Supervisor, Capital Markets Compliance & Risk Advisory
RSM US LLP
RSM US LLP is seeking a Compliance Supervisor in Dallas, Texas. This role focuses on assisting clients with financial regulations compliance. Candidates should have over five years of compliance experience, particularly with FINRA/NFA regulations, and a Bachelor's degree. Responsibilities include assessing compliance programs, developing policies, and managing client relations. Compensation ranges from $85,100 to $161,700, with discretionary bonuses available. #J-18808-Ljbffr RSM US LLP
Vacancy posted 4 days ago
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