Remote Trade Surveillance & Compliance Associate
Coinbase
- Remote job
Coinbase is seeking a Trade Surveillance Associate in the Market Regulation Department to monitor activity, investigate potential violations, and produce reports supporting CDE's regulatory obligations. You’ll analyze alerts, triage cases, and deliver updates to senior leadership in a fast-paced, high-stakes environment. The role requires 3+ years of surveillance experience, strong knowledge of derivatives and CFTC regs, and the ability to manage multiple investigations with precision. #J-18808-Ljbffr Coinbase
- Coinbase is a remote-first, but not remote-only company. A Trade Surveillance Associate in the Market Regulation Department helps ensure the integrity of Coinbase's CDE by monitoring trade activity, investigating potential violations, and enforcing the rulebook. You will...Remote jobSurveillance
- ...sharp, detail-oriented compliance professional to join... ...Senior Regional Compliance Associate. In this role, you'll... ...regular reviews of trade blotters, correspondence... ...platforms and surveillance tools Background in... ...working with distributed or remote advisor teams Please...Remote workSurveillance
$100k - $145k
...currently looking to hire a Compliance Associate with 1 - 5 years of... ...and institutional sales & trading. This is a great opportunity... ...materials and RFPs; Perform daily surveillance of e-communications for the... ...Regulatory Compliance Paralegal (Remote) United States $70,000.00-$...Remote workSurveillanceFull timeCurrently hiringFlexible hours$60k - $70k
Anti-Money Laundering (AML) Compliance Associate Anti-Money Laundering (AML)... ...TO BECOME THE #1 RETAIL TRADING PLATFORM IN THE WORLD Welcome... ...Enhance and maintain surveillance programs, internal controls... ...Hybrid Schedule with Extra Remote Flexibility (Totaling over...Remote workSurveillanceFull timeWorldwideFlexible hours- Coinbase seeks a Trade Surveillance Associate to monitor activity and investigate potential violations within Coinbase Derivatives, LLC. You will support regulatory obligations and collaborate with the Market Regulation team to uphold integrity of our markets. You will...Remote jobSurveillance
$108.63k - $127.8k
...enough," you belong here. Coinbase is a remote-first, but not remote-only company.... ...about working at Coinbase. As a Trade Surveillance Associate in the Market Regulation Department of... ...activity by CDE participants to ensure compliance with CDE's rulebook and applicable CFTC...SurveillanceContract workLocal area- BCG Attorney Search in Washington, DC seeks a midlevel associate for its International Trade, Investment Controls, and National Security practice group... ..., and other trade regulations. The role offers hybrid/remote work options, collaborative team environment, and opportunities...Remote work
$115k - $150k
Job Family Group: Ethics & Compliance GroupJob Description: The Compliance... ...C”) team supporting Supply, Trading & Shipping (“ST&S”). The... ...solutions in the areas of surveillance and regulatory compliance.... ...position is a hybrid of office/remote workingSkills:. Legal...Remote workSurveillanceFull timeTemporary workPart timeWork at officeLocal areaFlexible hours$145k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading... ...who support global investment and trading activities by establishing and... ...advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success...Surveillance- ...boutique investment firm. We're adding a Compliance Analyst to our team. Because this... ...Essential Functions Conduct daily trade surveillance and investigate exceptions. Analyze... ...generous time off. Optional work remote one day per week. A fun, flexible and...Remote workSurveillanceWork at officeLocal areaFlexible hours1 day per week
$160k - $220k
...Position: Compliance Officer Reports to: Group... ...'s National Futures Association (NFA). The... ...assessments, testing, surveillance, and remediation of identified... ..., personal trading, and conflicts of interest... ...including remote working; ~ Healthcare...Remote workSurveillanceWork at officeFlexible hours- ...Head Of Trading Risk APAC - Remote; Dubai, UAE; Europe - Remote Established in 2018, Bybit is one of the world's leading cryptocurrency... ...funds) transitioning to crypto Familiarity with market surveillance tools and techniques Experience with risk-related...Remote workSurveillance
- ...Airborne Sensors and Intelligence, Surveillance, and Reconnaissance (ISR);... ...Corporation is seeking a Compliance Analyst as part of our Supply... ...contract requirements. Remote working options available.... ...Export controls (ITAR, EAR) Trade compliance and sanctions requirements...Remote workSurveillanceContract workFor contractorsFor subcontractorRelocation packageFlexible hours
- ...experienced and detail-oriented Compliance Supervisor to oversee... ...our Broker-Dealer Trading Department. This role... ...there. However, remote candidates are encouraged... .... Conduct trade surveillance reviews and elevate potential... ...the trading desk and associated compliance processes....Remote workSurveillanceWork at office
- ...JOB OVERVIEWThe Senior Compliance Officer reports... ...assists in oversight of trade blotters, email communications... ...as a resource for associates by providing timely and... ...).Familiarity with surveillance and monitoring tools,... ...corporate office setting or a remote/home office...Remote workSurveillanceWork at officeHome office
- ...apply for the Quality Compliance Specialist role at Glenmark... ...for regulatory surveillance program. Financial JOB... ...162,000.00 5 days ago Associate Manager, Transaction Monitoring... ...$166,149.00 1 day ago Trade Compliance Manager –... ..., Global Trade (remote) Charlotte, NC $124,00...Remote workSurveillanceFull timeContract work
$67.5k - $90k
...Analyst, Compliance (Investigations)New York, New York; Miami, Florida; Remote (USA)Gemini is a global crypto and Web3 platform founded... ..., and secure. As a publicly traded company, Gemini is poised to... ..., Account Review, Market Surveillance, Legal, and other departments)...Remote workSurveillanceWork experience placementWork at office$88.56k - $132.6k
...your work, apply now for the position detailed below.The Global Trade Compliance team at Marvell is growing and is an exciting place to be!... ...to an export license review process prior to employment.#LI-TT1SummaryLocation: Santa Clara, CA; Austin, TX; Remote - US - MAType:Remote workPermanent employmentInternshipWork from home- Phyton Talent Advisors in New York seeks a Compliance & Surveillance professional to monitor employee brokerage activity, manage data feeds, and conduct surveillance related to trading. You will coordinate disclosures, watchlists, and information barriers while supporting...Surveillance
- Mondrian Alpha is seeking a Compliance Officer in New York to support trading and advisory activities across asset classes. You will report to the Head... ...providing guidance on compliance matters and trade surveillance. This 3-5 year professional will step into a hands-...Surveillance
- Cboe Global Markets in Chicago, IL is seeking an experienced Surveillance Specialist to perform trading floor surveillance and assist in identifying potential violations of Cboe rules and federal securities regulations. The role emphasizes using various programs and the...Surveillance
- Millennium is seeking a Compliance professional to strengthen the control room program and... ...'ll review sensitive information with trading teams and oversee the Restricted List,... ...requires 2+ years in due diligence or surveillance, a finance/economics degree, and a proactive...Surveillance
- Point72 Compliance is an industry-leading team supporting global investment and trading by establishing and enforcing the firm ’s policies, giving real-time guidance, and overseeing surveillance. This role offers mentorship, a growth path, and a long-term career. As a Compliance...Surveillance
- ...Staffing is seeking a Junior Broker-Dealer Compliance Officer in Thousand Oaks, CA to join... ...compliance team, and work closely with trading and sales. The role covers broad-based... ...a strong emphasis on trade monitoring, surveillance, CAT and CAIS reporting, as well as regulator...Surveillance
$90 - $110 per hour
..., and Jack Dorsey . Position: Compliance & Financial Crime Domain Intake — Shape... ...Compensation: $90–$110/hour Location: Remote Role Responsibilities Complete a... ...AML investigations, sanctions, fraud, trade surveillance, conduct compliance, regulatory...Remote workSurveillanceHourly payWeekly payContract workFor contractorsSummer work$45k - $142.35k
...Group, Inc. is seeking a FINRA Supervisory Specialist to oversee compliance and supervisory responsibilities within its Wealth Management... ...This position involves training financial advisors, reviewing trade activities, and collaborating with legal and compliance teams to...Surveillance- Insitu is looking for an experienced and detail-oriented trade compliance licensing professional to support its robust international portfolio of clients. Our ideal candidate has experience with US exports, deep knowledge of ITAR and EAR license management, and thrives...Remote workFull timeWork at officeFlexible hours
- A global consulting firm is seeking a Principal/ Sr. Consultant specializing in Risk & Compliance with a focus on trade surveillance. The role requires 3-5+ years of experience in capital markets, strong SQL skills, and collaboration with compliance and tech teams on surveillance...SurveillanceFull time
- ...leading global consulting firm is seeking a Principal/Sr. Consultant in Risk & Compliance for their Fort Worth, TX location. You will collaborate with compliance and tech teams on trade surveillance strategies, analyze trade data using SQL, and lead user training sessions....SurveillanceFull time
$101k - $154k
...DescriptionSummaryUnder the direction of the Trade Compliance Leadership, the primary responsibility... ...DemandsAbility to work in an office/remote environment (Constant)Required to sit... ...limited to, the location, the role and associated responsibilities, a candidate’s work experience...Remote workPermanent employmentFull timeContract workFor contractorsWork experience placementWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Remote Trade Surveillance & Compliance Associate. Be the first to apply!
- regulatory compliance analyst Austin, TX
- medicare compliance specialist Austin, TX
- regulatory analyst Austin, TX
- senior compliance officer Austin, TX
- legal compliance officer Austin, TX
- privacy compliance analyst Austin, TX
- senior compliance analyst Austin, TX
- regulatory specialist Austin, TX
- risk and compliance analyst Austin, TX
- information security compliance analyst Austin, TX


