Senior FINRA Supervision Specialist - Wealth Management
PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. is seeking a FINRA Supervision Specialist Senior to ensure compliance with financial regulations as part of our Wealth Management team in Cleveland, Ohio. The role requires strong supervisory skills, industry knowledge, and a Bachelor's degree, along with licenses like Series 7 and 24. This position offers a supportive culture and flexibility to balance work and personal commitments. Responsibilities include supervising trade reviews, conducting training, and collaborating with various departments to enhance compliance practices. PNC provides competitive pay, benefits, and an inclusive workplace culture. #J-18808-Ljbffr PNC Financial Services Group, Inc.
$82.5k - $137.5k
...employees feel respected, valued and have an opportunity to contribute to the company’s success. As a FINRA Supervision Specialist Senior within PNC Wealth Management, you will be based in Houston, TX at the Houston Plaza location. PNC is an in‑office company that fosters...SeniorTemporary workWork at office- PNC Financial Services Group, Inc. is looking for a FINRA Supervision Specialist in Cleveland, OH. This role leads supervisory activities for Financial Advisors to ensure compliance with regulations. The ideal candidate should possess a university degree and at least 2...Senior
$75k - $125k
Position Overview A FINRA Supervision Specialist within PNC Wealth Management, based in Cleveland, OH (1900 E. 9th Street) or Pittsburgh, PA (Tower at PNC Plaza). The role involves leading supervisory activities for Financial Advisors and registered branches to ensure compliance...SuggestedTemporary work$100.1k - $185.9k
PNC is looking for a Senior Supervision Manager in Cleveland, Ohio. This role involves managing a team responsible for ensuring the compliance of Financial Advisors with regulatory standards. The selected candidate will lead various initiatives, support business objectives...Senior$76k - $125.3k
...country. EY’s Financial Services EY EDGE Wealth and Asset Management (WAM) practice provides comprehensive... .... Your key responsibilities A senior analyst in FSO EDGE WAM will be responsible... ...direction and day-to-day supervision to staff members Review and evaluate...SeniorSummer holidayWork at officeLocal areaFlexible hours$100.1k - $185.9k
...opportunity to contribute to the company's success. As a Supervision Manager Senior within PNC Wealth Management, you will be based in Cleveland, OH at the... ...) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with...SeniorFull timeTemporary workPart timeWork experience placementWork at office- Fifth Third Bank is seeking a Wealth Management Advisor II in Cleveland, Ohio. This role requires serving as a trusted advisor and coordinating with teams for Private Bank clients. Candidates should hold a Bachelor's degree along with significant client service experience...Senior
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Bank of America is hiring in Cleveland for a role that involves managing fiduciary and investment management accounts for high-net-worth clients. The successful candidate will oversee trust administration, ensure compliance with regulations, and engage with clients to...Senior- A construction management firm in Cleveland seeks a skilled project manager with over 10 years of experience in multifamily construction... ...with safety regulations. Responsibilities include site supervision and maintaining project timelines and budgets, while also participating...Senior
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- ...competitive advantage. As a Business Analytics Consultant Senior within PNC Wealth Management, you will be based in Pittsburgh, PA at the Tower at PNC... ...Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal...SeniorTemporary workWork experience placementWork at office
- EY is looking for a Real Estate Tax Senior Manager to lead tax planning projects in Cleveland, Ohio. You will apply your extensive tax... ...experience in real estate tax, with responsibilities including team supervision and building client relationships. EY offers a comprehensive...Senior
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- ...after {0} minutes of inactivity. Job Description - Entry Level - Wealth Manager - OH, Cleveland (6003) (2400004T) Job Description Entry Level... ...to work in the United States Training & Development FINRA Sponsorship : provided for required FINRA licensing Preliminary...Work experience placementWork at officeLocal areaFlexible hours
- ...initiatives by analyzing data to identify compliance risks. Assists in providing resolutions to manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as marketing materials, sales...Senior
- CHN Housing Partners is looking for a Manager of Maintenance for its multi-family housing properties in Cleveland, OH. This role entails overseeing maintenance operations for a portfolio of over 500 affordable housing units, ensuring compliance with regulatory standards...Senior
$130k - $170k
...Join to apply for the Tax Senior Manager role at Meaden & Moore This range is provided by Meaden & Moore. Your actual pay will be... ...Managers play an important role in the development, coaching and supervision of subordinates as well as participating in firm growth and...SeniorFull timeWork at office- ...Corporate Tax Senior Manager (Provisions) Location: Cleveland, OH 44114 Work Arrangement: Full Time - Hybrid (minimum 2 days in office... ...). This role involves managing multiple client engagements, supervising teams, mentoring staff, and delivering high-quality tax services...SeniorFull timeWork at officeLocal areaRelocation2 days per week
- Manage multiple renovation projects and effectively influence, negotiate and communicate with internal and external departments including... ..., schedule, permitting and budget Responsible for on-site supervision during the construction process including management of...SeniorContract workFor contractorsFor subcontractor
$132.3k - $232.8k
Senior Project Manager (Nationwide) Job Locations US-RI-Providence | US-FL-Boca Raton | US-FL-Orlando | US-FL-Tampa | US-GA-Atlanta | US... ...maintains a positive work environment. This shall include direct supervision of work, project administration, project superintendents,...SeniorContract workFor contractorsWork at officeLocal areaRelocation$135k - $175k
Senior Manager, Industry Specialty Services The Senior Manager, Industry Specialty Services is responsible for maintaining client relationships... ...Serve as a member of the consulting group’s management team Supervise, develop, and train Associates, Senior Associates, and...SeniorWork at office- ...responsibilities are to provide tactical support to the Business Unit Manager for Environmental products. This includes business case... ...the Environmental business to meet annual sales budget Under supervision, Define, Develop and Execute Environmental project business...SeniorWork at officeLocal area
- ...implementation activities from design to go‑live. Help grow a team of Siemens MES engineers via recruiting, training, and active supervision. Help manage the relationship with Siemens and other partners involved in the delivery of Siemens MES projects. Travel may be required...SeniorWork experience placementLocal area
- ...hard evidence, expertise, and accuracy.What is the role?The Senior Project Manager plans, directs and provides oversight of construction... ...and is expected to function effectively with minimal direct supervision.PRIMARY JOB RESPONSIBILITIES:LeaderLead all aspects of revenue...SeniorWork at officeLocal areaNight shiftWeekend workAfternoon shift
$90k - $125k
A leading investment advisory firm in Beachwood, Ohio, seeks a Wealth Advisor to lead client engagements and provide comprehensive wealth management services. The ideal candidate will have 7+ years of experience, a CFP designation, and possess excellent communication and...Senior$130k - $170k
...These accolades highlight how our firm is managed and reflect our commitment to fostering... ...: We are currently seeking an Audit Senior Manager. In this role, you will oversee... ...ownership of developing, coaching, and supervising team members, while actively...SeniorWork at officeFlexible hours- A prominent financial institution in Cleveland is seeking a Wealth Advisor III to manage client relationships and develop comprehensive financial plans. The role requires a deep understanding of investment management and compliance regulations. Candidates should have at...SeniorFull timeContract work
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