Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

(Contract - $50-60) Investment Compliance Consultant

$50 - $60 per hour

ProPivotal

A globally recognized investment management organization is seeking a detail-oriented and motivated Compliance Consultant for a temporary opportunity within its Legal and Compliance team. The firm is known for its strong presence in fixed income markets and its growing focus on alternative investments and private fund strategies. Location: Newport Beach, CA Work Schedule: Hybrid - 4 Days Onsite / 1 Day Remote Pay Rate: $50-60/hour Why You'll Love This Opportunity Be part of a highly respected investment management environment with exposure to global compliance operations Help enhance and modernize compliance processes through innovative technology solutions Contribute directly to regulatory monitoring and testing efforts that support business integrity and risk management Partner with cross-functional teams to strengthen compliance practices and operational controls Expand your experience within a fast-moving and collaborative financial services setting What You'll Do Assist in the execution and enhancement of compliance programs alongside global compliance teams Develop and improve workflows utilizing compliance technology platforms to increase efficiency and effectiveness Coordinate compliance-related projects, including timelines, stakeholder updates, and resource tracking Perform monitoring, surveillance, and testing activities tied to company compliance policies and procedures Support regulatory reporting efforts and help ensure alignment with changing regulatory requirements Work closely with internal departments to identify opportunities for process improvements and stronger controls Adapt quickly to evolving priorities while taking initiative on assigned responsibilities Qualifications Bachelor's degree Prior experience in regulatory compliance, investment management, or related financial services environments Experience & Skills Needed At least 2 years of compliance or related regulatory experience within investment management or financial services Familiarity with U.S. investment adviser and broker-dealer regulations, including FINRA Rules and the Investment Advisers Act Strong analytical thinking, organizational abilities, and problem-solving skills Experience using compliance technology platforms or vendor systems Proficient in Microsoft Office applications, particularly Word and Excel Strong written and verbal communication skills with the ability to collaborate effectively across teams Ability to manage competing priorities in a fast-paced environment #J-18808-Ljbffr ProPivotal

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the (Contract - $50-60) Investment Compliance Consultant in Newport Beach, CA vacancy
  • $60 per hour

     ...seeking aCompliance Officerto join a high-performing compliance team focused on managing material non-public...  ...4-days onsite, 1-day remote work setup Pay of$60/hour based on experience Work closely with legal, investment, and compliance teams across international offices... 
    Suggested
    Hourly pay
    Remote work

    ProPivotal

    Newport Beach, CA
    2 days ago
  • $114.91k - $141.95k

    Job Title:Compliance Consultant - Contract to HireLocation:CA - IrvineWhat you'll do:As a Compliance Assistant Manager you'll be a subject matter expert and provide advice, oversight and guidance related to regulatory compliance risks, control effectiveness, root cause... 
    Contract work
    Full time

    Western Alliance Bancorporation

    Irvine, CA
    21 hours ago
  •  ...by utilizing a diverse portfolio of over 50 premier insurance carriers alongside a fully...  ...high-density prospect pipelines and contract renewals. Organizational Growth (Optional...  .... PandoLogic. Keywords: Insurance Consultant, Location: Costa Mesa, CA - 92627 , PL: 6... 
    Contract work
    Work at office
    Immediate start
    Remote work

    CEO Life

    Costa Mesa, CA
    1 day ago
  • $128.48k - $192.72k

     ...controllers/IED’sAbility to interpret contract documents and ability to...  ...working with contractors, consultants, and sales staff as required.Ability to travel up to 50% to various customer sites in...  ...highest standards of ethics and compliance, and we believe that trust is... 
    Contract work
    Ongoing contract
    Full time
    For contractors
    Flexible hours

    Schneider Electric

    Costa Mesa, CA
    3 days ago
  • $50 - $60 per hour

    ProPivotal is seeking a Compliance Consultant for a temporary assignment with our Legal and Compliance team in Newport Beach, CA. The role offers...  ...: four days onsite and one day remote, with a pay rate of $50-60/hour. You will contribute to regulatory monitoring and... 
    Suggested
    Temporary work
    Remote work

    ProPivotal

    Newport Beach, CA
    2 days ago
  • $10,471.07 per month

     ...passionate about promoting safety and compliance, we encourage you to apply to...  ..., oversees, and monitors contracts between the City and third-...  ...benefits. Provides consulting expertise to all City departments...  ...is granted in the amount of 60 hours per calendar year.... 
    Contract work
    Full time
    Local area
    Immediate start
    Flexible hours

    City of Huntington Beach, CA

    Huntington Beach, CA
    3 days ago
  •  ...to achieve stability and long-term success. Job Overview The Compliance & Billing Specialist supports the organization's pharmacy compliance...  ...adherence to payer policies, reimbursement guidelines, and contract requirements. Assist with implementation of billing compliance... 
    Contract work
    Full time
    Work at office
    Work from home
    Night shift
    Day shift

    Advantage Healthcare

    Huntington Beach, CA
    2 days ago
  • $70 - $75 per hour

    Job Description LanceSoft is seeking a local contract nurse RN Wound Care for a local contract nursing job in Newport Beach, California....  ...recognized as one of the Largest Staffing firms and ranked in the top 50 fastest Growing Healthcare Staffing firms in 2022. Lancesoft... 
    Contract work
    Hourly pay
    Weekly pay
    Long term contract
    Permanent employment
    Temporary work
    Work at office
    Local area
    Shift work

    LanceSoft, Inc.

    Newport Beach, CA
    1 day ago
  • $36 - $42 per hour

     ...supports the successful execution of trade compliance initiatives by coordinating customs-...  ...parcel service providers, and external consultants to support import clearance and customs...  ...potentially transition from an initial contract assignment to a direct role based on... 
    Contract work
    Temporary work
    Work at office

    Aston Carter

    Huntington Beach, CA
    4 days ago
  •  ...GRC Senior Regulatory Compliance Analyst, who has proficient...  ..., reviewing contracts containing PII, system...  ...background. 4. Big 4 consulting experience 5. Proficiency...  ...up to 3% and a 50% match on contributions...  ...program. Long-Term Investment Opportunity – Eligible... 
    Contract work
    Work at office
    1 day per week

    Kura Sushi Corporate Support Center

    Irvine, CA
    2 days ago
  • $117.73k - $138.5k

     ...profit hospitals, physician groups, dental practices and healthcare technology. Existing and prospective client revenue size will be $50 million and up.RESPONSIBILITIESUnderwriting all types of credit account exposure, managing an assigned credit portfolio, successfully... 
    Full time
    Work experience placement
    Local area
    3 days per week

    US Bank

    Newport Beach, CA
    1 day ago
  • $155.6k - $306.8k

     ...extensive experience in delivering and/or contracting for consulting services and related agreements....  ...Cyber services.Facilitates internal compliance with contract terms, risk management...  ..., as well as through our own investments, commitments, and actions across areas... 
    Contract work
    For subcontractor
    Work at office
    Local area

    Deloitte

    Costa Mesa, CA
    2 days ago
  • $115k - $150k

     ...information, and bid records Work closely with clients, contractors, architects, and consultants throughout the bidding process Support project handoff meetings following contract award Track market pricing trends and industry developments affecting project costs... 
    Contract work
    For contractors
    For subcontractor

    Shaw & Sons Concrete

    Costa Mesa, CA
    2 days ago
  • $165k - $215k

     ...position will be remote. Frequent travel between 50%-75% is required, including overnight...  ...and vendors for each project, issues contracts, schedules and manages all contractor and...  ...shall abide by the requirements of 41 CFR * 60-1.4(a), 60-300.5(a), and 60-741.5(a). These... 
    Contract work
    Temporary work
    For contractors
    For subcontractor
    Local area
    Remote work
    Night shift

    Energy Systems Group

    Irvine, CA
    21 hours ago
  • $60 - $75 per hour

     ...Recruiter, Global Logistics (Contract) Anduril Industries is...  ...acting in a consultative manner where your guidance...  ...US Hourly Range $60 - $75 USD The salary...  ...including: At Anduril, we invest in our people. Our comprehensive...  ...of Federal Contract Compliance Programs (OFCCP)... 
    Contract work
    Hourly pay
    Full time
    For contractors
    Work experience placement
    For subcontractor
    Work at office
    Immediate start

    Anduril-1

    Costa Mesa, CA
    1 day ago
  • $60 - $75 per hour

     ...Recruiter, Global Logistics (Contract) Anduril Industries is...  ...acting in a consultative manner where your guidance...  ...US Hourly Range $60 - $75 USD The salary...  ...including: At Anduril, we invest in our people. Our comprehensive...  ...of Federal Contract Compliance Programs (OFCCP)... 
    Contract work
    Hourly pay
    Full time
    For contractors
    Work experience placement
    For subcontractor
    Work at office
    Immediate start

    Anduril-1

    Costa Mesa, CA
    1 day ago
  • $74.1k - $81.9k

     ...growth, empowers your ideas, and invests in your journey. Together, we...  ...in conformance with design and contract documents Check concrete forms...  ...Moderate Work. Exerting up to 50 pounds of force occasionally,...  ...legal duty to furnish information. 41 CFR 60-1.35(c) #LI-DA1... 
    Contract work
    For contractors
    For subcontractor
    Internship
    Work at office
    Local area

    Hensel Phelps

    Irvine, CA
    21 hours ago
  • $50 - $60 per hour

     ...Financial Analyst (Product Financial Planning & Analysis)This contract Financial Analyst role focuses on product financial planning and...  ..., CA.Pay and BenefitsThe pay range for this position is $50.00 - $60.00/hr. Individual compensation offered for this position within... 
    Contract work
    Full time
    Temporary work
    Work at office
    Immediate start
    Remote work
    Monday to Friday
    3 days per week

    Aston Carter

    Irvine, CA
    1 day ago
  • GRISWOLD INDUSTRIESJob DescriptionCorporate Paralegal and Compliance Specialist JOB DIMENSIONS: Job Summary: Under minimal direction, the...  ...our executive team, maintaining corporate entities, reviewing contracts, and ensuring absolute compliance with applicable laws and... 
    Contract work
    Work at office

    Cla-Val

    Costa Mesa, CA
    3 days ago
  • BDO USA is seeking a Credit to Cash Senior Operations Analyst to monitor and facilitate issue resolution for daily billing and contract administration activities across regions. You will coordinate with transactional managers, lead analysts, and client-facing professionals... 
    Contract work

    BDO USA

    Costa Mesa, CA
    2 days ago
  • $110.52k - $147.36k

     ...customer throughout the project lifecycle.Manages the complete contract lifecycle from concept engineering, estimating, and written proposals...  ...in estimating, design, and/or management of HVAC projects from $50,000 to $25+ million.A valid Class C driver's license and... 
    Contract work
    Temporary work
    Work experience placement
    For subcontractor
    Work at office
    Monday to Friday

    ACCO Engineered Systems

    Costa Mesa, CA
    3 days ago
  •  ...projects. This is a full-time (40-60 hours/week), limited-term...  ...construction activities for compliance with the project schedule and...  ...and enforces compliance with contract requirements. Supervises...  ...global pure play sustainability consultancy, we partner with the world's... 
    Contract work
    Hourly pay
    Full time
    For contractors
    Fixed term contract
    For subcontractor
    Casual work
    Home office
    Flexible hours
    Shift work
    Night shift
    Weekend work

    Erm LLC

    Irvine, CA
    21 hours ago
  • $180.2k - $355.1k

     ...responsible for delivering strategic and technical consulting services to help clients address complex...  ..., including analysis of return on investment for medical management initiatives Lead...  ...career ASA designation Ability to travel 50%, on average, based on the work you do and... 
    Local area
    Visa sponsorship

    Deloitte

    Costa Mesa, CA
    1 day ago
  •  ...financial performance, portfolio reporting, partner coordination, asset optimization, and capital project prioritization with legal and contract considerations. Responsibilities include leading asset reviews, translating constraints into commercial actions, and ensuring... 
    Contract work

    Clean Energy

    Newport Beach, CA
    4 days ago
  • $128k - $252.5k

     .... Work you'll do As an Actuarial Senior Consultant on the Insights, Innovation & Operate team...  ...of 4 actuarial examsAbility to travel 50%, on average, based on the work you do...  ...organizations, as well as through our own investments, commitments, and actions across areas... 
    Local area
    Visa sponsorship

    Deloitte

    Costa Mesa, CA
    21 hours ago
  • $148.2k - $292.3k

     ...responsible for delivering strategic and technical consulting services to help clients address complex...  ..., including analysis of return on investment for medical management initiatives...  ...Passage of 5 actuarial exams Ability to travel 50%, on average, based on the work you do... 
    Local area
    Visa sponsorship

    Deloitte

    Costa Mesa, CA
    4 days ago
  • $100k - $110k

     ...capital improvement projects, regulatory compliance, and facilities-related budgets. Working...  ...Negotiate service agreements and vendor contracts while maintaining budget expectations and...  ...Requirements Ability to travel up to 50% within the assigned region. Occasional... 
    Contract work
    For contractors
    For subcontractor
    Work at office
    Local area
    Night shift

    California Pizza Kitchen

    Costa Mesa, CA
    21 hours ago
  • A financial services firm is seeking a Senior Accountant in Costa Mesa for a long-term contract role. The candidate will be responsible for month-end financial activities, including expense analysis and journal entries. Applicants should have 3-6 years of accounting experience... 
    Contract work
    Long term contract

    Vaco Recruiter Services

    Costa Mesa, CA
    2 days ago
  • $68k - $120k

     ...development, maintenance and oversight of the investment strategy and asset allocation for...  ...Group (“PMG”), a sub-division of the Consulting Group (“CG”) Supports Financial Advisors...  ...skills Knowledge of applicable compliance rules and regulations and firm policies... 
    Full time
    Temporary work
    Work experience placement

    Morgan Stanley

    Newport Beach, CA
    a month ago
  • $61k - $119k

     ...Experience · Asset & Income Protection · Education Funding · Investment & Advisory Services · Trust Services · Retirement Solutions ·...  ...is based on production. If offered to apply for approval of a contract to become a Northwestern Mutual Financial Representative, a national... 
    Contract work
    Full time
    For contractors
    Work at office

    Northwestern Mutual

    Huntington Beach, CA
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to (Contract - $50-60) Investment Compliance Consultant. Be the first to apply!