VP, Regulatory Portfolio Strategy & Governance
LPL Financial LLC
LPL Financial LLC seeks a Vice President of Mandatory Regulatory Portfolio Governance to lead strategy, governance, prioritization, funding administration, and executive oversight of the ManReg investment portfolio. This leader will align senior stakeholders, maximize risk reduction, and drive enterprise-wide governance across regulatory initiatives spanning Compliance, Risk, Operations, Product, Technology, Information Security, and Legal. #J-18808-Ljbffr LPL Financial LLC
$141.42k - $235.66k
...Transformation Office is seeking a Vice President of Mandatory Regulatory Portfolio Governance to lead the strategy, governance, prioritization, funding administration,... ..., Technology, Information Security, and Legal. The VP will serve as the primary steward of the ManReg...RegulatoryWork at officeWork from home$147.39k - $245.66k
...Vice President to lead our Technology Governance program and team reporting within the Cyber... ...services to own the cyber program strategy, charter, and associated metrics; develop... ...program framework to include industry, regulatory and audit testing requirements; align and...RegulatoryShift work$114.12k - $190.14k
...goals.Job Overview:The AVP, Strategy Activation will be responsible... ...improvement of LPL Access Portfolios (LAP), LPL’s multi-custody platform... ...of advisor onboarding, governance, billing oversight, service... ...ensure effective execution, regulatory compliance, and cross-...RegulatoryWork from home$147.39k - $245.66k
...Financial is looking for a Vice President to lead the Technology Governance program within Cyber Security. The role requires over 8 years... ...management. Responsibilities include developing governance strategies, leading teams, and collaborating across departments to maintain...Suggested$135.96k - $226.6k
...Product, Data Quality, Data Governance, and Operations... ...retirement products, and the regulatory environment. This... ...capabilities from strategy through execution, partnering... ...skills. The VP will help define product... ...and ensure effective portfolio communicationsEnsure effective...RegulatoryFull timeWork from home$127.51k - $212.49k
...and contract strategist for a portfolio of high-impact technology... ...vendor value, ensure effective governance, and support enterprise... ...pricing models, and negotiation strategies across enterprise technology... ...alignment with business, regulatory, and operational requirementsProvide...RegulatoryFull timeContract workWork from homeShift work$168.61k - $281.09k
...agreements. Remain informed and update Human Resources partners on legal, regulatory and other developments in the employment law arena; anticipate their potential impact on the company’s operations and strategy; and provide counsel to business and human resources to...RegulatoryWork from home- ...Information Security leader for ServiceMac to translate security strategy into operational programs. You will drive risk-based controls,... ...response while aligning with enterprise standards and regulatory expectations. You will report to executive leadership and guide...Regulatory
$135.96k - $226.6k
VP, Product Manager - Identity & Access Management (IAM) The... ...Access Management (IAM) leads the strategy, roadmap, and delivery of... ...product management practices, governance, and operating rhythms within... ..., emerging technologies, and regulatory considerations to inform...Regulatory$136.99k - $228.25k
...invites you to apply today.Job Overview:The VP, Institutional Leader (Wealth Advisors... ...with sales and acquisition teams on growth strategy, analyzing AUM, revenue, pipeline and... ...coordination with policies, procedures and regulatory expectations.Handle items related to compensation...RegulatoryFull timeWork from home- ...Vice President, People Business Partner in the U.S. to partner with the CTO and Technology leadership. You will shape the people strategy, lead organizational effectiveness, and guide executive teams through transformation to enable growth and innovation. The role emphasizes...
$145.44k - $242.36k
...innovative, entrepreneurial, high‑performing team is seeking a leader to help execute upon the firm’s outsourced wealth solution strategy in support of credit unions. Reporting up to the SVP, Outsourced Wealth Strategy for Financial Institutions, the individual will be...$135k - $210k
...the implementation of sales strategies and tactics aimed at sustained... ...to fill DSM, RSM, and Sales VP roles.Strategy: Develop annual... ...programs/strategies and advise on regulatory actions.Policy: Direct... ...for ensuring compliance of all government related regulations and programs...RegulatoryMinimum wageFull timeTemporary workSeasonal workWork at officeLocal areaNight shift- ...Financial Holdings Inc. is seeking a Senior Vice President to lead Centrally Managed Advisory Programs (UMA, SMA, wrap) and drive strategy across the firm’s advisory platforms. The role oversees program health, growth, risk management, and profitability while partnering...
$168.61k - $281.09k
...President, Assistant General Counsel. This VP will report to a Senior Vice President... ...with respect to federal, state and SRO regulatory compliance, enforcement defense, and/or... ...regulation, establishment, management, governance and marketing of private funds which invest...RegulatoryFull timeWork from home$150.79k - $251.32k
..., and shaping the long-term operational strategy of that platform.Responsibilities:Designing... ...consistent client experience and strong governance.Work closely with Leadership, Investment... ...of institutional investment workflows, portfolio management operations, trading,...Full timeWork from home- ..., and compliance certificates.Treasury Governance & SystemsEstablish and enforce treasury... ...markets and recommend risk mitigation strategies where appropriate.Credit, Collections &... ...accounting principles, financial reporting, and regulatory requirements.Proficiency in using...RegulatoryTemporary workWorldwide
- ...an attorney to provide pragmatic legal advice and counsel to HR partners and corporate teams with a focus on employment law and regulatory compliance. The role involves day-to-day counseling, policy development, and oversight of employment litigation with outside counsel...Regulatory
- ...senior analytics contributor to lead a portfolio of supervisory AI models across their lifecycle, including deployment, governance, and retirement when appropriate. The... ...delivering executive-ready reports to the VP. A strong regulatory, analytics, and collaboration...Regulatory
- ...Product leader responsible for the lifecycle roadmap and overall strategy from inception to implementation. You will coordinate across... ...targets are met while maintaining competitiveness and regulatory compliance. The role manages powertrain, electronic architecture...Regulatory
- LPL Financial is seeking a senior leader to drive UMA and tax management offerings within its Wealth Management team in Fort Mill, SC. You will shape strategic programs, coordinate with product, technology, and field teams, and engage high-profile clients to align with ...
- ...more sustainable. Its premium portfolio encompasses car, truck, bus,... ...alignment with evolving regulatory and enforcement priorities.Antitrust... ...policies, procedures, and governance frameworks. Conduct... ...obligations, and remediation strategies.Support development and maintenance...RegulatoryFor contractorsFixed term contractWorldwideVisa sponsorshipWork visaRelocation package
- ...is seeking an Assistant Vice President to join the AI Risk and Governance team in Fort Mill, South Carolina. The AVP will oversee AI... ...business functions, maintain governance frameworks, and ensure regulatory compliance while enabling responsible AI adoption at pace. Key...Regulatory
- ...platforms and develop reports for leadership to monitor performance. This role focuses on executing model portfolios, ensuring compliance with investment strategies, and delivering timely insights to stakeholders. The successful candidate will have Series 7 and 65...
- ...diligence, onboarding, research, and risk management. The ideal candidate should have a strong background in federal, state, and SRO regulatory compliance, enforcement defense, and/or agency or private civil litigation/arbitration defense, with a specific focus on the...Regulatory
$69.73k - $116.18k
...Product Analyst, Retirement Data Insights and Governance will lead efforts to define, enhance, and operationalize data strategy, reporting, and governance across LPL’s... ...Product Risk, Legal, and Compliance to ensure regulatory alignment (e.g., ERISA, DOL, data privacy)...RegulatoryFull timeWork from home- Lead QA Resource - Platform Governance & Security Testing Specialist Fort Mill, SC | Long... ...CyberArk integration Develop testing strategies for Dynamic Data Masking policies and Protegrity... ...compliance with audit requirements and regulatory standards Required Technical Expertise...RegulatoryLong term contractTemporary work
$98.57k - $135.54k
...Assess emerging technologies, regulatory developments, market trends,... ...to customer, NGO, and government sustainability-related requests... ...pilot programs, and investment strategies, including evaluation of... ...sustainable solutions within own portfolio and our customers....RegulatoryFull timeTemporary workFlexible hoursNight shiftWeekend work$103.93k - $173.25k
...serves as the relationship lead and governance partner for an assigned portfolio of technology vendors supporting... ...support cost-effective vendor strategies. Support enterprise initiatives... ...business, technical, operational, and regulatory considerations are represented....RegulatoryContract workWork from home$95.9k - $178.1k
...dependencies, driving executive-level governance, and ensuring clients... ...- Establish implementation strategy, governance models,... ...practices support applicable regulatory, security, compliance, and business... ...requirements. Program & Portfolio Leadership - Manage implementation...RegulatoryMinimum wageFull timeContract workFlexible hours
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