Director, Field Compliance Advisory - Wealth Management
474 MS Services Group, Inc.
Morgan Stanley in Dallas seeks a Field Compliance Advisory Coverage Director to provide advisory coverage across Wealth Management Field; oversee dashboards and reporting for internal and regulatory stakeholders; and shape WM Field AI Governance and Framework focusing on risk ownership and supervisory expectations. Candidate should have strong SEC/FINRA knowledge, 6+ years of experience, and a Bachelor's degree. #J-18808-Ljbffr 474 MS Services Group, Inc.
Vacancy posted 2 days ago
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