Retail Internal Controls Leader Bank Risk & Compliance
TD
TD Bank US in Charlotte, NC seeks a senior leader to head the Retail Distribution Internal Quality Controls function. You will establish and oversee the control environment across 1100+ locations, ensuring safe, compliant operations and strengthening risk management.
This role partners with Retail Distribution, Compliance, Risk Management, and Audit to identify gaps, drive remediation, and foster a culture of accountability.
#J-18808-Ljbffr- ...convenience and fuel retail businesses. We care about... ...Head of Enterprise Internal Audit and Risk Management, the Senior... ...Internal Audit and Internal Controls coordinates key global ICOFR compliance program activities and... ..., and operational leaders to support program...SuggestedLocal area
$110k - $185k
...as our Senior Audit Manager, Internal Audit Regulatory Compliance and Risk Management in Raleigh, NC. RBC Bank is a subsidiary of Royal... ...Assurance work includes coverage of Retail and Real Estate Lending... ...relevant risks and mitigating controls; Precision in execution and...SuggestedFull timeWork experience placement- ...First Horizon Bank is seeking a Deputy Chief Audit Executive to support the CAE in directing the Internal Audit Department. The role leads audit managers and staff... ...and the Audit Committee to discuss control effectiveness and risk areas, driving risk-based audit strategies...Suggested
$127.31k - $229.16k
...oversee multiple initiatives in support of risk and/or regulatory compliance related initiatives including but not... ...filing, document governance, risk control self-assessments, procedure... ...:Deep knowledge and understanding of bank risk programs, risk frameworks, and risk...SuggestedFull timeH1bWork at officeRemote workHome officeRelocation packageFlexible hours- ...Elliott Davis Advisory, LLC is seeking an Internal Controls Senior to lead day-to-day execution of... ...client service. The role emphasizes risk-based testing, documentation, and... ...and PCAOB standards with a focus on SOX compliance and control optimization. #J-18808-LjbffrSuggestedFlexible hours
$107.12k - $160.68k
...Small Business within US Retail Bank and Citigold provides... ...Pricing Exception and Controls Lead Analyst is a... ...and work with a host of internal partners to deliver the... ...planAppropriately assess risk when business... ...and assets, by driving compliance with applicable laws,...Full time- ...are seeking a Manager - Risk Advisory to join our... ...across a wide range of banking operations. In this role... ...high-quality, risk-based internal audit services to... ...strengthening internal controls, risk management, and operational... ..., and develop future leaders within the firm. As a...Full timeContract workWork at officeFlexible hoursNight shift
- ...Curious what it's really like to be a CVS Health Retail Management Intern? Join us for an inside look at a typical day in the internship and discover... ...impact while receiving mentorship from experienced leaders. Whether you're exploring internship opportunities or ready...Remote job
- Freese and Nichols is looking for a Program Controls Leader to join our team. As our national... ...solutions that deliver maximum value to internal and external clientsLead and manage Program... ...programs and projects, applying advanced risk mitigation strategies.Assist Project...Full timeLocal areaRemote workFlexible hours
- ...Treasury & Liquidity Risk Audit professional to join its Internal Audit function.... ...have significant banking or financial services... ..., evaluate control effectiveness, communicate... ...and ensure compliance with IIA standards... ...effectively with business leaders, risk teams, and...Full time
$138k - $172.5k
As an IT Risk Manager, you will get the opportunity to grow and contribute to our clients... ...and responsive contexts for the Risk, Compliance & Controls Practice - all with the resources,... ...execute and report on risk management, internal control and internal audit engagements...Work experience placementInternshipSeasonal workWork at officeLocal areaFlexible hours3 days per week$160k - $182.6k
...Job Description: At Bank of America, we are... ...portfolio risk, increase profitability... ...experienced program leader to join the... ...forecasting, and risk/control performance Leads... ...technology, legal, compliance, and external partners... ...sources of data (internal or vendor‑provided...Work at officeWork from homeFlexible hoursShift workDay shift$138k - $172.5k
...Job Description As an IT Risk Manager, you will get the opportunity to grow and... ...and responsive contexts for the Risk, Compliance & Controls Practice – all with the resources, environment... ...execute and report on risk management, internal control and internal audit engagements...Work experience placementInternshipSeasonal workWork at officeLocal areaFlexible hours3 days per week- ...Logistics & Technology Corporation seeks a strategic Vice President, Controller to own and optimize all accounting operations, close processes... ...collaboration, and implementation of accounting policies and internal controls in a dynamic, global logistics environment. #J-18808-...
$149.52k - $175.9k
At U.S. Bank, we’re on a journey to do our best. Helping... ...infrastructure leader with deep experience in... ...processes, and operational controls.Ensure continuous... ...platform health metrics, risk assessments, capacity plans... ....Ensure platform compliance with enterprise security...Full timeWork experience placementLocal area3 days per week$150k - $190k
...forward. OVERVIEWThe Program Controls Lead is a senior... ...benchmarking, analytics, and risk visibilitySupport... ...closely with COE functional leaders and client stakeholders... ...to multi-site retail, restaurant, or prototype... ...market conditions, and internal considerations.Location...Full timeWork at officeLocal areaRemote work$152.37k - $186.23k
At U.S. Bank, we’re on a journey to do our best. Helping the customers... ...operations, processes, and compliance issues, incumbent manages a... ...business and revenue, controlling costs, and reducing expenses.... ...and understands and follows internal suspicious activity referral...Full timeLocal area3 days per week- ...Hamlyn Williams has partnered with an International Banking Organization, looking to hire an Audit Director for Model Risk Management. This is a hybrid role, requiring... ...implementation, and model documentation. Certify the compliance of the bank’s model risk management policy...Work experience placement
$125k - $130k
...validate architecture decisions, de-risk options, and accelerate... ...enterprise architecture standards, controls, and best practices throughout... ...the world’s leading tier-one banks, financial institutions and... ...workplace arrangements, mentoring, internal mobility, learning and...Full timeTemporary workFlexible hours- ...research-led thought leadership for the Banking and Financial Services vertical, and executive... ...on behalf of the Financial Services unit leader.The role owns both the intellectual... ...talking points, and media messaging for both internal and external audiences.Prepare the...Full timeTemporary workWork at office
- ...establish scalable, controlled, and supportable... ...within Wells Fargo risk, security, and compliance requirements.In this... ...and secure approved internal and external data sources... ...and technical leaders.Required... ...financial services, retail banking, branch distribution...Full timeWork experience placement
- ...financial services leader - we’re a global... ...technology, model risk, audit, and business... ..., limitations, controls, and performance outcomes... ..., model risk, internal audit, governance... ...experience within banking or financial services... ...mitigating and compliance-driven culture which...Full timeWork experience placementWork at officeRemote workRelocation
- ...Execution Consultant within our Business Banking team. This individual will be responsible... ...accountability for assigned initiatives, limit risk exposure, and create efficiencies as... ...with a strong risk mitigating and compliance-driven culture which firmly establishes those...Full timeWork experience placement
- ...for HNW/UHNW clients within our private bank digital ecosystem. You will deliver a... ...integrated experience for domestic and international wire transfers and ACH payments that align... ...end lifecycle, collaborate with Legal, Risk, Compliance and Financial Advisors, and drive real-...
- ...Allegacy in Charlotte, NC seeks a commercial banking professional to identify, solicit, develop, underwriting, and manage business... ...Treasury Services to fulfill deposit needs while maintaining strong risk controls and community engagement. This role focuses on responsible...
- ...delivery of a large-scale bank branch construction... ...of concurrent ground-up retail construction projects.... ...closeout documentation, and compliance trackingMonitor and... ...reports on schedule, budget, risks, and overall... ...vendors, consultants, and internal stakeholdersMaintain vendor...
$143.32k - $273.93k
...to Contact Center leaders, leveraging advanced... ...of emerging risks, performance gaps,... ...sound governance and compliance expectations.Leads... ..., operations, and control stakeholders to translate... ...actions.Develops internal talent through... ...within the Bank by monitoring industry...Full timeH1bWork at officeRemote workHome officeFlexible hoursShift work$87k - $153k
...Support and track the closure of control gaps identified during the data risk assessment exercise. Lead the DMSO... ...functional and control areas in Banking/Capital Markets Excellent written... ...Tuition Reimbursement and other internal upskilling and training resources...Work at officeRemote work$164.78k - $314.96k
...OpportunityAs a dedicated Bank Credit Risk Analyst Lead, you... ...own operational and compliance risk inherent in credit... ...Tracks and monitors internal and external factors... ...and acts as a thought leader within the analyst... ...measured, monitored, and controlled in accordance with...Full timeH1bWork at officeRemote workHome officeShift work- ...ScentAir is seeking a seasoned Global Controller to lead the worldwide controllership and ensure timely, accurate financial reporting across the U.S. and international entities. The role partners with the CFO and senior leadership to drive process improvements, ERP upgrades...Worldwide
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