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Senior VP, Fixed Income Trading & Compliance Leader

Mesirow

Mesirow is an independent, employee-owned financial services firm founded in 1937 with offices across the country, including Chicago. The role supports an institutional fixed income trading desk, overseeing operations and daily trading, ensuring compliance with SEC and FINRA regulations and managing risk. The Senior Vice President, Supervising Principal reviews transactions, approves high-risk orders, processes trades and fund movements, reconciles financials, and maintains supervisory controls #J-18808-Ljbffr Mesirow

Vacancy posted 2 days ago
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