Traveling Branch Compliance & Risk Auditor
Steward Partners
A leading financial services firm is seeking a Branch Examiner to perform onsite and remote inspections. The ideal candidate has over 2 years of experience in Financial Services, particularly in audit or compliance roles, and holds active FINRA licenses. Responsibilities include conducting branch exams, training personnel, and preparing comprehensive reports. Strong analytical and communication skills are essential. This role offers the opportunity to travel and collaborate across various business units in a dynamic environment. #J-18808-Ljbffr Steward Partners
$78k - $140k
...focused leaders interested in a Branch Manager career within the... ...objectives with strong operational risk management to protect... ...laws and regulations, including compliance controls, operational risk management... ...Saturdays. Ability to travel in assigned geography up to 50...TravelRiskFull timeWork experience placementInterim role- ...projects in accordance with the audit plan and risk assessments, evaluating the efficiency... ...of current-state financial, compliance, and operational processes and controls.... ...organizational goals.This person is required to travel regularly (up to 30%) as part of the role...TravelRiskImmediate start
- ...Description Job title: Senior Auditor Duration: FTE... ...out specific operational and compliance assignments as part of the annual... ...SOX. What You'll Do: • Risk and control identification... ...operations • Must be able to travel 25-30% (primarily domestic USA...TravelRisk
- ...Environmental, Health, and Safety (EHS) Compliance Auditor, EHS Compliance Program Manager. The... ...including process safety management and/or risk management program audits).This... ...available for this position. Ability to travel 50% to 75% of time. Ability to obtain US...TravelRiskWork at officeLocal areaWorldwideRelocationFlexible hours
- ...Team as a Bilingual (SPANISH) Senior Auditor – Make an Impact in U.S. Banking Compliance Are you a seasoned internal... ...entities Deep understanding of risk-based audit methodology and internal... ...Requirements Ability to travel as needed between New York and Florida...TravelRiskTemporary workFor contractors
$90k - $100k
Job Purpose The Compliance Auditor will foster an environment that enhances and promotes compliance... ...Assist in conducting enterprise‑wide risk assessments and actively contribute to... ...position requires an individual to be able to travel and walk between sites/locations and...TravelRiskLocal area- CenterWell Senior Primary Care seeks a qualified Risk Management Professional 2 to lead quality... ...the UM program. The focus is on CMS/NCQA compliance, data analysis, and risk trends,... ...actionable improvements. Remote work and travel for training may be required. #J-18808-Ljbffr...TravelRiskRemote job
$22.6 per hour
...investment management, insurance and risk management, and benefit plan... .... Responsibilities The Branch Supervisor directly supervises... ...branch personnel, ensures office compliance with operating policies and... ...Excellence May be called upon to travel to other branches in the area...TravelRiskWork at officeLocal area- ...Environmental, Health, and Safety (EHS) Compliance Auditor to join our EHS & Air practice within... ...clients, including process safety and risk management program audits. The position... ...office but does not require relocation and may involve travel. #J-18808-Ljbffr AECOMTravelRiskWork at officeRelocation
$76.7k - $100.8k
...futures Overview: Floating Branch Managers play a critical role in driving... ...proactively identifying emerging risks, operational gaps, and compliance concerns, while also recognizing and... ...multiple branch locations as assigned Travel regularly between branches and...TravelRiskWork experience placementLocal areaFlexible hours$53.76k
...activities, reviews documents and operations for compliance, assists parties, prepares reports, and... ...routine regulatory tasks. Extensive travel required. Responsibilities Monitor... ...and ratios. Understanding of enterprise risk management functions of insurers. Critical...TravelRiskPermanent employmentTemporary workTraineeshipNight shift$150k - $185k
...Inspection / Audit Job title Lead Auditor, Vice President - Regulatory Compliance Contract type Permanent Contract... ...following responsibilities: Assess the risks of the audited activities and to... ...This role may require business travels in any relevant locations to...TravelRiskPermanent employmentContract workLocal areaImmediate start$38.25k - $64k
## Branch Operations Manager Newkirk Plaza, Brooklyn, NYBewerbenlocations: Brooklyntime... ...*** Adheres to applicable compliance/operational risk controls in accordance with Company or... ...position will provide support for and travel between Newkirk Plaza, NY and Flatbush...TravelRiskHourly payContract workShift work$69k - $105k
## Branch ManagerApplylocations: Loudonville, NYtime type: Full timeposted... ...for branch operations and compliance by providing direction and... ...and assessing potential risks in projects or tasks is crucial... ...occasional lifting of up to 30 lbs.**Travel*** Occasional travel to...TravelRiskWork experience placementLocal areaNight shift$62.4k
...investment management, insurance and risk management, and benefit plan... .... Responsibilities The Branch Manager leads the branch team... ...ensuring the branch operates in full compliance with all applicable policies,... ...Manager may be called upon to travel to other branches in the area...TravelRiskLocal areaFlexible hours$75k - $95k
...and Responsibilities*** Execution of the risk-based branch exam program in FINRA-registered and... ...to branch management, exam managers and compliance leadership* Provide reporting of exam findings... ...**Salary Range**$75,000.00-$95,000.00**Travel**Up to 50%**Workstyle**RemoteThe total...TravelRiskRemote jobWork experience placementShift work$42k - $90k
...BSA/AML/OFAC activities in the Branch and directly reports to the... ...CTF"), OFAC and other sanctions compliance to ensure that the Branch’s compliance... ...Officer. Responsibilities Risk Management, BSA/AML Compliance... ...Monitoring (45%) Remittance travel rules and red flags review....TravelRisk- ...diversity and inclusion. As a Branch Manager in a Chase Branch, you... ...the community. Ensure a strong risk and control environment by... ...military equivalent. Training and Travel Requirement You’ll... ...position would be contingent upon compliance with Truth in Lending Act/Dodd...TravelRiskLocal areaImmediate startAfternoon shift
$65k - $85k
...$65,000 - $85,000 The Assistant Branch Manager (ABM) provides supportive... ...Identify and mitigate operational risk to ensure ongoing adherence with compliance procedures; implement action plans... ...Mandatory training may require occasional travel. Visa sponsorship not available....TravelRiskWork at officeFlexible hours$77.14k - $128.56k
## Branch ManagerApplylocations: NJ - Glendoratime type: Full timeposted on: Posted Todayjob requisition id: R225464# **Position... ...a broad range of eco-system partners. Accountable for risk management and compliance . Builds a high performing team through the attraction, on...RiskFull timeTemporary workPart timeWork experience placementWork at officeShift work- ...Branch ManagerBowery, New YorkHanover Bank, The Bank of YOU – When you love your work and the people you work with, careers are... ...ownership, accountability, and continuous improvement.Operations, Risk & Compliance ManagementEnsure all branches operate with operational...RiskFull timeTemporary workWork at officeLocal area
- ...Branch ManagerAt Municipal Credit Union, we believe that an incredible culture helps create a happy and motivated team that... ...is also responsible for ensuring operational excellence, risk management and compliance in everything we do. Additionally, you will actively support...RiskWork experience placement
$120k - $170k
...functions within the assigned branches. Additional job... ...partner with Market Sales and Risk teams to ensure execution in... ...on consistency, quality, and compliance with Firm policies and proceduresLead... ...OversightOperational Oversight Manages travel and entertainment expenses...TravelRiskTemporary workHome office$120k - $170k
...functions within the assigned branches. Additional job... ...partner with Market Sales and Risk teams to ensure execution in... ...on consistency, quality, and compliance with Firm policies and procedures... ...Operational Oversight Manages travel and entertainment expenses for...TravelRiskFull timeTemporary workHome office$75k - $85k
...role. Job Description: The Senior Auditor executes audits for an assigned business... ...learning concepts and emerging technology risks ~ Demonstrated ability to perform data-... ...: 34-66%; Continuous: 67-100% Domestic Travel – Occasional International Travel – Never...TravelRiskFull timeWork at officeLocal areaWork from homeFlexible hours$115.44k - $186.16k
...role. Line of Business: Risk Management Job Description:... ...effectively manage regulatory/compliance issues Contributes to the... ...Continuous: 67-100% Domestic Travel – Occasional International... ...bank in North America by branches/stores. Every day, we strive...TravelRiskFull timeTemporary workLocal areaWork from homeFlexible hours- ## Assistant Branch ManagerApplylocations: Apollo, PAtime type: Full timeposted on: Posted... ...and the accountability to serve as risk managers for their businesses by understanding... ...committed to achieving superior levels of compliance by adhering to regulatory laws and...RiskWork at officeShift work
$60k - $102.5k
Branch Manager - East 98th Street, Brooklyn, NY Country: United States of America It Starts... ...customer relationships, and ensuring compliance with banking regulations. This role includes... ...digital channels. Accountable for risk management and compliance within a complex...RiskHourly payFull timeContract workWork experience placementWork at officeShift workAfternoon shift$200k - $220k
...portfolio HR, legal, and compliance coordination Coordinate HR... ...locations (portfolio or multi-branch environment). ~ Experience... ...present operational performance, risks, and corrective actions to... ...tight timelines. ~ Ability to travel 50%+ to partner firms and...TravelRiskTemporary work$80k - $95k
...helping the manager shape and focus the audit around the identified risks as well as executing the audit and assisting in delivering the... ...skills required. CIA, CPA, FLMI or CISA desired. Ability to travel 15-25% is required.Additional Information$80K-95K Range + BonusSummaryType...TravelRiskLocal area
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