Traveling Branch Compliance & Risk Auditor
Steward Partners
A leading financial services firm is seeking a Branch Examiner to perform onsite and remote inspections. The ideal candidate has over 2 years of experience in Financial Services, particularly in audit or compliance roles, and holds active FINRA licenses. Responsibilities include conducting branch exams, training personnel, and preparing comprehensive reports. Strong analytical and communication skills are essential. This role offers the opportunity to travel and collaborate across various business units in a dynamic environment. #J-18808-Ljbffr Steward Partners
$80k - $95k
...in New York is seeking an experienced branch examiner to perform onsite... ...conducting examinations, identifying risks, and supporting compliance efforts. This role offers a competitive... ...to $95,000 and may require up to 50% travel in a remote work environment. #J-1880...TravelRiskRemote job- COMPLIANCE AUDITOR page is loaded## COMPLIANCE AUDITORremote type: On-sitelocations: NY Brooklyn... ...judgment to proactively conduct effective risk assessments and assist in preparing... ...position requires an individual to be able to travel and walk between sites/locations and...TravelRiskLocal area
- ...Description Job title: Senior Auditor Duration: FTE... ...out specific operational and compliance assignments as part of the annual... ...SOX. What You'll Do: • Risk and control identification... ...operations • Must be able to travel 25-30% (primarily domestic USA...TravelRisk
- ...optimize performance, ensure compliance, and uphold the highest standards... ...an experienced ISO 9001 Lead Auditor to join our team as an... ...understanding of quality principles, risk-based thinking, and continual... ...is a plus Willingness to travel domestically/internationally...TravelRiskFor contractorsRemote work
$119k - $299.93k
...of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related... ...Certified Information Systems Auditor (CISA) What Sets You Apart... ...motivating environment Travel Requirements: Up to 40% The...TravelRisk$119k - $299.93k
...of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related... ...Certified Information Systems Auditor (CISA) What Sets You Apart... ...and motivating environment Travel Requirements Up to 40%...TravelRiskH1b$99k - $252.45k
...information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls. In... ...coaching staff as they perform assessments Travel Requirements Up to 40% The salary range...TravelRisk$99k - $252.45k
...information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls. In... ...coaching staff as they perform assessments Travel Requirements Up to 40% Job Posting End...TravelRiskH1b$53.76k
...activities, reviews documents and operations for compliance, assists parties, prepares reports, and... ...routine regulatory tasks. Extensive travel required. Responsibilities Monitor... ...and ratios. Understanding of enterprise risk management functions of insurers. Critical...TravelRiskPermanent employmentTemporary workTraineeshipNight shift$125k - $150k
Position Overview Job Title: Branch Administrative Manager Corporate... ...landscape and emerging risks in the global banking/brokerage... ...customer leads, cross‑border travel, and policy exception requests... ...’ll Lead Liaise with Legal, Compliance, Divisional Control Office,...TravelRiskWork at officeWork from home$80k - $95k
...industry to conduct onsite\* branch examinations of retail brokerage... ...*** Execution of the risk-based branch exam program in FINRA... ...management, exam managers and compliance leadership* Provide reporting... ...Range**$80,000.00-$95,000.00**Travel**Up to 50%**Workstyle**RemoteAt...TravelRiskWork experience placementShift work- Internal Auditor, Professional Practice Group, Vice President location... ..., monitoring the firm’s compliance with laws and regulations, and... ...high-quality, consistent and risk-focused assurance work. RESPONSIBILITIES... ...labor accident and business travel accident insurance. We offer...TravelRiskFull timeTemporary workWork at office
- ...their financial needs. As a Branch Manager in Branch Banking, you... ...existing business by adhering to risk/control expectations,... ...maker Training Requirement or Travel Requirement Successful completion... ...position would be contingent upon compliance with Truth in Lending Act/Dodd...TravelRiskLocal areaImmediate startAfternoon shift
- Branch Operations Specialist (Travel Team) Coosa Valley Credit Union is excited to announce an opening for Branch... ...current and up to date. Maintains compliance with all required regulations and... ...independent actions and calculated risks, looks for and takes advantage of opportunities...TravelRiskSecond jobWork at officeNight shift
- ...Branch Manager At Chase, we are passionate about creating memorable... ...community. Ensure a strong risk and control environment by... ...equivalent. Training and Travel Requirement You'll successfully... ...would be contingent upon compliance with Truth in Lending Act/Dodd...TravelRiskLocal areaImmediate startAfternoon shift
$76.7k - $100.8k
...financial futures Overview: The Branch Manager play a critical role in driving... ...for ensuring operational excellence, risk management and compliance in everything we do. Additionally,... ...within the branch Other Duties Travel and work at other branch locations as...TravelRiskWork experience placementLocal areaFlexible hours- ...Deutsche Bank is seeking a Branch Administrative Manager in New York to supervise regulatory compliance for Ultra-High Net Worth clients. The role requires a Vice President... ...regulatory background, tasked with managing risks and implementing strategic initiatives....Risk
$38.25k
...and make a real difference. The Difference You Make As a Branch Operations Manager, you ensure the branch operates... ...experiences and fostering team member growth. You oversee risk controls by ensuring compliance with policies, procedures, and regulatory requirements,...RiskFull timeContract workWork experience placementWork at officeAfternoon shift$55k - $85k
...Branch Manager (Oahu)- Territorial Savings Develop and implement strategies to achieve individual... ...day-to-day branch operations, ensuring compliance with bank policies, procedures, and... ...identify process improvements, mitigate risks, and maintain compliance with regulatory...RiskFull timeWork at officeLocal area$77.14k - $128.56k
## Branch ManagerApplylocations: NJ - Glendoratime type: Full timeposted on: Posted Todayjob requisition id: R225464# **Position... ...a broad range of eco-system partners. Accountable for risk management and compliance . Builds a high performing team through the attraction, on...RiskFull timeTemporary workPart timeWork experience placementWork at officeShift work$190k - $220k
Natixis NY Branch is seeking a Senior Internal Auditor to ensure compliance with Bank Standards and conduct risk-focused audits. This role involves evaluating business operations, internal control systems, and coordinating with audit teams. The ideal candidate will have...Risk- ...Knowledge of banking laws, regulations, and compliance controls Cash handling experience Ability... ...strong customer relationships. Oversee branch operations: Manage schedules, daily... ...compliance: Apply regulations, policies, risk management, and escalation procedures effectively...RiskFull timePart timeShift workDay shift
$75k - $95k
...Fwainvest, based in New York, is seeking a Compliance Officer to oversee the execution of risk-based branch exams. Responsibilities include documenting findings, communicating risks to management, and mentoring peers. Candidates should have a Bachelor's degree and at...RiskRemote work$75k - $85k
...Junior Compliance Analyst / Administrative Assistant Join to apply for... ...Mitsui Trust Bank Limited New York Branch Pay Range Base pay range: $75,... ...functions. The Front Office Risk Management & Administration... ..., commuter benefits, business travel accident, paid volunteer day,...TravelRiskFull timeContract workWork experience placementWork at officeWork from homeFlexible hours2 days per week$110k - $185k
...functions within the assigned branches. Additional job... ...partner with Market Sales and Risk teams to ensure execution in... ...on consistency, quality, and compliance with Firm policies and procedures... ...Operational Oversight • Manages travel and entertainment expenses for...TravelRiskTemporary workHome office- ...ARM Strong Receivables Management, Inc. is seeking a Premium Auditor to conduct audits for businesses to ensure compliance with insurance regulations. This hybrid role allows for work from home with travel required for audits, making it ideal for someone with a keen eye...TravelRemote workWork from home
$120k - $160k
...of our culture. The National Risk Officer is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction... ...to a single Market, a single Branch, or multiple branches within a... ...National Risk Officers may travel to different Markets within the...TravelRiskTemporary workWork experience placementLocal areaWorldwide- ...Lead Auditor page is loaded## Lead Auditorlocations: West Reading, PA: Malvern... ...and effectiveness of operations, compliance with policies and regulations, risk management and governance... ...Customers Bank's applications* Ability to travel when needed* Familiarity with AI or...TravelRiskLocal area
$86.92k - $150.17k
...Position Title Branch Banking Market Leader Location Staten Island... ...relates to policies, procedures and compliance. Establish business contacts... ...ensure operations compliance. Risk Management: Clearly... ...with customers and stakeholders. Travel Requirements 65% of time spent...TravelRiskWork at officeLocal area- ...certification in securities industry compliance to design, implement and... ...trading systems.* Identifies risk and develops testing and monitoring... ...department associates and branch associates/affiliates.* Stays... ...Experience****Certifications****Travel**Less than 25%**Workstyle**...TravelRiskTemporary workWork experience placementWork at office
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