FinTech Compliance Analyst: QA & FINRA Reporting
AppleOne Employment Services
AppleOne is assisting a Fintech client with finding a compliance associate to join their team. You will review customer support cases for FINRA requirements, perform QA on complaints, and help prepare the quarterly FINRA reports and metrics for management. The role emphasizes data-driven analysis, independent work, and clear communication in a fast-paced environment within the brokerage domain. #J-18808-Ljbffr AppleOne Employment Services
Vacancy posted 3 days ago
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