Senior SOX & Financial Compliance Associate
Robinhood
Robinhood is seeking a Financial Compliance Senior Associate in Menlo Park, CA, to lead the SOX compliance cycle. The role involves collaborating with teams to address control gaps and ensure compliance with financial reporting standards. Ideal candidates will have a strong background in financial audit with at least 4 years of experience, excellent project management skills, and knowledge of SOX 404. The role includes attractive benefits and performance-driven compensation. #J-18808-Ljbffr Robinhood
$98k - $115k
...this historic cultural and financial shift, keep reading. About the... ...the rewards. The Financial Compliance team’s mission is to establish... ...Sarbanes-Oxley Act of 2002 (SOX), the COSO Internal Control... ...! As a Financial Compliance Senior Associate, you will lead the end-to-...SeniorWork experience placementWork at officeFlexible hoursShift work3 days per week- EquipmentShare is seeking a Senior Identity & Access Management (IAM) Analyst to join... ...on maturing IAM capabilities across SOX-relevant financial systems, and support effective access... ...IAM governance, user provisioning, and compliance, paired with a collaborative mindset to...Senior
- Quaker Houghton is seeking a Senior Analyst - Risk and IT Compliance to manage the SOX ITGC compliance program and support ongoing compliance efforts. This role involves collaboration with various teams, requiring strong problem-solving skills and a background in IT compliance...Senior
$97.6k - $137.25k
...Type: Regular Job Description: This role will report into the Director of Internal Audit and SOX Compliance within the Finance organization and is integral to the company’s financial reporting integrity, risk management strategy, and operational resilience. This is a...SeniorMinimum wageFull timeFor contractorsWork at officeImmediate startRemote work- ...Finance role in New Jersey. The candidate will conduct LOB-related financial analyses and provide finance support for the business partner... ...multiple variables, and impact multiple programs and teams. Strong SOX/COSO/FDICIA knowledge and stakeholder management are essential....Senior
- Responsibilities Conducts a range of LOB related financial analysis and/or provides finance support as it relates to a Business Partner Finance... ...controls over financial reporting Strong working knowledge of SOX 404, internal control frameworks (COSO), FDICIA regulatory...Senior
$83.8k - $136.8k
The Senior Financial Analyst, SOX Compliance will be the dedicated contact in the Program Finance department providing support to our Global Development organization and relevant partners. This role ensures compliance with financial requirements and maintains and develops...Senior- ...Internal Audit, Internal Controls, Sarbanes-Oxley (SOX) Location: NYC Metro Area, New York, NY, 10019, United States Industry: Management Consulting, Accounting Employee Type: Full-Time Required Degree: 4 Year Degree Travel: 5% Manage Others: No Minimum...SeniorFull time
- Investec is seeking a Senior Compliance Officer in New York to provide regulatory and policy guidance, manage compliance risks, and support a variety of business lines. You will advise on U.S. securities regulations while working closely with senior stakeholders and global...Senior
- ...Responsibilities Manage day-to-day operations of the compliance program, including maintaining policies, procedures, and controls Administer the Code of Ethics program, including personal trading, holdings certifications, and periodic acknowledgments Conduct ongoing communications...Senior
- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets... ...of strategies) of a diversified financial services firm, is hiring skilled compliance... ...various scopes Job Reference #2979397 Seniority level Seniority level Associate...SeniorFull time
- ...Senior Compliance Analyst, Global Streaming Technology, Analytics and Assurance Remote 12 months Responsibilities: The Senior... ...Compliance & Security Oversight: o Ensure adherence to PCI, SOX, and SOC 2 Type II control frameworks. o Work with...SeniorRemote workFlexible hours
- VOIS is looking for a Compliance Analyst to support Vodafone's Global Roles, Governance & Compliance function. This role involves ensuring... ...will have a strong understanding of SAP GRC controls, SOX compliance, and risk management, with responsibilities including...Remote job
- A leading crypto firm is seeking a senior professional to lead IT audit initiatives and manage compliance programs. The position involves close collaboration with different... ...in external IT audit and a strong grasp of SOX frameworks. This fully remote role offers a competitive...SeniorRemote job
$81k - $110k
New York Life is seeking a Suitability Compliance Senior Associate in New York, NY. In this hybrid role, you will conduct reviews of new and replacement... ...ideal candidate has a bachelor’s degree, 3+ years in the financial services industry, active FINRA licenses, and strong...Senior- ...leading crypto company seeks a senior professional for its Security... ...audit rigor and enhance compliance. The ideal candidate has over... ...experience, strong knowledge of SOX, and the ability to manage multiple... ...and help shape the future of financial inclusion. #J-18808-Ljbffr...SeniorRemote job
- IQ-EQ in New York is seeking a Compliance Consultant to develop and test compliance programs for clients in the alternative and traditional investment sectors, including private equity, hedge funds, and venture capital, while supporting regulatory exams and outsourced...Senior
- ...New York, Inc. is seeking an experienced SOX program professional to lead oversight and... ...collaborate with audit teams to uphold compliance standards. The role requires expertise in... ...the ability to lead staff and influence senior stakeholders across the business. #J-188...Senior
- Bending Spoons offers a challenging role in internal audit and compliance with broad impact across the organization. You will own SOX compliance end-to-end, evaluate controls, and drive remediation with senior leadership. You’ll shape the internal audit function and...Senior
- Quant Blueprint LLC is seeking individuals to develop sophisticated investment models for financial analysis while applying quantitative techniques. Candidates will use machine learning on various datasets and work closely with engineers to test their theories. The role...Senior
$121.44k - $154.84k
...Grant Thornton is seeking a Financial Due Diligence Senior Associate to join our team in New York, NY. As a Financial Due Diligence Senior Associate, you’ll focus on middle-market transactions, serving dynamic organizations with experienced professionals who bring a full...SeniorWork experience placement$102k - $122k
FOX News Channel is seeking a Senior Analyst for its Corporate Audit Department in New York. This role involves executing various components of the Corporate Audit Plan, ensuring compliance with SOX and internal controls, and collaborating with teams in multiple locations...Senior- Bank of America in New York is looking for a Business Manager Support role to streamline financial and administrative functions while ensuring compliance with regulations. You will analyze reporting metrics, support financial planning processes, and work on audit requirements...
$100k - $140k
Financial Crime Compliance Associate Corporate Title: Associate Department: Compliance Location: New York Base Pay Range: $100,000 - $140,000 per year (plus sign‑on bonus, restricted stock units and other discretionary awards; additional benefits include 401(k) eligibility...Relocation package$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...Senior- Consolidated Edison Company of New York is seeking a Section Manager for the SOX Program Management Office to lead oversight and execution of the company’s SOX program within Finance. The role requires strong leadership, process mapping, and control design experience, with...SeniorWork at office
- UGI Corporation is hiring a Senior IT Auditor to conduct IT operational and SOX compliance audits across the enterprise. This role emphasizes strong project management skills and communication capabilities as it involves collaboration with various stakeholders. The ideal...Senior
- A leading global media company is seeking a Senior US Business Controls professional to develop and align financial and operational controls across their business... ...assessing control effectiveness, testing compliance with SOX/JSOX, and supporting audit activities. Benefits...SeniorFlexible hours
- Framework Ventures is looking for a Senior Compliance Associate to manage its state lending licenses and handle regulatory reporting. This role is critical in ensuring compliance with lending regulations while providing support during state examinations. The ideal candidate...Senior
$77k - $214k
...Local Tax (SALT) Management Level Senior Associate Job Description & Summary A career in our State and Local Tax Financial Services practice, within State and... ...Financial Services clients transform risk and compliance related to state and local taxes into a...SeniorH1bLocal area
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