Compliance Officer
Equity Trust Company
Equity Trust Company in Dallas seeks a Senior Compliance Officer to lead regulatory adherence across FINRA, SEC and state requirements. You will oversee WSP updates, AML programs, training, audits, and risk mitigation within the risk and compliance leadership team. You will manage regulatory filings, reports, vendor oversight, and documentation, while guiding associates with clear policy guidance and coordinating audits with other departments across the organization. #J-18808-Ljbffr
Vacancy posted 2 days ago
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