Regional Supervisory Principal, Compliance & Innovation
$84.15k - $140.18kLPL Financial LLC
LPL Financial LLC in Raleigh seeks a Regional Supervisory Principal to oversee HOS advisors and OSJ managers. The role entails resolving complex issues, maintaining compliant business practices, and building strong collaborative relationships. Ideal candidates have at least 7 years of industry experience, a relevant undergraduate degree, and FINRA licensing. The position offers a competitive pay range of $84,151.00 to $140,183.00, alongside comprehensive benefits including a 401K match and health insurance. #J-18808-Ljbffr LPL Financial LLC
Vacancy posted 1 day ago
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