Senior VP, Fixed Income Trading & Compliance Leader
Mesirow
Mesirow is an independent, employee-owned financial services firm founded in 1937 with offices across the country, including Chicago. The role supports an institutional fixed income trading desk, overseeing operations and daily trading, ensuring compliance with SEC and FINRA regulations and managing risk. The Senior Vice President, Supervising Principal reviews transactions, approves high-risk orders, processes trades and fund movements, reconciles financials, and maintains supervisory controls #J-18808-Ljbffr Mesirow
- Mesirow in Chicago is seeking a Senior Vice President, Supervising Principal to oversee the institutional fixed income trading desk, ensure compliance with SEC and FINRA, and manage risk. You will review transactions, approve high-risk orders, and supervise traders daily...Senior
$100k - $130k
...Investment Banking, and Advisory Services. A Senior Vice President, Supervising Principal working on a institutional fixed income trading desk overseeing operations and... ...of daily trading activities, supporting compliance with SEC and FINRA regulations and managing...SeniorFull timeFlexible hours- Fifth Third Bank in New York is seeking an Executive Director, Fixed Income Municipal Bond Sales to drive strategic growth and manage top-... ..., set regional and national sales initiatives, and mentor senior sales professionals to build bench strength. The role requires...Senior
$116.1k - $197.3k
...in Chicago is seeking a financial analyst to evaluate credit risk associated with fixed-income investments. You will perform credit analysis, recommend securities, and ensure compliance with regulatory requirements. The ideal candidate has a minimum of five years of experience...Suggested- DV Trading LLC is seeking a Credit Risk Analyst to lead its counterparty and credit risk management function. You will evaluate clients... ..., build risk metrics, and provide actionable insights to senior leadership as DV expands its markets. The role requires 5+ years...Senior
- DLC, part of Addison Group, is seeking a Senior Accounting Manager in Chicago to lead month-end close, reporting, and strategic finance initiatives across multiple client projects. The role requires 8+ years of experience, a Bachelor's in Accounting/Finance, and MBA/ CPA...Senior
- Adyen is seeking a Senior Financial Risk Analyst in Chicago to assess and manage financial risk across a portfolio of enterprise merchants... ...driving scalable risk management, and sharing insights with product and compliance teams to support new commercial #J-18808-Ljbffr AdyenSenior
- Northern Trust is seeking a seasoned Fixed Income Portfolio Manager within NTAM to lead multi-sector corporate credit efforts. You will manage investments, analyze risk, and contribute to strategy underpinned by a disciplined investment philosophy. The role requires strong...Senior
- Wedbush seeks a Senior Vice President, Market Risk Analytics Manager FICCS for the Chicago office. The role focuses on providing market risk analysis across futures, FX, power products, and fixed income within the Risk and Credit Group. The candidate will design SQL queries...SeniorWork at office
$180k - $250k
...Chicago office is hiring for an experienced Senior Vice President, Market Risk Analytics Manager... ...options on futures, FX, power products and Fixed Income. Responsibilities include, but are not limited to:Monitor client trading across multi-asset classes and create risk...SeniorFull timeWork at officeLocal areaImmediate startNight shift- William Blair in Chicago is seeking a Manager, PWM Fixed Income to shape and implement fixed income investment strategies for high-net-worth and institutional clients. You will lead portfolio construction, perform in-depth bond research, and present investment proposals...Senior
- ...relevant field. Strong mathematical skills and the ability to adapt to changing market conditions are essential. The position offers a dynamic trading environment with opportunities to improve algorithms and optimize trading strategies. #J-18808-Ljbffr Quant Blueprint LLCSenior
- Northern Trust is seeking a Fixed Income Portfolio Manager to lead multi-sector strategies within the taxable fixed income team, focusing on corporate credit valuation and securitized assets. You will independently contribute investment ideas and maintain alignment of...Senior
- Mesirow seeks an experienced municipal fixed-income salesperson to build and expand relationships with buy-side clients across multiple offices. The role focuses on selling taxable municipal securities and expanding revenue within an established institutional client base...SeniorWork at office
$100k - $150k
...200 offices in 43 countries.As a market leader, the talent and passion of our people is... ...part of our culture.Department Profile:The Fixed Income Division (“FID”) sits within the... ...in FID assess and actively manage risk, trade securities, and structure as well as execute...Contract workTemporary workWorldwide- Harris Associates in Chicago is seeking a Senior Portfolio Implementation Specialist to support Portfolio Managers and liaise with trading, client service, product, legal and compliance. You will oversee order origination in Charles River IMS, conduct pre-trade compliance...Senior
- About Akuna Akuna Capital is an innovative trading firm with a strong focus on collaboration, cutting‑edge technology, data driven solutions, and automation. We specialize in providing liquidity as an options market‑maker - meaning we are committed to providing competitive...SeniorWork at office
- Stout Risius Ross, LLC in Chicago seeks a full-time Senior Vice President to lead buy-side and sell-side financial due diligence within our Transaction Advisory practice. You will guide high-stakes engagements, supervise analysts, and deliver clear, actionable insights...SeniorFull time
- ...servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities to... ..., regulatory expectations, and compliance requirements relevant to capital markets... ...at all levels, including senior managers, and coordinate across Legal...Full timeWork experience placementWork at office
- CDW in Chicago, IL is seeking a Sr Tax Accountant to participate in all facets of the income tax function, including compliance, financial reporting, and audit support. The role emphasizes analytical rigor, cross-functional collaboration, and relationship-building across...Senior
- DXC Technology is seeking a senior sales leader in Chicago to develop and execute strategic plans that acquire customers, retain accounts, and grow revenue. You will mentor a high‑performance sales team and maintain an active pipeline. The role requires expert product and...Senior
$180k - $250k
...Chicago office is hiring for an experienced Senior Vice President, Market Risk Analytics... ...options on futures, FX, power products and Fixed Income. Responsibilities include, but are not limited to: Monitor client trading across multi-asset classes and create risk...SeniorWork at officeLocal areaFlexible hoursNight shift- .... About the role The Fixed Income Sales Executive Director... ..., partners with senior leadership on business... ...strategies, and ensures compliance with regulatory standards... ...Third as a thought leader in the marketplace. Please... ...market updates, trade ideas, and strategic recommendations...Internship
- In compliance with applicable laws, HSBC is committed to employing only those who are authorized... ...requirements. As Vice President Or Senior Vice President You Will Deliver the business... ...build the bank of the future! Your final fixed pay offer will depend on the candidate and...SeniorWork at office
- ...team to advise on private funds, funds formation, and related regulatory matters for institutional clients. You will partner with compliance, risk, and product teams to structure investments, draft and negotiate agreements, and support distribution and client diligence...Senior
- ...evidence, analyze data, and coordinate with Legal, Human Resources, Compliance, and Audit to safeguard assets and the firm’s reputation. This... ..., extensive experience in financial fraud investigations, and the ability to brief senior management. #J-18808-Ljbffr JPMorganChase
- ...Senior Vice President, Head of Commercial Lending About the Company A bank focused on commercial lending, deposit growth, and risk... ...will be responsible for developing loans, deposits, and fee income with both existing and prospective customers, as well as negotiating...Senior
- Senior Manager, Finance Transformation Full Time •... ...Posted 13 hours ago Trading Technologies Multi-asset... ...partnership with the Accounting leaders, with a focus on... ...futures and options, fixed income, foreign exchange (FX)... ...quantitative trading; compliance and trade surveillance...SeniorFull timeWorldwide
- Ballys Chicago Operating Co LLC is seeking a seasoned AML and regulatory compliance leader to oversee the company’s AML program, ensuring adherence to BSA/FinCEN and IGB requirements. You will lead investigations, supervise staff, and partner across departments to strengthen...Senior
$277.15k
A leading aerospace company is seeking an Information Technology Sarbanes-Oxley Act (IT SOX) Compliance Senior Manager in Chicago, IL. This hybrid position requires extensive experience in SOX compliance and IT General Controls. Responsibilities include developing documentation...Senior
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