Senior Regulatory Compliance Lead & Client Advisory
ACA Group
ACA Group in Portland, Maine is looking for an experienced compliance professional to lead mock regulatory examinations and compliance program reviews. The role requires managing client relationships and overseeing ACA junior staff while providing regulatory consulting and advice.
The ideal candidate will have over 10 years of industry experience, advanced knowledge of securities regulations, and a Bachelor’s degree in a related field. ACA offers a competitive compensation package and unique benefits such as Student Debt Forgiveness and Pet Insurance.
#J-18808-Ljbffr- ...What you’ll do: Lead or assist all aspects of mock regulatory examinations and compliance program reviews (e.g., reviewing documents,... ...largest and most complicated clients, and guide, coordinate and consolidate... ...Responsible for reporting to senior management, including any...SeniorSummer workFlexible hours
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