Regulatory Filing Specialist
Full-time
(DBA) American Beacon Partners
American Beacon PartnersRegulatory Filing Specialist American Beacon Partners, formerly known as Resolute Investment Managers, is a diversified asset management platform with affiliated and independent partnerships with more than 30 investment managers. Drawing on approximately 40 years of investment expertise, innovation and adaptability, American Beacon Partners delivers enduring value through traditional and alternative solutions designed to meet investors' evolving needs. Driven by future value creation, American Beacon Partners' unique platform delivers strategic benefits through a full suite of distribution, operational and administrative services that may be leveraged by its affiliates. We offer three customizable partnership models tailored for the U.S. wealth and retirement markets. For affiliated partners, we make strategic investments in boutique asset managers to enhance distribution and administrative support functions. For strategic distribution partners, we help investment managers leverage our distribution expertise to achieve greater scale. For sub-advisors to American Beacon Advisors, we assist institutional-caliber asset managers who are seeking to expand their strategies to retail markets through existing funds or new fund launches. With roots as an unaffiliated sub-advised mutual fund sponsor, the majority of our partnerships are with asset managers who invest and operate with full autonomy and independence. American Beacon Partners' affiliates include American Beacon Advisors, Inc.; National Investment Services of America, LLC; RSW Investments Holdings LLC; Shapiro Capital Management LLC; SSI Investment Management LLC; and Resolute Investment Distributors, Inc. In December 2025, the company was named one of the "Best Places to Work in Money Management" by Pensions & Investments for the seventh consecutive year. For more information, please visit Our office is located in Irving, Texas (Las Colinas). This position will have the following consideration:Hybrid: In office, currently Monday-Tuesday-Wednesday each week, with the option to work from home on Thursday and Friday. Job Description:The Regulatory Filing Specialist is responsible for reviewing and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines. Key ResponsibilitiesAssists with the preparation, review and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelinesCollaborates well with service providerAssists with annual investment risk update processIdentifies areas where process improvement can occurAct as "lead" Regulatory Filing Specialist for assigned FYEsReview updates to various Fund agreements, as necessaryEnsures agreements are appropriately included in the relevant Form N-1A Part C (wrapper)Assists with special projects, as necessary, including research of applicable rules and regulationsReview documents from Fund Board meetings and ensure appropriate modifications are made to filings and/or procedures RequirementsThree or more years related work experience in investments, securities, or financial servicesKnowledge of the Investment Company Act of 1940 and federal securities laws as they apply to the operation of mutual funds or investment advisersExperience with Mutual Funds and ETF filings, including Form N-1A, Form N-14, and Form N-2Proficiency with EDGAR Next filing systemFamiliarity with Broadridge PROfile or similar systemsFamiliarity with DocuBuilder software or other similar content management systems such as DFIN ArcProExcellent analytical, written, and oral communication skillsSuperior attention to detailSuperior interpersonal skills and ability to work effectively with all levels of management and support staffSuperior organizational skills with the ability to handle substantial responsibility and work on multiple projects simultaneously in a fast-paced, deadline-oriented environmentCollege degree or equivalent work experience #LI-Hybrid
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Vacancy posted 3 days ago
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