Senior Compliance & Supervision Leader
$122k - $182kCetera Financial Group
Cetera Financial Group is seeking a Deputy Head of Supervision in Dallas, TX. The role involves ensuring compliance with FINRA rules and SEC regulations, managing supervisory systems, and overseeing reviews of branch offices. Candidates should have at least 10 years of experience in financial services supervision, with relevant Series registrations required. The position offers a salary range of $122,000 to $182,000, along with comprehensive benefits including health insurance and a 401(k) plan. #J-18808-Ljbffr
Vacancy posted 12 hours ago
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