Wealth Management Client Associate
$70kThe Pines Wealth Management
The Pines Wealth Management
Job Title: Wealth Management Client Associate
Location: Southern Pines, NC
Company Description
The Pines Wealth Management (TPWM) is Registered Investment Advisory (RIA) firm that focuses on comprehensive financial planning and discretionary asset management for affluent individuals, companies and institutions.TPWM specializes in goals-based planning for retirement, education, legacy and all-encompassing financial life objectives.
TPWMs Advisors and Associates help clients pursue and achieve the life they envision through personal relationships committed to their needs. The foundation of our client relationship is mutual trust and ongoing transparent dialogue. TPWM assists clients with all aspects of their financial lives.
TPWM is committed to a balanced work-life culture with specific requirements for office-based attendance while allowing for flexibility in consideration of individual needs, unique circumstances and role-specific standards.
TPWM is committed to value based ethical growth with client needs and situations always at the forefront of our advice and decision-making processes.
Position Summary:
We are seeking a detail-oriented and client-focused Wealth Management Client Associate to support multiple financial advisors in a growing Registered Investment Advisory (RIA) firm. This role is responsible for delivering a high level of service to clients, supporting advisors with investment operations, and helping maintain efficient day-to-day workflow across the team. The ideal candidate will have strong operational experience in wealth management and hold an active securities license (Series 7 preferred).
Key Responsibilities
Serve as a primary point of contact for client service needs
Assist with account inquiries, service requests, and follow-up
Coordinate client meetings and prepare meeting materials
Maintain accurate client records and CRM updates
Process account opening and maintenance paperwork through our custodian
Facilitate ACAT transfers and money movement requests
Track client service workflows and outstanding items
Assist with SEC Compliance processes and documentation
Contribute to improving operational efficiency
Preferred Skills
Experience in Wealth Management Services (i.e.: RIA, BD, WH)
Proficiency in financial planning concepts
Strong knowledge of account servicing and wealth management operations
Ability to manage to triage, prioritize and manage competing priorities.
High attention to detail and organizational skills
Professional communication and client service mindset
Desire for long-term career growth in wealth management
Required Education/Qualifications
Active Series 7 license (preferred)
Series 66 or willingness to obtain
3 + years experience in wealth management and financial services
College Degree
Compensation & Benefits
Competitive base salary: $70,000 + (experience considered)
Performance-based bonus opportunity
Retirement plan and health benefits
Paid time off and holidays
Professional development and licensing support
Interested Candidates:
Email Cover Letter and Resumes to: View email address on click.appcast.io
recblid iwqjzr0vtdltak14gkjlt4vbb2uu9y- What You'll Be Doing The Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance... ...to the attention of the FA(s) or escalated to the Branch Manager; including suspicious client and/or employee activity or behavior...SuggestedWork at office
- Stifel Financial Corp. is seeking a Client Services Associate (Registered) located in Pinehurst, North Carolina. The role involves assisting Financial Advisors with client accounts, performing a variety of administrative duties, and providing exceptional customer service...SuggestedWork at office
- ...across North and South Carolina. Duties Manage a caseload independently from inception... ..., and legal memoranda. Communicate with clients, brokers, lenders, witnesses, and opposing... ...preferred; new graduates considered for associate roles. Experience in litigation, real...Suggested
BCG Attorney Search
Southern Pines, NC1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Wealth Management Client Associate. Be the first to apply!
- identity management Southern Pines, NC
- management development program Southern Pines, NC
- entry level asset management Southern Pines, NC
- junior asset management Southern Pines, NC
- asset management intern Southern Pines, NC
- management team Southern Pines, NC
- provider data management Southern Pines, NC
- priority management Southern Pines, NC
- management opportunity Southern Pines, NC
- sales management training program Southern Pines, NC