Senior Regulatory Supervisory Principal (Remote)
Transamerica Corporation
Transamerica is seeking a Regulatory Compliance professional to supervise reviews for Transamerica Financial Advisors (TFA) professionals. The role focuses on principal review for suitability and best interest across mutual funds, annuities, brokerage, and advisory accounts. You will maintain procedures, provide training, and support regulatory audits while collaborating with operations and compliance. A remote environment is offered with competitive pay and bonus potential. #J-18808-Ljbffr Transamerica Corporation
Vacancy posted more than 2 months ago
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