Senior SOX & Financial Compliance Associate
Robinhood
Robinhood is seeking a Financial Compliance Senior Associate in Menlo Park, CA, to lead the SOX compliance cycle. The role involves collaborating with teams to address control gaps and ensure compliance with financial reporting standards. Ideal candidates will have a strong background in financial audit with at least 4 years of experience, excellent project management skills, and knowledge of SOX 404. The role includes attractive benefits and performance-driven compensation. #J-18808-Ljbffr Robinhood
$98k - $115k
...this historic cultural and financial shift, keep reading. About the... ...the rewards. The Financial Compliance team’s mission is to establish... ...Sarbanes-Oxley Act of 2002 (SOX), the COSO Internal Control... ...! As a Financial Compliance Senior Associate, you will lead the end-to-...SeniorWork experience placementWork at officeFlexible hoursShift work3 days per week- Quaker Houghton is seeking a Senior Analyst - Risk and IT Compliance to manage the SOX ITGC compliance program and support ongoing compliance efforts. This role involves collaboration with various teams, requiring strong problem-solving skills and a background in IT compliance...Senior
$167.28k - $196.8k
Framework Ventures is seeking a Security Compliance Senior Analyst to drive IT SOX initiatives and enhance the IT SOX program. This role involves leading security initiatives, conducting SOX planning activities, and assessing the implications of new products. The ideal...Senior- ...Description Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist... ...how certain conclusions were derived Experience with Financial Conduct Authority (FCA) a plus COMPLIANCE ASSOCIATE...SeniorWork at officeImmediate startShift work
- ...Sr. Financial Regulatory Reporting Associate The Financial Regulatory Reporting team, under Americas Finance, is responsible for preparing regulatory... ...preparing and reviewing complex regulatory reports in compliance with U.S. GAAP and regulatory authority guidelines....Senior
- A leading crypto firm is seeking a senior professional to lead IT audit initiatives and manage compliance programs. The position involves close collaboration with different... ...in external IT audit and a strong grasp of SOX frameworks. This fully remote role offers a competitive...SeniorRemote job
$120k - $150k
Morgan Stanley is seeking a Senior Associate for its Portfolio Surveillance team in New York. The role entails monitoring compliance, problem-solving, and enhancing surveillance processes. You'll need 5-6 years of asset management experience and strong analytical skills...Senior- Waystone is looking for a Senior Associate in New York to support compliance programs and work closely with consultants. You will maintain the Code of Ethics... ...filings. The ideal candidate has 2-4 years of financial services experience, strong organisational skills, and...SeniorWork at office
- ...leading crypto company seeks a senior professional for its Security... ...audit rigor and enhance compliance. The ideal candidate has over... ...experience, strong knowledge of SOX, and the ability to manage multiple... ...and help shape the future of financial inclusion. #J-18808-Ljbffr...SeniorRemote job
- Quant Blueprint LLC is seeking individuals to develop sophisticated investment models for financial analysis while applying quantitative techniques. Candidates will use machine learning on various datasets and work closely with engineers to test their theories. The role...Senior
- ...Job Description Job Description Overview CTG is seeking to fill a Financial Reporting, Disclosure & SOX Compliance Subject Matter Expert (Senior Consultant / Senior Manager Level) position for our client. Location: New York, NY Duration: 6 Weeks Job...Senior
$100k - $140k
Financial Crime Compliance Associate Corporate Title: Associate Department: Compliance Location: New York Base Pay Range: $100,000 - $140,000 per year (plus sign‑on bonus, restricted stock units and other discretionary awards; additional benefits include 401(k) eligibility...Relocation package$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...Senior$20 - $31 per hour
...Financial Consultant Associate We are seeking a Financial Consultant Associate. The Financial Consultant Associate will perform administrative duties and provide support to the Financial Consultant of Wealth Management. Responsibilities Answering general queries...SeniorWork experience placementWork at office- Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets... ...of strategies) of a diversified financial services firm, is hiring skilled compliance... ...various scopes Job Reference #2979397 Seniority level Seniority level Associate...SeniorFull time
$110k
...Job #47878 Salary: $110,000 Job Overview - Senior Financial Reporting Associate (BDC) Compensation: $110,000 - $125,000/year + bonus... ...reporting, effective internal controls, and regulatory compliance. Responsibilities as the Senior Financial Reporting...SeniorPermanent employmentMonday to Friday$77k - $202k
...Senior Associate, Financial Due Diligence At PwC, our people in deals focus on providing strategic advice and support to clients in areas such as mergers and acquisitions, divestitures, and restructuring. They help clients navigate complex transactions and maximize...Senior$20 - $31 per hour
...over 110 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced,... ...and high-tech help build sustainable businesses and expand our associates’ potential for career advancement. Headquartered in California...SeniorWork experience placementWork at office$105k - $110k
A recruitment firm is seeking a Senior Accountant in New Castle County, DE, with responsibilities including financial close support, reconciliations, and SOX compliance. Ideal candidates should have a Bachelor's degree in Accounting, alongside a minimum of 5 years of relevant...Senior- Rsm Us Llp. in New York is seeking a Senior Associate in Financial Due Diligence to conduct detailed financial analyses for clients evaluating acquisition opportunities. This role involves preparing reports, engaging in client discussions, and collaborating with cross-functional...SeniorFlexible hours
$77.86k
...Description & Requirements Our Financial Services Internal Audit team helps banks... ...strengthen risk management, compliance, and control environments through proactive... ...Internal, Operational, Compliance, and SOX Audits; Process Improvement Projects; Enterprise...SeniorLocal areaFlexible hoursShift work$77k - $202k
...Industry/Sector Not Applicable Specialism Financial Due Diligence Management Level Senior Associate Job Description & Summary At PwC, our people in deals focus on providing strategic advice and support to clients in areas such as mergers and...SeniorH1b$48.34k - $61.31k
A leading healthcare provider in New York seeks a Sr. Financial Services Associate to manage patient accounts and ensure maximum reimbursement. Responsibilities include billing, documentation, and customer service interactions. The candidate should have an Associate's...Senior$130k - $150k
BEHAVIORAL HEALTH PRACTICE SERVICES LLC. is looking for a Financial SOX Manager to support their Sarbanes‑Oxley compliance program. This role involves advising on controls and compliance, conducting audits, and ensuring effective implementation of financial reporting controls...Senior- A leading global media company is seeking a Senior US Business Controls professional to develop and align financial and operational controls across their business... ...assessing control effectiveness, testing compliance with SOX/JSOX, and supporting audit activities. Benefits...SeniorFlexible hours
- ...Services is seeking a Principal Internal Controls Lead to manage compliance efforts aligned with Sarbanes-Oxley requirements. The candidate... ...skills. Responsibilities include assessing business risks, SOX compliance, and collaborating with various departments to streamline...SeniorRemote job
- UGI Corporation is hiring a Senior IT Auditor to conduct IT operational and SOX compliance audits across the enterprise. This role emphasizes strong project management skills and communication capabilities as it involves collaboration with various stakeholders. The ideal...Senior
$71k - $125k
KeyCorp is looking for a Senior Analyst - SOX to oversee the execution of the SOX Program and manage day-to-day activities, including risk... ...States. Candidates should have 3-5 years of experience in compliance or audit, a Bachelor’s degree in a related field, and strong...SeniorRemote job- Fox Corporation is looking for a Senior Analyst in Corporate Audit based in New York. This role involves... ...executing the Corporate Audit Plan, preparing SOX risk assessments, and conducting audits across operational and financial processes. Candidates should have a Bachelor’s...Senior
- ...Senior Associate, State and Local Tax Financial Services A career in our State and Local Tax Financial Services practice, within State and Local Tax... ...helps our Financial Services clients transform risk and compliance related to state and local taxes into a business...SeniorLocal area
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