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VP, Advisor Channel Compliance Financial Services

$150k - $190k

Advisor Group

A financial services firm is seeking a VP of Compliance to oversee the investment adviser compliance program in a hybrid setting. The ideal candidate will lead compliance initiatives, engage with regulators, and implement technology solutions to enhance compliance processes. This role demands strong leadership and experience in investment adviser compliance. Attractive salary range of $150,000 - $190,000 with additional benefits including health insurance and a 401k plan. #J-18808-Ljbffr

Vacancy posted 2 days ago
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