Securities Compliance QA Manager — Global Banking
RSM US LLP
RSM US LLP in the United States seeks a temporary Manager-level Securities Compliance QA professional to support the Global Banking Practice, operating in the second line of defense. You will conduct risk-based QA reviews across Broker-Dealer and RIA environments and assess policies and controls for regulatory compliance. This role involves supporting regulatory exams, remediation efforts, and identifying emerging risks to drive timely improvements for large banking clients. #J-18808-Ljbffr RSM US LLP
Vacancy posted 2 days ago
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