Compliance Analyst: Suitability & Pre-Approval Reviews
TRC Talent Solutions
TRC Talent Solutions is seeking a Compliance Analyst to perform suitability reviews for VA, RILA, FIA, and non-traded investments. You will document analysis, provide approval or rejection decisions, and enter data into the pre-approval platform, coordinating with advisors to address deficiencies. The role requires 1–2 years of related experience and FINRA licenses, with strong communication and multitasking abilities to meet deadlines in a regulated environment. #J-18808-Ljbffr TRC Talent Solutions
Vacancy posted 3 days ago
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