Consumer Compliance Audit Lead | US Banking
TD
TD Bank in Wilmington, Delaware seeks an Audit Manager I – U.S. Compliance Audit to lead engagements focused on US Consumer Compliance (UDAAP, Fair Lending, TILA, HMDA, RESPA, and more). You will mentor staff auditors, manage planning, execution, and reporting while aligning with policies and regulatory guidelines. You will collaborate with management to strengthen governance, risk and controls, oversee budgeting and staffing for audits, and drive continuous improvement across the function. #J-18808-Ljbffr TD
$77.26k - $115.9k
...this role. Line Of Business Audit Job Description The Audit Manager I - U.S. Compliance Audit is responsible for executing and leading audit engagements based... ...guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily...SuggestedWork at officeLocal areaWork from homeFlexible hours$125k - $150k
...Barclays, is a market-leading, tech-enabled... ...of Barclays behind us, we offer expanded... ...implications Regulatory & Compliance Oversight... ...to applicable consumer lending and fair lending... ...exams, internal audits, and issue... ...and/or regulated banking environment Exposure...SuggestedFlexible hours- TD Bank is seeking an Audit Manager I for U.S. Compliance Audit in Wilmington, DE. You will lead audit engagements focused on US Consumer Compliance, plan and execute audits, mentor staff, and coordinate with senior management to ensure timely delivery of findings. The...Suggested
$110k - $130k
Best Egg is a market‑leading, tech‑enabled... ...acquisition will give us the resources and... ..., supporting our consumer lending unsecured... ...gaps Regulatory & Compliance Oversight Ensure... ...regulatory exams, internal audits, and issue... ...lending and/or digital banking environment...SuggestedTemporary workFlexible hours- ...Risk Management and Compliance, you are at the... ...Acquisitions Risk, you will lead teams responsible... ...and Direct-to-Consumer (DTC) Credit Risk Oversight... .... Experience with audit processes and... ...and controls. About Us Chase is a leading... ...Consumer & Community Banking division serves our...Suggested
$64.82k - $97.22k
...this role. Line of Business: Audit Job Description: Depth &... ...: TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores... ...process, please email TD Bank US Workplace Accommodations Program...Full timeWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...with Risk Governance, Legal and Compliance to ensure policies are in... ...preferredMinimum 5 years of experience leading a proficient analytic... ...0 years of experience in the consumer/business lending... ...Veterans Our Consumer & Community Banking division serves our Chase customers...
- ...Auditor Associate Position within the Consumer and Community Banking (CCB) Compliance and Controls Audit Team . The role exists to... ...the internal audit function by leading and participating in audit activities... ...new business initiatives About Us JPMorganChase, one of the oldest...Flexible hours
- ...of Risk Management and Compliance, you are at the center of... ...and monitoring. You help us identify risks and... ...and recommended actions Lead and support initiatives... ...3 year of experience in consumer lending risk management and/or consumer banking project implementation....
- ...and enhance industry compliance. As the Tech Risk and... ...and implementing the Consumer & Community Banking Technology Risk management... ...Managers, Internal Audit, and Compliance,... ...cross-functional team leads and auditors, to ensure... ...About Us Chase is a leading financial...
- ...daily cash operations and banking activities Calculate,... ...Support internal and external audit processes related to... ...Spirit has helped us adapt and create solutions... .... That’s why we are the leading provider of business administration and compliance solutions. CSC is a great...Work at officeLocal areaRemote workWork from homeWorldwide3 days per week
- ...card issuer in the U.S., and lead innovative credit strategies for... ...frameworksEnsure adherence to banking regulations and internal... ...relevant experience in direct to consumer lending, originations, and/or... ...work for any employer in the US. We are not able to provide immigration...Work visa
- Senior Auditor Associate position within the Consumer and Community Banking (CCB) Compliance and Controls Audit Team. The role exists to strengthen the internal audit function by leading and participating in audit activities — including planning, testing, risk/control evaluation...
- ...Risk Management and Compliance, you are at the center... ...customer impacts. You help us stay aligned to... ...management, controls, audit, quality assurance,... ...capabilitiesAbout UsChase is a leading financial services... ...the TeamOur Consumer & Community Banking division serves our Chase...Work at office
- ...real difference. For us, that means putting... ...examinations and audit activities. What You... ...is observed. Lead oversight of the Risk... .... Collaborate with Compliance, Internal Audit, and... ...depth knowledge of consumer and/or commercial lending... ...of U.S. banking regulations and supervisory...Full timeTemporary workWork at officeLocal areaFlexible hours
- ...part of Risk Management and Compliance, you are at the center of keeping... ...you will be responsible for leading analytics to develop and... ...practices and controls for Chase Consumer Card Services to bring... ...Veterans Our Consumer & Community Banking division serves our Chase customers...
$68.4k - $114k
...Overview Participates in all phases of the audits across their assigned projects. Assists in... ...as assigned, under supervision of a Lead Auditor or Manager. Primary Responsibilities... ...that supports belonging and reflects the M&T Bank brand. Maintain M&T internal control...TraineeshipWork experience placementRemote workRelocation- ...card issuer in the U.S., and lead innovative credit strategies for... ...Ensure adherence to banking regulations and internal controls... ...relevant experience in direct to consumer lending, originations, and/or... ...work for any employer in the US. We are not able to provide immigration...Work visa
- ...Strategy – Vice PresidentHelp shape how a leading Cards business identifies emerging risk... ...analytics, especially within Cards, consumer lending, or pre charge-off strategyExpertise... ...the TeamOur Consumer & Community Banking division serves our Chase customers through...Shift work
$77.39k - $127.14k
## Private Banking Portfolio ManagerApplylocations: Wilmington... ..., monitoring covenant compliance, and underwriting new... ...Relationship Managers, Lead Portfolio Managers, and... ...of commercial and consumer loan and deposit products... ..., please contact us via email at ****@*****.***...Work experience placementFlexible hours$145k - $186.16k
...customer outcomes while ensuring compliance with regulatory standards.The... ...a key business segment of the Bank and assesses and provides... ...Are TD is one of the world's leading global financial institutions... ...process, please email TD Bank US Workplace Accommodations Program...Work experience placementLocal areaWork from homeFlexible hours- JPMorganChase Senior Auditor Associate in the Consumer and Community Banking Compliance and Controls Audit Team leads and participates in audits, planning, testing, risk assessments, issue dimensioning, and reporting while partnering with global Audit colleagues and business...
$123.88k - $201.29k
...role. Line of Business: Audit Job Description: The... ...Senior Audit Group Manager leads and develops a team of... ...(e.g., Global Compliance Certificate). Day-to-Day... ...potential impacts to the Bank Assesses / identifies... ..., please email TD Bank US Workplace Accommodations...Work at officeLocal areaWork from homeFlexible hours$89.6k - $149.3k
...Hybrid Audit Role This role will be hybrid (4 days/week onsite... ...distance or willing to relocate. Leads and executes audits across... ...plan validations in the Reg. Compliance, Money Movement, Enterprise Platforms... ...progress and findings to Bank management and oversee...Work experience placementRemote workRelocation- ...Risk Management and Compliance, you are at the... ...Operations, you will lead a high-performing... ...markets. You help us strengthen our... ...stakeholders, Legal, Audit, and Risk.Share appropriate... ...knowledge of banking systems and AML... ...to millions of consumers, small businesses...
- ...Senior Internal Audit AssociateThis is your opportunity to play... ...groups (i.e. risk management, compliance, fraud prevention), external... ...financial solutions to millions of consumers, small businesses and many of... ...are a leader in investment banking, consumer and small business...Visa sponsorshipFlexible hours
$221.02k - $292.98k
About Us Live Oak Bank is a digital bank that serves small business owners... ...risks to support regulatory compliance, responsible growth, and... ...Financial Crimes Program. Lead and develop Financial Crimes... ...committees, regulatory examinations, audits, and enterprise initiatives,...Work experience placementWork at office$151.9k - $173.4k
Compliance Testing Manager - Anti-Money Laundering (AML)... ...Testing) and Compliance audit and exams as needed Basic... ...knowledge of both US and Canadian laws and regulations... ...One, we’re building a leading information‑based... ...simplicity, and humanity to banking. We measure our efforts...Full timePart timeLocal areaFlexible hours- Job Description Join JPMorganChase as an analyst in Consumer and Community Banking Financial Control where you will ensure the accuracy, integrity and... ...within the firm’s IB community are an advantage. About Us JPMorganChase, one of the oldest financial institutions, offers...
- ...financial advice and full-service business banking Conduct client and prospect meetings to... ...while adhering to regulatory and compliance guidelines Manage an active loan portfolio... ...have strong knowledge of business lending, consumer lending, and deposit products. Must have...
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