. Developing and implementing data collection systems and other strategies...Local area
- ...and professional development. Summary of the Role We are looking for an experienced and dynamic Permitting & Regulatory Compliance Specialist II to join our growing team. In this role you will independently manage a defined caseload of permitting and compliance...Work at officeImmediate startRemote workFlexible hours
- POSITION SUMMARY:Targa Resources is seeking an experienced Regulatory Affairs Staff Specialist who is responsible for managing regulatory permitting,... ...permits, authorizations, amendments, and regulatory filings associated with:Acid Gas Injection (AGI) wells in Texas...Full time
- A leading global life sciences firm is seeking a Regulatory Affairs Specialist II to support the transition to EU In-Vitro Diagnostic Regulation (IVDR). The role focuses on revising documentation and ensuring compliance with regulatory standards. The ideal candidate will...
$29.5 - $34.75 per hour
...Commission’s Gold Seal of Approval for Staffing Companies since 2006. Location: Dallas, TX role is 3 days onsite The Compliance & Regulatory Specialist supports the organization’s regulatory compliance function through targeted research, analysis, documentation, and...Hourly payWork experience placementWork at officeLocal areaHome office- ...middle office services, integrated risk & portfolio management, regulatory & compliance reporting, tax support, and complete shadow... ...Assist with preparation of accurate and complete FATCA & CRS filings and ensure all filings are filed within the prescribed deadlines...Work at officeFlexible hours
- ...ensuring adherence to company standards, owner requirements, regulatory obligations, and industry best practices while exercising independent... ...oversee compliance documentation for legal entities, required filings, licenses, permits, and certificates of insurance while...Full timeContract workTemporary workWork at officeHome officeFlexible hours
- ...that all Multi-Family projects comply with regulatory requirements outlined in the United... ...Responsibilities include auditing property lease files, compiling month-end reports, and... ...Professional) COS (Certified Occupancy Specialist)o FHS (Fair Housing Specialist)o CPO (Certified...Permanent employmentWork at officeLocal area
$17 - $25 per hour
Application Deadline: October 9th, 2026 The Insights and Product Analytics (IPA) organization is responsible for analyzing the business performance of all products within Gartner’s Business and Technology Insights (BTI) business unit. This includes evaluating key client...Hourly payRotational programFull timeInternshipWork at officeRemote workWorldwideFlexible hours- Federal Management Systems, Inc. in Irving, TX seeks a detail-oriented Junior Compliance Officer to support federal compliance operations. This role emphasizes data entry, database research, and auditing to maintain immigration compliance and employment eligibility systems...
- ...Compliance Analyst to manage governance initiatives and ensure regulatory compliance across the firm. You will oversee client transfers,... ...manage electronic records using iManage, Prosperoware Milan, Titan File, and ServiceNow. The role reports to the Information Governance...
- ...support import, export, and FTZ compliance. The role analyzes trade data, conducts audits, maintains classifications, and responds to regulatory inquiries. Responsibilities include reviewing transactions for regulatory compliance, coordinating with logistics and procurement...
- ...Analyst to monitor compliance with BSA/AML/OFAC laws and develop internal controls. The role reviews accounts for suspicious activity, files SARs, analyzes alerts, and supports enhanced due diligence and annual risk assessments. Strong Excel skills and knowledge of banking...
$17 - $28.46 per hour
...would align to central time zone.Position SummaryThe Credentialing Specialist ensures clinicians successfully pass the Signify Health... ...ResponsibilitiesReview and process credentialing and re-credentialing files.Establish and maintain a system for the timely processing of...Ongoing contractWork experience placementWork at officeLocal areaRemote work- ...the practice of radiology. Job Summary The Credentialing Specialist primarily serves as the liaison between Vision Radiology (Organization... ...a timely manner Accountable for presentation of completed files to the Organization’s Management Team for recommendation of...Remote work
$17 - $28.46 per hour
...to central time zone. Position Summary The Credentialing Specialist ensures clinicians successfully pass the Signify Health credentialing... ...Review and process credentialing and re-credentialing files. Establish and maintain a system for the timely processing of...Hourly payOngoing contractFull timeTemporary workWork experience placementWork at officeLocal areaRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Filing Specialist. Be the first to apply!
- regulatory analyst Irving, TX
- coding compliance specialist Irving, TX
- aml compliance analyst Irving, TX
- compliance officer Irving, TX
- regulatory compliance specialist Irving, TX
- risk and compliance analyst Irving, TX
- compliance coordinator Irving, TX
- regulatory compliance associate Irving, TX
- research compliance officer Irving, TX
- healthcare compliance officer Irving, TX





