Senior SOX & Financial Compliance Associate
Robinhood
Robinhood is seeking a Financial Compliance Senior Associate in Menlo Park, CA, to lead the SOX compliance cycle. The role involves collaborating with teams to address control gaps and ensure compliance with financial reporting standards. Ideal candidates will have a strong background in financial audit with at least 4 years of experience, excellent project management skills, and knowledge of SOX 404. The role includes attractive benefits and performance-driven compensation. #J-18808-Ljbffr Robinhood
$98k - $115k
...this historic cultural and financial shift, keep reading. About the... ...the rewards. The Financial Compliance team’s mission is to establish... ...Sarbanes-Oxley Act of 2002 (SOX), the COSO Internal Control... ...! As a Financial Compliance Senior Associate, you will lead the end-to-...SeniorWork experience placementWork at officeFlexible hoursShift work3 days per week- ...leading crypto company seeks a senior professional for its Security... ...audit rigor and enhance compliance. The ideal candidate has over... ...experience, strong knowledge of SOX, and the ability to manage multiple... ...and help shape the future of financial inclusion. #J-18808-Ljbffr...SeniorRemote work
- ...Senior Compliance Analyst, Global Streaming Technology, Analytics and Assurance Remote 12 months Responsibilities: The Senior... ...Compliance & Security Oversight: o Ensure adherence to PCI, SOX, and SOC 2 Type II control frameworks. o Work with...SeniorRemote workFlexible hours
$190k - $215k
...The Role The Compliance Senior Associate, Testing and Data is responsible for conducting global compliance monitoring and testing activities to ensure that the organization adheres to legal, regulatory, and internal policies and standards. This role requires an individual...SeniorLocal area- ...Senior Associate Compliance Officer Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center... ...in collecting and analyzing information ~ Proficiency in financial software and systems handling wire transfers ~ Understanding...SeniorWork at office
$140k - $185k
Prospect Capital Management in New York seeks a motivated Legal and Compliance Associate to join their team. This position involves supporting regulatory compliance, managing filings for securities laws, and assisting with corporate governance. Ideal candidates should...SeniorDaily paid- ...Energizer Holdings is seeking a Senior Internal Audit Analyst in Mexico City to join their Internal Audit team. This role involves planning and executing SOX and operational audits, managing special projects, and collaborating with U.S. leadership in a dynamic environment...SeniorRemote work
$77.86k
...Description & Requirements Our Financial Services Internal Audit team helps banks... ...strengthen risk management, compliance, and control environments through proactive... ...Internal, Operational, Compliance, and SOX Audits; Process Improvement Projects; Enterprise...SeniorLocal areaFlexible hoursShift work$100k - $140k
Financial Crime Compliance Associate Corporate Title: Associate Department: Compliance Location: New York Base Pay Range: $100,000 - $140,000 per year (plus sign‑on bonus, restricted stock units and other discretionary awards; additional benefits include 401(k) eligibility...Relocation package- ...trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset... ...mitigation controls in place. As a key member of the APAC compliance team and key contributor to the global AML program, you will learn...SeniorLocal area
- ...servicer that's had some serious success within their US market is building out their first local COMPLIANCE team! They're looking to bring in a rising Senior Compliance Associate or upcoming Assistant Manager level to serve as the main SME and POC and head up their KYC/AML...SeniorLocal area
$95k - $110k
A multinational asset management firm is hiring a Senior Auditor in New York to oversee SOX program delivery and conduct audits. The ideal candidate should have over 3 years of auditing experience and a degree in accounting or finance. Key responsibilities include testing...Senior- ...meaningful responsibility. The position offers direct exposure to senior management and the opportunity to work closely with key... ..., move quickly, and operate with a commercial mindset. Compliance Associate/Senior Associate (title TBD) New York, NY: Our client, a leading...Senior
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...Senior- ...Job Responsibilities: Assist in our security compliance programs, including ISO27001, ISO27701, PCI-DSS, SOC2 Type 2, and local regulations... ...any of the following: ISO27001, ISO27701, SOC1, SOC2, PCI, SOX, COSO, cloud technologies, and data protection regulations and...SeniorLocal area
- RSM US LLP in New York seeks a Financial Due Diligence Senior Associate to conduct comprehensive financial analyses for acquisition and divestiture opportunities. You'll actively support clients by preparing reports and participating in meetings, collaborating with various...Senior
- Rsm Us Llp. in New York is seeking a Senior Associate in Financial Due Diligence to conduct detailed financial analyses for clients evaluating acquisition opportunities. This role involves preparing reports, engaging in client discussions, and collaborating with cross-functional...SeniorFlexible hours
- A leading media company is seeking a Senior - US Business Controls professional to ensure compliance with financial controls and support operational effectiveness. You will... ...in public accounting with experience in SOX/JSOX. This hybrid role is based in New York and...Senior
$105k - $110k
A recruitment firm is seeking a Senior Accountant in New Castle County, DE, with responsibilities including financial close support, reconciliations, and SOX compliance. Ideal candidates should have a Bachelor's degree in Accounting, alongside a minimum of 5 years of relevant...Senior- Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets... ...of strategies) of a diversified financial services firm, is hiring skilled compliance... ...various scopes Job Reference #2979397 Seniority level Seniority level Associate...SeniorFull time
$115k - $140k
Sompo is seeking a Senior IT Auditor to join their Global IT Internal Audit team in Purchase, NY. This hybrid role involves performing IT Internal Audits and SOX work primarily across North America and Europe, with opportunities to work globally. The ideal candidate will...Senior$126k - $154k
A leading biotech company seeking a Senior Manager in Reporting & SOX to support the Director of External Reporting. This role involves contributing to SEC reporting, leading SOX compliance efforts, process design, and working with the Finance team in a hybrid role in New...SeniorRemote job- ...leading global marketing firm is seeking a Senior US Business Controls professional to develop financial controls and implement compliance measures. The ideal candidate will have... ...controls or internal audit, with expertise in SOX/JSOX. You'll be responsible for assessing...Senior
- ...FTP (Funds Transfer Pricing)/NII (net interest income), Legal Entity Balance Sheet, SLR and GSIB. As a Treasury Financial Planning & Analysis Senior Associate within the Line of Business Product Control team, you will play a critical role in contributing to various...Senior
- ...Qualifications:**Education level required: Minimum experience required: of Teller experience in financial services.* 2 years: supervisor in a branch setting, managing tellers, compliance, etc.* Must be able to travel extensively to various locations in New York (5 Boroughs,...Senior
$48.34k - $61.31k
A leading healthcare provider in New York seeks a Sr. Financial Services Associate to manage patient accounts and ensure maximum reimbursement. Responsibilities include billing, documentation, and customer service interactions. The candidate should have an Associate's...Senior- A leading global media company is seeking a Senior US Business Controls professional to develop and align financial and operational controls across their business... ...assessing control effectiveness, testing compliance with SOX/JSOX, and supporting audit activities. Benefits...SeniorFlexible hours
- ...minimum of 20 years of relevant experience or an AA degree in Business. Key responsibilities include monitoring license agreements, ensuring compliance, and preparing reports for the USDA. This position may be performed remotely and is open until filled. #J-18808-Ljbffr...SeniorRemote work
- A leading apparel retailer in New York is seeking a Senior Associate for Internal Audit. The ideal candidate will have 2-5 years of internal audit experience, particularly with SOX compliance. Responsibilities include leading SOX audits, coordinating with external auditors...Senior
$150k - $170k
...contribute to a dynamic environment supporting audits and financial accuracy. You will play a key part in ensuring compliance with accounting standards while supporting... ...documentation and ensuring compliance with SOX requirements Assist in budgeting, forecasting,...SeniorRemote work
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