VP, Global Code of Ethics & Compliance
Ares Management Corporation
A leading asset management firm is seeking a Vice President for its Compliance team, focusing on oversight and enhancement of the Global Code of Ethics program. The ideal candidate will have over 10 years of experience in Compliance, with strong management skills and a thorough understanding of SEC regulations. This role includes administering training programs, managing compliance systems, and ensuring adherence to ethical practices across global teams. The position offers a competitive salary and robust benefits package. #J-18808-Ljbffr Ares Management Corporation
$185k - $225k
...industry. Job Description The Ares Legal and Compliance Department oversees and manages Ares' global Legal, Regulatory and Compliance functions and... ...; Investment Adviser Compliance (including Code of Ethics), which administers global policies and central compliance...SuggestedTemporary workWork experience placementWork at officeRemote workFlexible hours- ...Trust in Digital Advertising Leading Global Privacy and AI Governance at Scale... ...ecosystem. DoubleVerify is hiring a VP, Global Data & Privacy to lead its global... ...Security, and Commercial teams to ensure compliance while enabling innovation. The role will...Suggested
$185k - $319k
.... Learn more at Reporting to the Chief Legal Officer, the VP, Global Data & Privacy will lead the DV Privacy Team and work closely... ...Security, Policy and Commercial functions to: # Monitor compliance and data practices to ensure the business and its products comply...SuggestedLocal areaWorldwideShift work$125k - $250k
...This role resides in Global Liquidity and reports into Product/Distribution Management interfacing primarily with the product management... ..., sales and marketing teams as well as technology, legal and compliance. Key Responsibilities: Liaise with internal and...SuggestedTemporary workWork at office$325k - $340k
LB Pharmaceuticals is seeking a VP, Clinical Supply & Supply Chain in New York to develop and oversee the global supply chain strategy for clinical and pre-commercial programs... ...in supply chain leadership, regulatory compliance, and vendor management, with 15+ years in...Suggested- A leading global financial institution is seeking a Vice President for the Regulatory Reporting Policy team. In this role, you will guide regulatory reporting practices, ensure compliance with evolving regulations, and drive training initiatives. Ideal candidates will have...
$230k - $290k
Vaco Recruiter Services is seeking a VP of Income Tax in New York City. This strategic role oversees the global income tax function, including compliance, planning, and reporting. The ideal candidate will have a BS in Accounting, active CPA license, and 18+ years of tax...$180k - $220k
...firm is seeking an experienced Chief Compliance Officer to lead its end-to-end compliance... ..., including expansion of U.S. and global client acquisition. Key Responsibilities... ...and maintain policies, procedures, and Code of Ethics Lead SEC examinations and serve as...Contract work$211.28k - $316.92k
A global financial services firm is looking for a Global Spread Products Lawyer based in New York. This role involves providing critical legal support in Credit Trading, ensuring compliance with laws and regulations, and advising on business proposals. The ideal candidate...$200k - $280k
...Vice President, Global Head Of Digital Experience The Vice President, Global Head of Digital Experience is a senior leadership role... ...At Chubb, we are committed to equal employment opportunity and compliance with all laws and regulations pertaining to it. Our policy is...Full timeTemporary workLocal areaShift work$165k - $200k
...Business Overview: BNP Paribas Global Markets brings together the full spectrum of market... ...stakeholders at the team level. Compliance Culture and Conduct: Takes full responsibility... ...corporate values and displays high ethical standards. Responsibilities:...Work at office$159.3k - $270.7k
...Job Title Global Head of Architecture Job Description Reporting to the Global... ...executive leader. ~ Possess uncompromising ethics, unwavering integrity and understanding... ...to equal employment opportunity and compliance with all laws and regulations pertaining...Full timeTemporary workWork experience placementLocal areaRemote work$130k - $200k
...real assets and secondary funds, all on a global basis. Further information is available... ...domestic and international investment and tax compliance support for Blackstone's Multi-Asset... ...integrity of the highest order. • Strong work ethic, responsiveness, and passion for learning...Local areaFlexible hours- ...Overview OPSWAT, a global leader in IT, OT, and ICS critical infrastructure... ...their devices, and ensure compliance. Over the last 20 years our... ...our way of life. The Position VP of Products & Platform. Every... ...collaborate with peers who engage in code-level discussions,...Contract workLocal area
$120k - $170k
...Department Overview TD Securities Global Asset Servicing (GAS) is a... ...documentation for regulatory, compliance, and audit purposes.... ...Orientation/Gender Identity. The VP, TDS Operations leads a group... ...comply with Bank and industry codes of conduct Acts as a key contributor...Local areaWork from homeFlexible hours- ...Vice President, Global Quality Compliance About the Company Well-known pharmaceutical company Industry Pharmaceuticals Type Privately Held About the Role The Company is in search of a Vice President for Global Quality Compliance. The successful...
- ...invests more than $100B of long-term capital globally, and has a team of nearly 300... ...future. #LMI The Position: The LMI Compliance team is looking for a compliance attorney... ...of investment compliance programs (code of ethics, policies, testing, controls, etc.) in...Local area
$225k - $250k
...Job Title: Vice President, Deputy Chief Compliance Officer Reports to (title): Senior Vice... ...to ensure a culture of compliance and ethical conduct. Primary responsibilities include... ...Administer and provide reporting on the Code of Ethics, including personal trade pre-...Contract workWork at office- ...Compliance Professional Marathon Asset Management is seeking a compliance professional... ...and support the continued growth of our global credit investment platform. This... ...content. Oversee the monitoring of Code of Ethics processes, including personal trading,...Work at office
$210k - $250k
...Business Overview: Through our Global Equities and Prime Services franchise, BNP... ...stakeholders at the team level. Compliance Culture and Conduct: Takes full responsibility... ...corporate values and displays high ethical standards. Responsibilities:...Work experience placementWork at office- Senior Vice President for Global Real Estate, Facilities and Campus... ...to the New York City code, zoning, and other local laws... ...integrity and inspires trust through ethical and professional conduct.... ...standards. Qualifications In compliance with NYC’s Pay Transparency Act...Temporary workWork experience placementLocal area
- ...leading data analytics company is seeking a VP, Head of Responsible AI to drive AI adoption while ensuring ethical governance and security. You will lead the AI... ...a three-year roadmap, and ensure compliance with global regulations. This role requires deep expertise...
$110k - $230k
...President, Credit Risk Analyst to conduct in-depth credit analysis, manage relationships with financial institutions, and ensure compliance with regulations. The ideal candidate will have a Bachelor's degree, strong credit risk management experience, and excellent communication...$165k - $250k
...Laundering in New Jersey. The role involves overseeing investor onboarding, KYC processes, and conducting thorough investigations in compliance with AML regulations. Candidates should have at least 8 years of experience, CAMS certification, and strong knowledge in AML laws...- ...Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and... ..., PowerBi, etc.* Review data elements based on 'Global Chart of Accounts' composition and trace accounting codes to product/business origin to check if...Work at officeWork from homeFlexible hours
$120k - $205k
Fixed Income Municipals Compliance Coverage Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking,... ...rooted in integrity, excellence and strong team ethics. Morgan Stanley can provide a superior foundation...Temporary workLocal areaWorldwide$300k - $360k
Compass Pathways plc in New York City is seeking a Vice President of Compliance to lead the company's healthcare compliance program. This role involves developing policies, training employees, and fostering a culture of integrity. The ideal candidate will have 6-10 years...Remote work$259k - $394k
...A biotechnology company is seeking a Vice President of Regulatory Affairs to develop and execute regulatory strategies for global pipeline programs. The ideal candidate will have over 15 years of experience in regulatory affairs within a biotech environment and will be...$90k - $175k
...Job Title Compliance Consultant Job Description At Kroll, you will provide expert... ...service as part of an award-winning global team. We are seeking a collaborative... ...clients, overseeing compliance programs, codes of ethics, conflicts of interest, and regulatory...Full time- ...Global Financial Crimes (GFC): Sanctions Compliance Coverage Officer In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice...Temporary workWork at office
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