Advisor Compliance & Licensing Specialist
$23.22 - $38.67 per hourLPL Financial LLC
LPL Financial LLC is seeking an Associate Service Professional in Compliance to provide outstanding customer service to financial advisors. The role involves acting as the primary contact for regulatory issues and ensuring high-quality support for over 100 advisors. Required qualifications include 1-2 years of customer service experience and knowledge of financial products. The position offers a competitive pay range of $23.22–$38.67 per hour along with a comprehensive benefits package including 401(k) matching and health benefits. #J-18808-Ljbffr
$250k
...allowance and performance-based incentives. Company-sponsored professional development opportunities. Sponsorship for required licenses and continuous training. We can only consider applicants authorized to work in the United States. What makes this...SuggestedFlexible hours$124k - $186k
...Compliance Specialist Classifier Shield AI is seeking a proactive and detail-oriented Compliance Specialist Classifier to support export... ...including but not limited to skill set, level of experience, licenses and certifications, and specific work location. All offers...SuggestedFull timeTemporary workPart time$76k - $114k
...Job Area: Legal Group, Legal Group Export Compliance General Summary: Qualcomm's Export &... ...Department is seeking a Senior Export Compliance Specialist to take a lead role in Qualcomm's US export licensing program, preparing and submitting license applications...SuggestedWork experience placementWork at officeWork from home- ...Senior Home Lending Advisor, San Diego, CA Join our fun, high-energy team as a Senior Home... ...this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank... ...this position requires National Mortgage Licensing System and Registry (NMLS) registration...SuggestedWork experience placementLocal areaImmediate startRelocation
- ...Summary: Under the direction of the Quality and Compliance Manger, the Quality and Compliance Specialist is responsible for ensuring that the healthcare organization... .... Monitor and ensure compliance with state licensing requirements, including timely renewals and...SuggestedDaily paidFull timeContract workTemporary workLocal areaMonday to FridayFlexible hours
$23 - $25 per hour
...Overview Our Street Outreach Advisors work directly in the community to connect... ...systems. ~ Valid California Driver's License and active auto insurance meeting CA requirements... ..., lawful, and secure hiring process in compliance with California labor laws and...Hourly payFull timeLocal area$150k - $200k
...Summary: The Senior Case Advisor is a client-facing, revenue driving role responsible for advancing qualified opportunities through... ...planning roles Certified Public Accountant (CPA) license preferred (active status not required); EA, JD, or LL.M credentials...- ...A leading HVAC company is seeking an enthusiastic HVAC Comfort Advisor to join their team in San Diego. The role involves conducting in... ..., excellent communication skills, and a valid driver's license. The position offers unlimited earning potential and a supportive...Flexible hours
- ...Job Title: Import/Export Advisor Job Code: ADV-SCM-IMPX... ...import shipments and documentation are in compliance with applicable UScustoms law. Acts as a... ...of employment to determine if any export control exemptions or licenses must be filed....Temporary workWork at officeRemote workWorldwideFlexible hoursShift workNight shift
$65k - $95k
...Centura Wealth Advisory has an opening for an Associate Advisor supporting the Wealth Advisor(s) in delivering comprehensive financial... ...Financial Planning "CFP" designation - Required ~ Life & Health license in the State of CA - Optional ~3+ years minimum experience...Work at office- .... Job Title: Care Progression Physician Advisor Company Overview Pulivarthi Group is a premier... ...quality patient care, regulatory compliance, and optimal reimbursement outcomes while... ...Doctor of Osteopathy) Unrestricted medical license in state of residence Minimum of 3 years...
$160k - $230k
...professional to join our national Owner's Advisor team within our Integrated Project... ...owners/clients in design-builder contract compliance and services during construction. Communicate... ...to travel up to 50%. Valid driver's license and good driving record. Preferred...Contract workTemporary workFor contractorsLocal areaRemote work$95.2k - $142.8k
...Incorporated Job Area: Legal Group, Legal Group Export Compliance General Summary: Qualcomm is seeking an export... ...with advanced level of classification concepts (ECCNs, CCATS, Licensing Jurisdiction Determinations, Encryption, Electronic Assemblies...Full timeWork experience placementWork at officeWork from home- ...California is seeking a Care Progression Physician Advisor to provide clinical leadership in utilization... ...to promote quality patient care and regulatory compliance. Ideal candidates should have an MD/DO, a medical license, and at least 3 years of clinical experience. Benefits...
$45k - $60k
...Product Specialist Advisor Camping World is seeking a Product Specialist Advisor for our growing team. At Camping World, a Product Specialist... ...procedures and policies is preferred Valid driver's license required May lift up to 25 lbs and/or move up to 50 lbs....Full timePart timeLocal area$150k
...Retirement Plan Financial Advisor Join Our Team at CAPTRUST! Who Are We Looking For? Are you ready to make a significant impact... ...professionalism, and the ability to work independently. Licenses: Series 65 or must obtain within 90 days of start date. Technical...Temporary workWork at officeLocal areaFlexible hours- ...includes: Savings/banking Investments/wealth management Training and licensing support: First Command offers a comprehensive training and... ...and military spouses to start and grow a successful Financial Advisor career. Sponsorship: First Command sponsors your pursuit of full...Hourly payTemporary workFor contractorsTraineeshipWork at officeLocal areaHome office
- ...training is provided. Candidates should be driven to make a positive impact in the community, possess customer service or management experience, and be able to handle a state licensing exam. The position offers flexible scheduling and tools for success. #J-18808-LjbffrRemote workFlexible hours
- ...Thrivent Financial Advisor Meaningful work. Rewarding career. Make an impact providing... ...as you obtain your state insurance licenses (life, health & variable contracts), Series... ...to help you do so. Get the support of specialists from every facet of the organizationsuch...
$125k
...Pure Financial Advisors, LLC is a fee-only Registered Investment Advisor (RIA), providing comprehensive retirement planning services and... ...be based on factors including, but not limited to, experience, licenses/certifications, industry knowledge, and ability to bring...$70k
...A financial services company is seeking a Financial Advisor – Managed Programs in San Diego, California. This role involves meeting with... ...tailored financial advice. The ideal candidate holds relevant licenses and has strong sales experience. The position offers a...$155k - $190k
...Private Wealth Advisor At U.S. Bank, we're on a journey to do our best. Helping the... ...client relationships within PWM. A team of specialists support these efforts by providing... ...This position requires National Mortgage Licensing System (NMLS) registration under the terms...Temporary workWork experience placement3 days per week$20k - $120k
...Financial Advisor - San Diego, CA San Diego, California, United States North Star Resource Group is looking to find a candidate... ...process that is designed to get you familiar with the career, fully licensed as a financial advisor, and ultimately help you build a...Work experience placement$70.3k
...Financial Advisor Base salary of $70,304/annually plus monthly commissions based on production with no identified cap. 2025 total... ...deliver exceptional member experiences. Minimum Qualifications (Licenses, Education, Experience, Skills) ~ Bachelor's degree in a...Full timeWork at officeMonday to Friday$58.44k
...Education - Required A Combination of Education and Work Experience May Be Considered., Bachelor's Education - Preferred License and Certifications - Required AFC - Accredited Financial Counselor - EnterpriseEnterpriseEnterprise, CFP - Certified Financial...Contract workTemporary workWork experience placementWork at office- ...dedicated to helping clients build and protect their wealth. With licenses across the U.S., Canada, Mexico, and beyond, we offer... ...their life goals. Your experience will make you their trusted advisor. Confident Sales: Present clear, compelling financial solutions...Extra incomePart timeRemote work
- ...financial security since 1958. We're looking for seasoned financial advisors who are ready to elevate their impact. This independent... ...deepening existing client engagement. Required Experience Licensing & Certifications Required: Series 7 & 66 (or 6, 63, 65)...For contractorsLocal areaShift work
$70k
...Financial Advisor – Managed Programs (CCCU) Job Description Attention finance, insurance, and sales professionals - are you ready to... ...and responsibilities of product sales Maintaining all necessary licenses and registrations as required Successfully completing all mandatory...Full timeTemporary workFlexible hours$1,000 per month
...training, and development meetings Receive Risk Product State Licensing: Life, Accident, and Health Build life skills that create future... ...opportunity to interview for a full‑time Financial Representative or Advisor role upon graduation. Qualifications Are you a fit for this...Full timeInternshipLocal areaFlexible hours$1,000 per month
...training, and development meetings Receive Risk Product State Licensing: Life, Accident, and Health Build life skills that create... ...opportunity to interview for a full-time Financial Representative or Advisor role upon graduation. Qualifications Are you a fit for...Full timeContract workFor contractorsInternshipLocal areaFlexible hours
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