Senior FINRA Supervisory Principal Compliance & Trade Review
PNC Financial Services Group
PNC Financial Services Group, Inc. is seeking a FINRA Supervisory Principal Senior in Grand Rapids, MI. This in-office role focuses on supervising Financial Advisors for compliance and risk management. The position involves monitoring sales practices, conducting training, and collaborating closely with various business partners. Candidates must possess FINRA licenses and have significant industry experience. A comprehensive benefits package is offered, including medical coverage, retirement plans, and generous paid time off. #J-18808-Ljbffr
$120k - $215k
...intersection of Forensics, Compliance, and Financial... ...a trusted advisor to senior leadership and clients... ...developments (e.g., SEC, FINRA, AML/KYC, FCPA, SOX) and... ...in creating and reviewing project materials and... ...industry regulations, trading practices, and/or brokerage...SeniorLocal areaFlexible hours$102.17k
...of work, delivery time, and compliance with the specifications and other... ...and vendor scopes and reviews same for completeness. Assists... ...as required. Job Title: Senior Estimator Group: CCI ESS... ...conceptual estimates in multiple trades and review estimates in many...SeniorFull timeFor subcontractorH1b- ...brands program to ensure retailer compliance. The role manages... ...also be expected to regularly review and provide adjustments to current... ...Company services a variety of trade channels including grocery, mass... ...products and packaging Supervisory Responsibilities Direct...SeniorWork at officeFlexible hours
$81.7k - $135k
...Tax - Indirect Tax - Global Trade Thomson Reuters ONESOURCE Global Trade - Senior The Opportunity EY’s Global... ...address risks to achieve worldwide compliance, as well as enhance and improve... ...design workshops Developing and reviewing software implementation work products...SeniorFull timeWork experience placementSummer holidayWorldwideFlexible hours- ...NPHC Job Description Job Title: Senior Compliance Manager Department(s): Property... ...reporting commitments are upheld and reviewed for LIHTC, HUD, HOME, RD, AHP, or other... .... Other duties may be assigned. Supervisory Responsibilities May be assigned one...SeniorContract workTemporary workInterim roleWork at officeLocal areaAfternoon shift
- ...Quality Department Senior Member This role provides advanced support to the Quality... ...executing the Quality Plan and ensuring compliance with applicable regulations and standards... ...department and the inspector/assessors. Reviews charts, tables, etc. to analyze quality...SeniorWork at office
- ...Stryker is seeking a Senior Compliance Engineer, EMC to support electromagnetic compatibility testing and compliance activities for new product... .... Develop and execute EMC test plans and support design reviews. Apply EMC standards and test methods for medical devices, building...SeniorTemporary workFlexible hours
$91k - $321.5k
...to 20% At PwC, our people in risk and compliance focus on maintaining regulatory compliance... ...Specialist - Managed Services - Senior Manager, you will lead initiatives in enterprise... ...Responsibilities Manage contract reviews and support engagement planning by applying...SeniorFull timeContract workH1b- ...NDAs, DMFs, CRL/DRL/IR ANDA, EU variation review responses, post-approval supplements and... ...Certification (RAC). Member of pharmaceutical trade associations such as RAPS, ISPE, PDA, etc... ...to stakeholders in order to maintain compliance without delay to business due to...Senior16 hoursFull timeContract workFor contractorsImmediate startShift work
- ...Description As a Health and Benefits Financial/Actuarial Senior Director, you will serve as the financial lead for large, complex... ...financial, and/or risk solutions Provides consulting quality reviews and client delivery for all types of financial/actuarial deliverables...SeniorTemporary workWork at officeLocal areaRemote workVisa sponsorshipWork visaFlexible hours
- ...you — to grow, contribute, and find purpose. We’re hiring a Condominium Project Review Specialist II to independently review and evaluate condominium project documentation and ensure compliance with agency, investor, and internal requirements. This role is ideal for an...Work at office
$75.5k - $149.6k
...Senior Associate, Federal Tax Consulting Services Your journey at Crowe starts here... ...Execute project work plans, including reviewing data and supporting documentation for R&... ...deadline for this role is 08/31/2026. In compliance with federal law, all persons hired will...SeniorLocal areaRemote workWorldwide$127.7k - $269.3k
...We are seeking a highly accomplished Senior Tax Manager to join our Lead Tax Services... ...receivable responsibilities Review federal and state income tax returns for... ...forward-thinking tax planning strategies, compliance expertise, and technical tax research...SeniorLocal areaRemote workWorldwide$50k
...environment. About the Role The Senior Estimator is the third level in the... ...schedules and coordinate with trades and management to ensure timely completion... ...responsiveness, and customer service Ensure compliance with industry TPA program standards and...SeniorWork at officeLocal area- ...our industry.Job Description:Temporary Senior Consultant – Financial Crime Audit & TestingAs... ...Senior Consultant in our Regulatory Compliance Financial Crime practice, you will work... ...servicesUnderstanding of relevant banking regulations and supervisory expectations for large financial...SeniorTemporary workLocal areaWorldwide
- ...Chemicals Planning Senior Manager FY27 Strategy, Growth, and Transformation | Functional and Operational Strategy and Transformation Atlanta, Georgia, United States Austin, Texas, United States Baltimore, Maryland, United States Boise, Idaho, United States...Senior
- ...Nienhuis Financial Group, LLC in Grandville, Michigan, is seeking a skilled Senior Accountant to oversee various accounting operations and financial compliance for clients. The role requires travel to meet client needs and experience in accounts payable and payroll. The...Senior
$70.6k - $139.8k
...Audit Senior Associate Your journey at Crowe starts here: At Crowe, you can build... ...assess performance of staff for engagement reviews. Maintaining an outstanding... ...and with integrity at all times. In compliance with federal law, all persons hired will...SeniorFull timeSeasonal workLocal areaWorldwideHome office$129.5k - $325.5k
...industry. Job Description: As a Senior Software Architect, you will join Crowe'... ...Enterprise Architecture, the Architecture Review Board, Cloud Delivery, and broader... ...solutions meet firmwide standards for security, compliance, and reliability. Explore emerging...SeniorWork at officeLocal areaRemote workWorldwideShift work- ...Law is a dynamic firm specializing in “tax law, litigation, and compliance". We provide exceptional representation to individuals and... ...challenges. Position Overview: We are seeking a highly skilled Senior Tax Litigation Attorney with a minimum of 5 years of...Senior
$74.1k - $147.8k
...our industry. Job Description: Senior AI Engineer 1 About Crowe Studio... ...and mid-level engineers through design reviews, code reviews, and hands-on technical mentorship... ...Ensure alignment with security, compliance, data governance, and responsible AI guidelines...SeniorLocal areaRemote workWorldwideFlexible hours- ...A leading medical technology firm is seeking a Senior Compliance Engineer, EMC, to support compliance activities and testing for new product development. Key responsibilities include leading EMC compliance strategies, collaborating with design teams, and managing certification...Senior
- ...Atrio Home Care is seeking a part-time Quality Review Clinician in Grand Rapids to ensure accurate clinical documentation and improve... ...This role is ideal for detail-oriented clinicians committed to compliance in a collaborative environment. Qualifications include a valid...Part time
$124k - $280k
...transformation engagements across the entire lifecycle. As a Senior Manager specializing in Blockchain, you will play a pivotal... ...tokenized assets, stablecoins, DAOs) and their regulatory, risk, and compliance implications Experience building business cases and ROI...SeniorFull timeContract workH1b- ...Job Summary The Senior Actuarial Analyst will work on the Actuarial Economics team. This job will require support of key business functions including monthly medical expense reserve valuation and reconciliation, medical trend analysis, medical expense budgeting and...SeniorFull timeWork experience placementWork at officeRemote workMonday to FridayFlexible hoursShift workWeekend work
- ...supporting each other’s growth and success. YOUR PURPOSE The Principal role is an impactful leadership position responsible for... ...management, team structure, programming, concept design, contract review, and overall project performance to ensure successful outcomes...PrincipalSeniorContract workWork at office
$135.6k - $225.9k
...patient and healthcare outcomes. As a Senior Principal Electrical Engineer at Stryker, you... ..., firmware, mechanical interfaces, and compliance to standards such as IEC 60601 Drive... ...for architecture decisions, design reviews, risk assessments, root cause investigations...PrincipalSeniorFull timeTemporary workFlexible hours- ...Senior People Operations & HRIS Specialist Company Overview ActiveProspect is on a mission to make consent-based marketing the best... ...for documenting prior express written consent for TCPA compliance. Job Summary We are seeking a highly capable Senior People...SeniorLocal areaRemote workFlexible hours
- ...regular communication and business reviews with the client and program... ...job orders, credit check compliance). Creating a positive work environment... ..., Work Source centers, trade schools, and grassroots).... ...to five years of managerial/supervisory experience in the service provider...Permanent employmentTemporary workWork experience placementLive inWork at officeLocal areaRemote work
- ...research and completing trades and transactions.... ...and branch vitals. Review advisor expense reports... ...with Registered Principal to ensure compliance support is established... .... Partner with Senior Operations Leader and... ...Previous successful supervisory experience including...Full timePart timeH1bWork at officeVisa sponsorship
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