Compliance Analyst
Blacklock Group
A financial services organization is seeking a Compliance Analyst to join its growing compliance team. This opportunity offers broad exposure to regulatory oversight within a fast-moving environment supporting complex investment activities across multiple business lines. This position is ideal for someone who enjoys working at the intersection of compliance, operations, and business strategy. The role offers direct interaction with cross‑functional teams and meaningful involvement in both daily compliance execution and strategic regulatory initiatives. This is a opportunity based in Houston (3 days in office). Key Responsibilities Assist with regulatory submissions, reporting, and filing requirements across various jurisdictions Partner with compliance, legal, and business stakeholders to support ongoing regulatory obligations Build, review, and enhance surveillance and monitoring reports used to identify potential compliance risks Monitor business activity to help ensure alignment with internal policies, controls, and external regulation Support process improvement initiatives aimed at strengthening the compliance framework and control environment Contribute to projects tied to evolving regulatory expectations and policy updates Collaborate with trading, operations, and technology teams to address compliance-related matters and implement solutions #J-18808-Ljbffr Blacklock Group
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$30 - $35 per hour
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- ...dedication to quality care, education, and a steadfast respect for every individual's contribution to our mission. Job Summary The Compliance Data Analyst drives data integrity and regulatory adherence by leveraging advanced analytics and auditing methodologies. This role...Work experience placementRemote workFlexible hours
$60k - $90k
Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team. Responsibilities Ensure exemplary client service to all internal and external clients; proactively promote client service throughout department...Full timeWork at officeRemote workFlexible hours$50.8k - $62.33k
Compliance Analyst Harris County Department of Education Procurement Services - Houston, Texas Open in Google Maps This job is also posted in HARRIS COUNTY DEPARTMENT OF EDUCATION Job Details Job ID: 5883413 Application Deadline: Posted until filled Posted: Aug 12,...Full timeContract workLocal areaImmediate startWork visa- Norton Rose Fulbright is seeking a Compliance Analyst in Houston, Texas. The role entails ensuring exemplary client service, performing conflicts of interest searches, and reviewing information submitted by lawyers for accuracy. Candidates must hold a Bachelor's degree...
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- ...arrangements with 10 different home builders, 5 of which rank in the Top 65 Home Builders in the country. FCM is currently seeking a Compliance Analyst . This role will report to the Vice President of Compliance. The Compliance Analyst supports the company's compliance...Work at office
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$150k
...Job ID#: 38116 Trade Compliance Analyst / Senior – Power / Algorithmic Trading ? Company Overview Leading global merchant commodities firm specializing in energy, commodities, and related markets . ? Job Summary Member of the Compliance team reporting...Full time- ...deliver training programs and awareness sessions for IT control owners, process owners, and first-line staff on ITGC requirements, SOX compliance, and evidence collection best practices.Maintain a GRC knowledge base and content for ongoing stakeholder reference.Act as a key...Full timeWork at officeVisa sponsorshipWork visaFlexible hours
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- ...Texas, who will coordinate IT audit activities and execute risk-based assessments. Candidates should have a strong background in IT compliance and controls. The ideal applicant will have over 12 years of relevant experience, with hands-on expertise in IT General Controls...Flexible hours
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- A prominent car wash company is seeking a Safety Coordinator to ensure a compliant and safe work environment. This role involves conducting OSHA audits, developing safety policies, and training employees. The ideal candidate should have a background in safety, a Bachelor...Remote job
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