VP, Advisor Channel Compliance Financial Services
$150k - $190kAdvisor Group
A financial services firm is seeking a VP of Compliance to oversee the investment adviser compliance program in a hybrid setting. The ideal candidate will lead compliance initiatives, engage with regulators, and implement technology solutions to enhance compliance processes. This role demands strong leadership and experience in investment adviser compliance. Attractive salary range of $150,000 - $190,000 with additional benefits including health insurance and a 401k plan. #J-18808-Ljbffr
$150k - $190k
...Compliance Leadership Opportunity in Financial Services VP, Osaic Advisors Channel Compliance Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite 750, Atlanta, GA 30339 La Vista: 12325 Port Grace Blvd, La Vista, NE 68128 Oakdale: 7755 3rd St. N, Oakdale, MN 55128 Scottsdale...SuggestedFull timeWork at officeShift work- ...account strategy development and execution across all customer channels, including digital, store and mail; this includes monitoring... ...Role: ~15+ years of relevant credit risk management or financial services experience required ~5+ years of people management...SuggestedTemporary work
$54k - $56k
...Employees and Contractors Apply Here Osaic Careers Advisor Compensation Opportunity in Financial Services Advisor Compensation Team Lead... ...Rates, Service, Processing, Projects, Technology, and Compliance teams to support control enhancements Support...SuggestedFull timeFor contractorsWork at office- ...mitigation functions to Schwab’s Investor Services. The vision of Retail Supervision & Risk... ..., Operational, Third Party, Audit, Compliance). In addition, the role will be expected... ...Required Qualifications: 8-10 years relevant financial services experience, including broker...Suggested
$97.77k - $166.22k
...strategies, moving projects forward through compliance and business review and approval.... ...view of how partner, product, term, and channel impact expected credit performance... ...keep you and your family physically and financially healthy. Not only do we offer a competitive...SuggestedTemporary workFor contractorsWork experience placementRemote work- ...regulatory risk management and control issues within the Investor Services/Branch business unit, emphasizing risk identification and control testing. The ideal candidate will have 8-10 years in financial services and substantial experience in supervisory risk, with strong...
- ...Senior Manager Of Financial Crimes Reporting At Schwab, you're empowered to make an impact... ...as a subject matter expert and trusted advisor on risk metrics and issue reporting... ...processes ~ Experience in the financial services industry specifically working in a risk...Work experience placementWork at office
$141.89k - $243.24k
...Risk Management Program including continuous enhancements in compliance with applicable regulations and industry practices. The... ...Economics, or Accounting required. Experience ~8+ years financial services industry with some specific senior-level responsibilities related...$160.3k - $272.51k
...Job: The Head of Risk and Compliance - Wealth and Trust leads first... ...and compliance matters with financial implications for the division... ...Leadership Serve as strategic advisor to division management on... ...years of experience in financial services with at least five years in...Temporary workFor contractorsWork experience placement$175k - $200k
...underwriting, transaction monitoring, disputes, servicing, and portfolio managementDesign risk... ...analytics.Partner with Senior Manager, Compliance and GM to continuously refine risk... ...vertical SaaS, marketplace, fintech or financial services.Demonstrated success building...Temporary workFor contractorsFor subcontractorWork at officeLocal areaRemote work- ...here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer... ...processing transactions while maintaining compliance and operational standards... ...initiating outreach (calls, emails, or other channels) to strengthen relationships and identify...Work experience placementFlexible hours
$160k - $200k
...Product Due Diligence Opportunity in Financial Services VP, Head of Product Due Diligence Location... ...network of 10,000+ independent financial advisors. The ideal candidate is recognized as... ...-approval effectiveness. Regulatory & Compliance Partnership Serve as a senior subject...Full timeWork at officeShift work$41.71k - $62.5k
...complete needs assessments that identify financial solutions and preferred banking channels while recommending tailored solutions addressing both sales and service needs (e.g. everyday banking,... ...application recommendations in compliance with legal and regulatory requirements...Part timeLocal areaImmediate startDay shift$220k - $270k
...skills Preferred: CFA, or FSA designation Experience leading product development in a regulated insurance or financial services environment Existing relationships with pension consultants, plan sponsors, and reinsurers Success Measures Launch...Work at officeRelocation packageFlexible hours- ...WealthBridge Financial Group is looking for a Regional Vice President (RVP) for Nebraska to provide senior leadership and drive growth... ...candidate will have proven leadership experience in financial services, focusing on team building and executing long-term strategies....
$45k - $55k
...Osaic Careers Customer Service Opportunity in Financial Services Advisor Support Representative New Graduates Will Be Considered Locations: La Vista: 12325 Port Grace Blvd, La Vista, NE 68128 Oakdale: 7755 3rd St. N, Oakdale, MN 55128 Scottsdale: 187...Full timeWork experience placementInternshipWork at officeShift work$110k - $136k
Current Employees and Contractors Apply HereOsaic Careers Digital Solutions Opportunity in Financial Services Senior Product Manager, Advisor Analytics & Insights Location(s): Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 Atlanta: 2...Full timeFor contractorsWork at office- A financial services company is seeking a part-time remote advisor to engage with clients regarding insurance products and benefits packages. The role involves scheduling appointments, explaining product details, and completing applications. Training is comprehensive and...Weekly payPart timeRemote work
- ...First Command Financial Services in Papillion, Nebraska is seeking a motivated Financial Advisor to coach military families in their financial plans and goals. You will engage with the community to attract new clients while receiving comprehensive training and licensing...For contractorsFlexible hours
- ...Job Description Financial Advisor Jobs at First Command: Shaping Positive Financial Behaviors since 1958 First Command Financial... ...training and licensing program designed for veterans, transitioning service members and military spouses to start and grow a successful...Hourly payTemporary workFor contractorsTraineeshipWork at officeLocal areaHome office
$65k - $85k
...Typical Day in the Life A typical day in the life of a Financial Institution Consulting Associate may include the following:... ...in order to respond to regulatory examination issues, correct compliance deficiencies and review internal processes and controls. Prepares...Work at officeLocal areaRemote workVisa sponsorship- ..., we've been guiding military families toward financial security since 1958. We're looking for seasoned financial advisors who are ready to elevate their impact. This independent... ...Foster long-term relationships through a service model that emphasizes clarity, confidence, and...For contractorsLocal areaFlexible hoursShift work
- ...Highstreet Insurance & Financial Services, Great Plains is seeking a VP, Client Development - Commercial Lines based in Omaha, NE to drive business growth... ...client needs, negotiating rates, and ensuring compliance with industry standards. A Bachelor’s degree and Property...Local areaNight shift
$210.54k - $347.38k
...including production and operational support teams, such as credit underwriters. Acts as the primary conduit to Risk, Finance, Compliance, and Operations for enterprise credit governance and issue resolution. Supports talent management processes, including...Hourly payTemporary workLocal areaFlexible hoursShift work$43k - $45k
...Current Employees and Contractors Apply Here Osaic Careers Customer Service Opportunity in Financial Services Advisor Compensation Service Representative Location(s): 12325 Port Grace Blvd, La Vista, NE 68128 Role Type: Full-time, Non-Exempt...Full timeFor contractors- Join to apply for the Financial Advisor role at First Command Financial Services, Inc. Financial Advisor Careers at First Command We coach military families in their pursuit of financial security. Our reputation has been built on shaping positive financial behaviors through...Hourly payFor contractorsWork at officeLocal areaHome office
- ...affluent clients through multiple delivery channels of investment management, fiduciary advice, specialized asset management, full service financial planning and business succession planning.About This Role:Serves as an advisor to affluent clients with sophisticated...Contract workLocal area
- Buildertrend Solutions, Inc. in Omaha, NE is seeking a Director, Risk Operations to lead payments risk management. This senior role involves strategy and execution, focusing on scaling risk operations using AI tooling. The successful candidate will have over 7 years of ...
- ...Sunday: 11:00am-3:00pm Personal Banker As our Personal Banker you will be responsible for providing members with accurate financial services and quality member service by building relationships through cross selling products and services, as well as performing...Monday to Friday
- ...looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving... ...relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as...Temporary workWork experience placementImmediate start
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