Hedge Fund Senior Compliance Officer
Full-time
Arrow Search Partners
Our client, a global hedge fund, is looking for a Senior Compliance Officer to join their team to support generalist compliance responsibilities. This role will play a critical role in advising the business on key initiatives while holding oversight of the compliance program.
Responsibilities:
- Analyze regulatory developments affecting investment advisers and assess the compliance implications of new business activities, operational changes, and policy updates.
- Execute compliance testing programs by assessing regulatory requirements, developing testing methodologies, conducting reviews, and preparing findings with actionable recommendations.
- Design and deliver compliance training programs to reinforce regulatory knowledge, strengthen internal controls, and foster a firm-wide culture of compliance.
- Compile and deliver compliance dashboards, management reports, and key risk metrics to senior leadership to support oversight and decision-making.
Requirements
- Bachelor's degree or higher
- JD preferred but not required
- 5+ years of compliance experience at a hedge fund
Vacancy posted 2 hours ago
Similar jobs that could be interesting for youBased on the Hedge Fund Senior Compliance Officer in New York, NY vacancy
$350k - $400k
...My client, a rapidly expanding hedge fund, is looking to hire a Senior Compliance Officer into it's New York office. They are capitalising on consecutive years of stellar performance and expanding their presence in the US, having already built out their operations...SeniorFull timeWork at officeMondrian Alpha
New York, NY2 days ago- ...I’m working with a highly regarded Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands-on role reporting directly into the CCO. The role will cover: Compliance monitoring, testing and surveillance...SeniorFull time
Blacklock Group
New York, NY2 hours ago - ...client are a regulated FinTech business operating across cross-border payments and digital assets is seeking a part-time Senior Compliance Officer. This is a hands-on operational role — the work is casework, decisions and documentation. The immediate scope is reviewing...SeniorPart timeImmediate start
LinkedIn
New York, NY5 days ago - ...Senior Compliance Officer Financial services New York , New York Permanent Feb 19, 2025 The Senior Compliance Officer will support the Alternative business. This includes investments in Direct Real Estate, Infrastructure Debt, and Private Credit....SeniorPermanent employment
The Bachrach Group
New York, NY4 days ago $88 per hour
...Job Description Senior Compliance OfficerEquity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution in New York City. Location: Midtown, NYC Schedule: Hybrid preferred (2 days onsite...SeniorContract workImmediate startRemote workBizTek People, Inc. | APA International Placement Consultant...
New York, NY3 days ago$200k - $250k
...and is a member of the following: FINRA, SIPC, and NASDAQ. Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief Compliance Officer. This individual will play a key leadership...SeniorFull timeWork at officeChardan
New York, NY1 day ago- ...and Africa (MEA), possibility to extend to Türkiye at a later stage. You will operate out of our office in Riyadh (KSA ) or Dubai (UAE)). Job Summary The Senior Compliance Officer acts as a member of the Legal & Compliance Department (L&C). The Senior Compliance Officer...SeniorContract workLive inWork at officeLocal areaWork from home
Terumo Europe NV
New York, NY3 days ago - ...Senior Compliance Officer Investec – Where Out of the Ordinary Happens At Investec, we do things differently. We're a leading international bank and wealth manager built on a culture of curiosity, entrepreneurial spirit and human connection. Ideas are heard, ambition...SeniorWork at officeRemote work
INVESTEC SERVICES INC
New York, NY4 days ago $140k - $180k
...interesting next move. I’m looking for a Compliance Officer for a global investment firm combining... .... Present compliance reports to senior colleagues and develop training.... ...manager is a plus, particularly within a hedge fund or private credit fund. You...Leading Global Multi-Strategy Hedge Fund
New York, NY3 days ago$80k - $130k
...Compliance OfficerNeuberger is a private, independent, employee-owned... ...private equity, real estate, and hedge funds to institutions, advisors,... ...for clients. The Compliance Officer will work regularly with the... ...technology initiativesLiaise with senior business personnel regarding...Local areaWorldwideShift workNeuberger Berman
New York, NY1 day ago$100k - $145k
...Compliance OfficerCAIS is the pioneer in democratizing access to and... ...investment strategies, including hedge funds, private equity, private... ..., and proactive Associate or Senior Associate to join our Legal and... ...including, conducting branch office examinations, testing policies...Work at officeImmediate startCAIS
New York, NY3 days ago$200k - $250k
...Compliance Officer New York, New York, United States The Role We are seeking to hire an... ...well with staff of varying roles and seniority. ~ Firm and team first in thinking.... ...Are Schonfeld is a global multi-manager hedge fund that strives to deliver industry-leading...Work at officeSchonfeld
New York, NY5 days ago- Landing Point seeks a Compliance Officer in New York, NY to lead the U.S. compliance program and advise investment and research teams. The role reports to senior leadership and offers broad scope to shape compliance across the firm. You will interact with investment professionals...Senior
$190k - $250k
...Neuberger is seeking an experienced compliance professional to join its Legal & Compliance Department. The Compliance Officer will support the compliance programs within Neuberger... ...companies. The role will work closely with senior Legal & Compliance personnel, business...SeniorFull timeLocal areaShift work$160k - $180k
Division: Risk & Compliance Division Senior Compliance Manager and Privacy Officer Provide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations with a focus on privacy and non...SeniorLocal area$1,000 per day
A leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across Operations, Treasury, and Finance interfaces. Key responsibilities include managing the...SeniorContract workWork at office- ...Our client, a prominent hedge fund, is looking to hire a compliance officer to support their investment guideline compliance program. Responsibilities: Manage portfolio compliance across a broad and expanding global investment platform, ensuring effective oversight...
Arrow Search Partners
New York, NY2 hours ago $75k - $90k
...20 countries. The Regulatory Affairs Senior Specialist drives global product registrations... .... This position is based in office from Mondays-Thursdays, and remote on Fridays... ...and trackers to ensure transparency, compliance, and readiness for audits. Create and...SeniorFull timeWork at officeLocal areaRemote workWorldwideInterparfums, Inc.
New York, NY1 day ago- ...FTI Consulting is seeking a Senior Trade Services Specialist in New York with 4+ years of hands‑on trade compliance and international trade experience to support Trade Services engagements. The role covers duties across customs, tariff classification, valuation, origin...Senior
FTI Consulting
New York, NY4 days ago - ...Regulatory and Compliance Analyst is needed to perform the following duties: Responsible for REGULATORY COMPLIANCE leading to pharmacy... ...Insurance Portability and Accountability Act (HIPAA), o Office of Inspector General's (OIG), Prescription drug monitoring program...SeniorFull timeContract workWork at officeLocal area
Riverside SRX
New York, NY1 day ago - ...offer our associates, please click here. Overview A Senior Regulatory Compliance Coordinator works under the direction of the Director of Regulatory... ...Affairs and Compliance in Cancer Clinical Trials Office at the Montefiore Einstein Comprehensive Cancer Center. The...SeniorWork at office
ViziRecruiter
New York, NY1 day ago - ...Coda is currently engaged with a Global Hedge Fund in Midtown that is looking to hire an Associate to join the team. This person will support two frontline fundraisers who focus on the institutional space and cover everything IR related for the team. Ideal candidate...SeniorFull time
Coda Search│Staffing
New York, NY3 days ago $40 - $60 per hour
...A leading compliance firm is looking for a Sr. Business Process Management Specialist for a remote role. You will oversee compliance programs and ensure alignment with regulatory requirements. The ideal candidate has a Bachelor's Degree and at least 5 years of experience...SeniorHourly payContract workRemote workCedent
New York, NY1 day ago- ...Role: Senior Regulatory Affairs Specialist for medical devices and in vitro diagnostics, focusing on regulatory submissions and compliance across domestic and international markets. Responsibilities: develop and execute strategies for FDA (510(k), PMA, IDE) and ex-U.S...SeniorRemote work
Scorpion Therapeutics
New York, NY4 days ago $350k
...Our client is a stable and expanding hedge fund, and we are hiring for a Senior Software Developer to join their team. This role will provide high visibility within the business, and our ideal senior software developer for this role should have at least 8 years experience...SeniorFull timeSelby Jennings
New York, NY2 hours ago- ...We are currently working with a leading credit hedge fund that are looking to expand their investment team. They are looking for a dynamic investment professional with experience covering liquid credit focusing on Media names. The fund takes a fundamental approach investing...Senior
Metis Search
New York, NY3 days ago - ...the line. Candidates should bring at least five years of management company or fund accounting expertise, with a career spanning public accounting or in-house experience at a hedge fund or asset manager. A CPA is required, along with experience supporting a team and...SeniorFull time
Mondrian Alpha
New York, NY1 day ago - ...Senior Regulatory Affairs Specialist Class III | Organ Preservation Technology Hybrid (New Jersey) | Competitive Salary + Bonus + Benefits A commercial stage organ technology company, pioneering normothermic machine perfusion. Their flagship platform has supported thousands...SeniorWorldwide
LinkedIn
New York, NY5 days ago - ...Senior Compliance Analyst, Global Streaming Technology, Analytics and Assurance Remote 12 months Responsibilities: The Senior Compliance Specialist will be part of the Global Streaming Technology Analytics and Assurance team, supporting the management...SeniorRemote workFlexible hours
3B Staffing LLC
New York, NY3 days ago - ...Within the Shopify Legal Team, the Compliance Team ensures that Shopify meets its regulatory and contractual commitments while staying agile enough to support growth and innovation. Our team’s mission is to design and enforce policies and procedures that keep Shopify...SeniorEarly shift
Inclusively Remote
New York, NY3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Hedge Fund Senior Compliance Officer. Be the first to apply!
Related searches
- pharmaceutical compliance officer New York, NY
- regulatory officer New York, NY
- risk compliance officer New York, NY
- regulatory affairs specialist New York, NY
- aml compliance analyst New York, NY
- medicare compliance specialist New York, NY
- regulatory operations specialist New York, NY
- compliance analyst New York, NY
- information security compliance analyst New York, NY
- senior compliance analyst New York, NY