Assurance Supervisor - PE Funds
$77.7k - $147.4kRSM International
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.RSM is looking for an Assurance Supervisor to join our Private Equity practice. This practice is dynamic, robust and continues to expand every year. RSM serves a wide range of clients, including approximately 1,500 private equity and venture capital clients.Job Responsibilities:Minimum Qualifications:Bachelor’s degree in Accounting or related field from an accredited University.Active CPA license or demonstrated progress toward CPA licensure in state of residence. CPA license strongly preferred. 4+ years of recent assurance experience within a public accounting environment.Strong working knowledge of US GAAP, US GAAS or other relevant regulatory requirements, with the ability to apply relevant accounting and auditing standards.Experience leading portions of audit engagements from planning through completion, including reviewing workpapers, and managing workflow across multiple engagements.Demonstrated ability to lead and develop staff, including coaching and providing performance feedback.Proven ability to manage client communication and expectations, including escalating issues and supporting resolution throughout the engagement cycle.Experience overseeing substantive testing, analytical procedures, and control testing, including documentation and evaluation of results.Ability to communicate clearly, professionally, and effectively with firm personnel and clients in person, by telephone, and through electronic or written means.Effective project management skills, including the ability to manage multiple priorities, tasks, and projects simultaneously, meet deadlines, and maintain accuracy and quality of work in accordance with performance expectations, firm, and client standards. Ability to work effectively in a professional office environment and, as required by the role, at client sites, including the ability to sit for extended periods of time and work at a computer and other standard office equipment. Ability to work extended and/or non standard hours during peak periods or as necessary to meet client, project, or firm business needs.Ability to maintain consistent, onsite presence during core business hours including the ability to regularly report to a firm office location and travel to client sites as required, including access to reliable transportation.At RSM, we offer a competitive benefits and compensation package for all our people. We offer flexibility in your schedule, empowering you to balance life’s demands, while also maintaining your ability to serve clients. Learn more about our total rewards at .All applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender; sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past, current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/partnership. RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please call us at View phone number on click.appcast.io or send us an email at View email address on click.appcast.io does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders). If you are a recent U.S. college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying, excluding internships, you may be eligible for hire as an experienced associate.RSM will consider for employment qualified applicants with arrest or conviction records. For those living in California or applying to a position in California, please click here for additional information.At RSM, an employee’s pay at any point in their career is intended to reflect their experiences, performance, and skills for their current role. The salary range (or starting rate for interns and associates) for this role represents numerous factors considered in the hiring decisions including, but not limited to, education, skills, work experience, certifications, location, etc. As such, pay for the successful candidate(s) could fall anywhere within the stated range.Compensation Range: $77,700 - $147,400Individuals selected for this role will be eligible for a discretionary bonus based on firm and individual performance.SummaryLocation: New York; Edison; Hartford; StamfordType: Full time
$119.1k - $239.3k
...to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.RSM is looking for a Assurance Sr. Manager to join our Private Equity practice. This practice is dynamic, robust and continues to expand every year. RSM serves a...SuggestedFull timeWork experience placementInternshipPrivate practiceWork at officeLocal area$89.8k - $170.5k
...engagement teams and prepare end-of-engagement evaluations for staff Understand skillsets and capabilities of Senior Associates and Supervisors and monitor and review work product that they prepare and report on performance while articulating coaching notes throughout the...SuggestedFull timeWork experience placementInternshipPrivate practiceLocal area$85k - $125k
Join our growing Assurance team at Cohen & Co! Our national Assurance Practice is recognized throughout the U.S. for our expertise and technical... ...to our clients. We’ve been named the 3rd largest registered funds auditor and recognized as an employer of choice. We are seeking...SuggestedFull timeContract work$175k - $250k
...rules. What We're Looking For 7+ years of experience in compliance, legal, or regulatory roles within commodity trading firms, hedge funds, CTAs, asset managers, FCMs, brokers, or derivatives platforms Deep expertise in CFTC and NFA regulations and strong understanding...SuggestedWork at officeFlexible hours$150k - $190k
...creativity and forward-thinking.Secureframe is backed by top VCs including Kleiner Perkins, Accomplice, Gradient Ventures (Google’s AI Fund), BoxGroup, Village Global, and many more.As a Senior Federal Compliance Manager test.Secureframe highly values having employees...SuggestedWork at officeWorldwideFlexible hours- ...provisioning and remove telecom complexity.Our team of around 150 people across the US and Europe, backed by nearly $100 million in funding from Ribbit Capital, Google, and Y Combinator. As one of the fastest-growing tech companies, bringing together early-stage...Work at officeRemote workWork from homeHome office
$95.45k - $143.18k
...a portfolio of sponsor-led, investigator-initiated, federally funded, and industry-sponsored clinical research studies.Serving within... ...when neededEnsure ongoing readiness for sponsor audits, quality assurance reviews, and regulatory inspectionsDirect, train, and mentor...TraineeshipWork at officeLocal area- ...including leading new registrations for RIAs and ERAs and regulatory exams or inquiriesSupport registered investment companies, closed-end funds, and BDCs on ‘40 Act compliance, board reporting, and co-investment relief mattersAssist with SEC and/or FINRA regulatory...
$140k - $190k
...provisions, and the legal framework of trust administrationFamiliarity with institutional trust offerings such as reinsurance trusts and fund structures, and with the administration of other non-trust structures such as closely-held businessesExperience with Board of...Full timeWork at officeLocal area$139.23k - $163.8k
...and optional term life insurance Short-term and long-term disability Pregnancy disability and parental leave 401(k) and employer-funded retirement plan Paid vacation (from two to five weeks depending on salary grade and tenure) Up to 11 paid holiday opportunities...Full timeTemporary workWork at officeLocal area3 days per week- ...enables faster, cheaper payments and borderless access to dollars via stablecoins. Through our APIs, businesses can send and receive funds across borders faster and cheaper vs. SWIFT and other fiat-only rails. Our virtual accounts enable international consumers and...Shift work
$150k
...experienced Compliance Director to lead regulatory affairs, quality assurance, safety, and risk management across its operational programs.... ...authority requirements.Manage compliance for government-funded contracts, public health partnerships, grants, and clinical research...Work at officeLocal areaFlexible hours$148.5k - $174.7k
...term and optional term life insuranceShort-term and long-term disabilityPregnancy disability and parental leave401(k) and employer-funded retirement planPaid vacation (from two to five weeks depending on salary grade and tenure)Up to 11 paid holiday opportunitiesAdoption...Full timeWork at officeLocal area3 days per week- ...Ability to manage sensitive and confidential participant information with professionalism and discretion. Experience supporting grant-funded, workforce development, healthcare workforce, or compliance-driven programs preferred. Proficiency in Microsoft Office Suite,...Work at officeRemote workShift work2 days per week
- ...faster, more affordable, and more accessible than ever before. We are a hyper-growth Series B company, backed by over $100 million in funding from top-tier global investors, including QED, Castle Island, Switch Ventures, HTwenty, Monashees, and General Catalyst Customer...Remote work
$225k
...Senior Vice President, Registered Funds Compliance A rapidly growing alternative investment platform is seeking a Senior Vice President to help lead and shape compliance coverage for its expanding registered ’40 Act product business. This is not a maintenance-only compliance...Work at office- ...professionals, and Board on all legal, regulatory, and governance matters Advise on structuring, formation, and ongoing governance of private fund vehicles, including Investment Company Act compliance (Sections 3(c)(1)/3(c)(2)) Oversee preparation and timely SEC filings,...
$200k - $250k
...yr - $250,000.00/yr A middle market private equity buyout firm with $1.6B commitments raised to date and currently raising a fourth fund. A Registered Investment Adviser (RIA) seeking an experienced compliance professional to manage its compliance function. This is a high...Full time- ...Director FLSA Status: Exempt About Us Building Services 32BJ Benefit Funds (“the Funds”) is the umbrella organization responsible for... ...employee benefit plan appeals process and providing quality assurance of the controls and processes utilized to facilitate claims appeals...Temporary workWork at officeLocal area
$180k - $280k
...private companies, queryable instantly in natural language. Our customers include some of the world’s largest enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at...Full timeContract workFlexible hours- ...qualified candidates for the following position: Position: Quality Assurance Coordinator The Quality Assurance Coordinator is responsible... ...as defined by the Volunteers of America program model and funding source standards. Location: New York, NY 10001 Minimum Qualifications...Full time
$110k - $190k
...and retirement services.Morgan Stanley Home Loans, a division of MSPBNA, is seeking a Vice President Quality Assurance Team Manager to lead the Home Loans Pre-fund Credit Quality Assurance Program within Home Loans. This role is responsible for overseeing the design,...Temporary workWorldwide$120k - $195k
...Management Regulations such as various SEC rules Basic familiarity with several of: MiFID II, Dodd-Frank Act, Solvency II, Money-Market Fund Reform, Risk-Weightings and Capital Adequacy, Stress Testing, or FASB/IASB Accounting standards New York Base Salary Range The...Full timeWork at office$157.9k - $315.9k
...accommodation to participate in the application process. What we offer: Paid Time Off & Paid Holidays Medical/Vision/Dental Insurance Personal Funding Accounts (HSA, FSA, DCA) 401K Basic Life Insurance Disability-Short Term and Long-Term Supplemental Life and ADD&D Tuition...Temporary workWork experience placementWork at officeLocal area1 day per week- ...Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-200 Funding $101-$200 million Categories Blockchain Cryptocurrency Financial Services FinTech Infrastructure...
$290k - $335k
...markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe, Asia and the Americas....Worldwide- ...should have a JD and a minimum of 10 years' of compliance experience, with a strong preference for those with a background in private funds, alternative investments, Regulation D offerings, and investor onboarding processes. The ideal candidate will have a proven track...
$178.6k - $268k
...enables faster, cheaper payments and borderless access to dollars via stablecoins. Through our APIs, businesses can send and receive funds across borders faster and cheaper vs. SWIFT and other fiat-only rails. Our virtual accounts enable international consumers and...Full timeWork at officeLocal areaRemote workWork from homeRelocationShift work$280k - $330k
...payments including Credit Card, Pre-paid cards, and Electronic Fund Transfer. Minimum of 10-15 years’ professional experience in compliance... ...,000.00 2 weeks ago Director of Government Contracts & Quality Assurance New York, NY $90,000.00-$100,000.00 2 months ago Director,...Full time$105k - $128k
Job Summary:The Assurance Manager is responsible for supervising, directing, and reviewing the results through the delegation of tasks throughout the planning, field work and “wrap-up” stages of an Audit client engagement. In this role, the Assurance Manager is charged...Work at office
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