Regulatory Reporting Analyst: Impact & Compliance
Aquent
Aquent is seeking a highly capable regulatory reporting professional to join a leading financial services firm in the Denver area. You will support meticulous preparation, filing, and review of regulatory reports for a broker-dealer and a futures/FX entity, ensuring accuracy and compliance with industry standards. You will review and prepare SEA Rule 15c3-3 and 15c3-1 computations, analyze the FO CU S report, and assess the impact of new client initiatives on filings. #J-18808-Ljbffr Aquent
Vacancy posted 2 days ago
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