Senior Vice President, Internal Audit, Global Banking & Markets Public Equities Engineering Auditor

Senior Vice President, Internal Audit, Global Banking & Markets Public Equities Engineering Auditor

About the Company

Prominent global investment bank

Industry
Financial Services

Type
Public Company

Founded
1869

Employees
10,001+

Categories

• Finance
• Financial Services
• Security
• Banking
• Asset Management
• Investment Banking
• Investment Management
• Consulting & Professional Services
• B2B
• Brokerage
• Business
• Children
• Currencies
• Economics
• Entrepreneurship
• Feminism
• Financial Analysis
• Human Rights
• Investing
• Investment Bank
• Organizational Culture
• Small Business
• Startups
• Women In Business
• Marketplace
• Women in Business
• Venture Capital
• Fortune Magazine
• MBA Programs
• Securities

Specialties

• Conflict Resolution

Business Classifications

• B2B

About the Role

The Company is seeking a Senior Vice President for an Internal Audit role with a focus on Global Banking and Markets Public Equities Engineering. The successful candidate will be responsible for leading the internal audit coverage of the public equities engineering environment, which includes maintaining a deep understanding of business strategy, technology architecture, regulatory developments, and emerging risks. This role involves directing the planning and execution of complex audit engagements, evaluating the design and effectiveness of controls across various critical technology and engineering functions, and building strong relationships with senior stakeholders. The ideal candidate should have a Bachelor's degree or higher in a relevant discipline, at least 15 years of experience in internal audit, technology audit, or related fields within financial services, and a strong understanding of financial markets and trading workflows. Applicants for this role at the company should possess a strong risk and control mindset, be analytical, and have the ability to exercise professional skepticism. The role requires the candidate to have a background that may include chartered accountants, developers, risk management professionals, cybersecurity professionals, or data scientists. Experience in auditing or assessing risks and controls within equities, equity derivatives, prime brokerage, securities lending, electronic trading, or other capital markets businesses is essential. The candidate should also have a proven track record of leading complex audits, managing geographically distributed teams, and interacting with senior leaders in a high-visibility environment. Strong analytical, problem-solving, and risk assessment capabilities are a must, as is the ability to communicate effectively and present audit conclusions to senior management. Professional certifications such as CISA, CIA, CISSP, CRISC, CISM, CPA, CFA, or equivalent credentials are preferred.

Functions

• Information Technology
• Finance