Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Internal Audit, Regulatory Relations Team, Vice President, New York

$100k - $250k

Goldman Sachs

INTERNAL AUDITIn Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.Internal Audit’s (IA) mission is to independently assess the firm’s overall control environment, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks. IA also supports the Board of Directors' Audit Committee by providing independent, objective and timely assurance and is a function designed to assist the Audit Committee, management and regulators by: Communicating and reporting on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risks; Raising awareness of control risk; Assessing the firm’s control culture and conduct risks; and Monitoring management’s implementation of control measuresIA is comprised of global functional audit teams covering the various business areas of the firm: Asset & Wealth Management, Risk, Finance, Compliance, Global Banking & Markets, and Engineering. Our group has unique insight on the financial industry and its products and operations. Based on IA’s responsibilities, we have extensive interactions with the various regulators. We are looking for a detail-oriented individual who has an interest in financial markets and wants to gain insight into the firm’s operations and control processes.Key Responsibilities As the liaison between IA and the regulators on matters of regulatory compliance, the Regulatory Relations Team works closely with the various IA functional teams. The team is responsible for overseeing the examination process and coordinating regulatory interactions for IA. The primary responsibilities and expectations of the team members include:Ensure that incoming regulatory matters that concern IA are appropriately trackedWork with the IA functional teams regarding regulatory information requests and responsesProviding best practices for regulatory interactions, submissions and meeting managementMonitor teams progress in completing undertakings made to regulators during inquiries and exams, among other responsibilitiesTake ownership of expanding processes and controls within the team to provide support to one of our European officesParticipation in corporate governance groups supporting regulatory matters including providing summaries and managing follow-upsSenior management reportingEscalate situations, as appropriate, to relevant to senior leadershipTake ownership of processes and controls within the team, drive the development of methods to improve processes and / or controls to ensure that these are efficient, effective and relevantExecute and manage ad-hoc projects Maintain a centralized warehouse for documents related to requests, responses and commitmentsBusiness knowledge / QualificationsUndergraduate degree in finance, accounting or other quantitative disciplineMinimum of 8 years of experience in regulatory relations, finance/accounting, operational management Highly organized and detail-oriented with excellent multi-tasking and follow-through abilityStrong project and time management skillsGood communicator who can manage multiple stakeholders, keen to drive consensus and influence the outcomesStrong interpersonal, verbal and written communication skillsProficient in Microsoft Excel, Word, PowerPoint and SharePoint or other Business Intelligence (BI) toolsSolutions and innovation minded with strong analytical and problem-solving skills, including process re-engineering, the ability to organize and analyze and report results to various audiences Energetic, self-directed and self-motivated, able to build and sustain long-term relationships with teammates and colleaguesExcellent team player who is enthusiastic, motivated to learn and detailed orientedABOUT GOLDMAN SACHSAt Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group, Inc., 2023. All rights reserved.Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.Salary Range The expected base salary for this New York, NY, United States-based position is $100000-$250000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end. Benefits Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here. Posting Date: 2026-10-06

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Internal Audit, Regulatory Relations Team, Vice President, New York in New York, NY vacancy
  •  ...mitigates compliance, regulatory and reputational...  ...for compliance with new or amended laws,...  ...regulatory examinations, audits and inquiries. You'll be part of a team with members from a...  ...FCC’s controls and related partnered...  ...Headquartered in New York, we maintain offices... 
    Regulatory
    Immediate start

    Goldman Sachs

    New York, NY
    1 day ago
  •  ...mitigates compliance, regulatory and...  ...compliance with new or amended laws...  ...examinations, audits and inquiries....  ...ll be part of a team with members from...  ...digital money and related products, services...  ..., Compliance, Internal Audit,...  ...Headquartered in New York, we maintain offices... 
    Regulatory

    Goldman Sachs

    New York, NY
    6 hours ago
  • $125k - $250k

     ...Supervisory Risk & Controls team within Global Banking & Markets...  ...covering supervisory related risks arising from business activities...  ...frameworks or exposure to regulatory implementation.Prior knowledge...  ...expected base salary for this New York, NY, United States-based... 
    Regulatory
    Full time
    Temporary work
    Part time
    Work experience placement

    Goldman Sachs

    New York, NY
    14 hours ago
  • $100k - $250k

    What We DoInternal Audit’s mission is to independently...  ...assess the firm’s internal control structure,...  ...into global teams comprising of...  ...effectiveness as it relates to current and emerging...  ...ability to create new ways to improve current...  ...for this New York, NY, United States-... 
    Suggested
    Full time
    Temporary work
    Part time
    Local area

    Goldman Sachs

    New York, NY
    6 hours ago
  • $125k - $290k

     ...conducted by the MAS team. With...  ...are seeking a vice president to serve as a senior...  ...expectations and regulatory constraints....  ...regulatory and market- related considerations....  ...guidelines, internal investment...  ...alternatives and new strategies....  ...salary for this New York, NY, United... 
    Regulatory
    Full time
    Temporary work
    Part time

    Goldman Sachs

    New York, NY
    4 days ago
  • $125k - $290k

     ...conducted by the MAS team. With...  ...are seeking a Vice President to join the Third...  ...guidelines and regulatory constraints. Models...  ...activities related to Goldman Sachs...  ...client guidelines, internal investment...  ...capabilities.Review new portfolio...  ...salary for this New York, NY, United... 
    Regulatory
    Full time
    Temporary work
    Part time

    Goldman Sachs

    New York, NY
    6 hours ago
  •  ...Transaction Banking Legal team is seeking an...  ...to Goldman Sachs’ new and globally-expanding...  ...a broad range of internal and external...  ...advise on legal risks related to operational flows...  ...help mitigate legal, regulatory and reputational risksInstruct...  ...member of the New York or Texas State Bar... 
    Regulatory
    Contract work

    Goldman Sachs

    New York, NY
    6 hours ago
  • $125k - $250k

     ...and Development Vice President will lead the...  ...Capital Markets and related specialist...  ...that accelerates new hire...  ...client segments, regulatory considerations...  ...campus, lateral and internal mobility populations...  ...Strategy team and business leadership...  ...in New York, we maintain offices... 
    Regulatory
    Full time
    Temporary work
    Part time
    Work at office

    Goldman Sachs

    New York, NY
    3 days ago
  • $110k - $260k

     ...roleThe Marcus Marketing team is seeking a strategic and data-driven Vice President to lead the Marcus...  ...outcomes while ensuring regulatory excellence. Key...  ...customer experience, or related disciplines.Proven experience...  .... Headquartered in New York, we maintain offices around... 
    Regulatory
    Full time
    Temporary work
    Part time

    Goldman Sachs

    New York, NY
    1 day ago
  • $100k - $250k

     ...Goldman Sachs. Our teams advise, design...  ...an experienced Vice President to drive global,...  ...lasting impact of new solutions. We...  ...client expectations, regulatory requirements, and internal policies.Define,...  ..., or a closely related field.Minimum of...  ...in New York, we maintain offices... 
    Regulatory
    Full time
    Temporary work
    Part time

    Goldman Sachs

    New York, NY
    1 day ago
  • $150k - $300k

     ...is a specialized team within the Transaction...  ..., and risk-related aspects of Letters...  ...Role OverviewAs a Vice President within the TERM...  ...with local laws and regulatory frameworks across...  ...expertise in international trade finance frameworks...  ...salary for this New York, New York, United... 
    Regulatory
    Full time
    Temporary work
    Part time
    Local area

    Goldman Sachs

    New York, NY
    3 days ago
  •  ...mitigates compliance, regulatory and...  ...compliance with new or amended laws...  ...examinations, audits and inquiries....  ...ll be part of a team with members from...  ...Work closely with internal stakeholders, including...  ...crime-related representation...  ...Headquartered in New York, we maintain... 
    Regulatory

    Goldman Sachs

    New York, NY
    1 day ago
  • $150k - $250k

     ...cybersecurity controls. The team has global...  ...for assessing new technology initiatives...  ...Risk Program Vice President, you will be part...  ...Vendor Technology Risk related initiatives and...  ...knowledge of the regulatory landscape and its...  ...salary for this New York, New York, United... 
    Regulatory

    Goldman Sachs

    New York, NY
    2 days ago
  • $170k - $270k

     ...attorney for either our Dallas or New York office. ELG provides legal...  ...responsible for all employment related litigation, including class actions and regulatory matters. Working closely with the...  ...appropriate and coordinating with internal teams including employee relations,... 
    Regulatory
    Full time
    Temporary work
    Part time
    Private practice
    Work at office

    Goldman Sachs

    New York, NY
    3 days ago
  • $150k - $200k

     ...excellence and strong team ethic. Morgan...  ..., based in New York City.The...  ...interface across all internal and external...  ..., risk, tax, audit) to optimize,...  ...of business-related procedures/ policies...  ...response to regulatory environment;...  ...for Vice President. However, base... 
    Regulatory
    Full time
    Temporary work
    Worldwide

    Morgan Stanley

    New York, NY
    2 days ago
  • $100k - $250k

     ...rewards the people of Goldman Sachs. Our teams advise, design and implement strategies,...  ...people.EMPLOYEE RELATIONSThe Employee Relations team, which is part of the Human Capital...  ...investment management firm. Headquartered in New York, we maintain offices around the world.... 
    Full time
    Temporary work
    Part time

    Goldman Sachs

    New York, NY
    1 day ago
  • Tax Transformation - New York - Vice President location_on New York, NY, United...  .... The Business Analyst team translates tax, regulatory, risk, and business...  ...respond to regulatory and audit expectations, and...  ...transformation, consulting or a related field. Proven track... 
    Regulatory
    Full time
    Temporary work
    Work at office

    Goldman Sachs Bank AG

    New York, NY
    4 days ago
  • $155k - $185k

    Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President New York, New York, United States About the Role...  ...and Compliance team to review investor...  ...materials submitted in relation to investments in...  ...client-facing and internally. Thrives in a fast... 
    Regulatory
    Full time
    Work at office
    Remote work

    iCapital Network, Inc.

    New York, NY
    2 days ago
  • YOUR IMPACTAs a Vice President in Global Risk Management within Goldman...  ...monitoring and reporting, meet regulatory obligations and continuously...  ..., you will lead a small team of Multi-Asset risk specialists...  ...firm. Headquartered in New York, we maintain offices around... 
    Regulatory

    Goldman Sachs

    New York, NY
    2 days ago
  • $140k - $250k

     ...a front-office team within Morgan Stanley...  ...of challenges related to electronic...  ...and regulatory reporting risksFacilitating...  ...of new sources of electronic...  ...liquidity, both internal and external to...  ..., and internal audit examsManaging and...  ...timeJob Level:Vice PresidentPosted... 
    Regulatory
    Temporary work

    Morgan Stanley

    New York, NY
    3 days ago
  • $140k - $250k

     ...excellence, and strong team ethics. Morgan...  ...to day risk controls related to the franchise, regulatory and operations of the...  ...improving or creating new control frameworks if...  ...programAssisting with audits and compliance assessments...  ...:Full timeJob Level:Vice PresidentPosted Date:... 
    Regulatory
    Temporary work
    Worldwide

    Morgan Stanley

    New York, NY
    4 days ago
  • $150k - $300k

     ...The firm is headquartered in New York and maintains offices in London...  ...Prime Business Negotiations team serves as a strategic bridge...  ...experience for both clients and internal partners. The team provides a...  ...for negotiating trading and regulatory documentation across a... 
    Regulatory
    Full time
    Temporary work
    Part time
    Worldwide

    Goldman Sachs

    New York, NY
    2 days ago
  • CORPORATE TREASURYWe're a team of specialists charged with managing the...  ...Treasury is looking for a Vice President to join its Funding Execution team in New York. The Funding Execution team is responsible...  ...consumption and enhance firm/regulatory liquidity metricsManage funding,... 
    Regulatory

    Goldman Sachs

    New York, NY
    14 hours ago
  • Vice President, Public Relations (Corporate Purpose and Social Impact) - New York, NY We are seeking a Vice President, Public Relations to join our global Corporate Purpose and Social Impact team, with a focus on the health sector. This full‑time role is based in New... 
    Full time
    Work at office

    kozmetickesluzby.vecnakraska.sk - Jobboard

    New York, NY
    1 day ago
  •  ...and Markets -- Equities Derivatives Legal team is seeking an experienced corporate...  ...stakeholders to identify and help mitigate legal, regulatory and reputational risksInstruct/work with...  ....J.D. required; active member of the New York State Bar in good standing.Knowledge of... 
    Regulatory

    Goldman Sachs

    New York, NY
    14 hours ago
  •  ...to lead Americas Equities Market Risk in New York, joining the second line of defense...  ...risk appetite, prudent risk management and regulatory compliance for the Firm’s market risks....  ...equivalent or above in Finance, Mathematics or a related quantitative/analytical discipline... 
    Regulatory

    Goldman Sachs

    New York, NY
    14 hours ago
  •  ...mitigates compliance, regulatory and reputational...  ...for compliance with new or amended laws,...  ...regulatory examinations, audits and inquiries. You'll be part of a team with members from a...  ..., Technology, and Internal Audit....  ...Headquartered in New York, we maintain offices... 
    Regulatory

    The Goldman Sachs Group

    New York, NY
    4 days ago
  • $90k - $200k

     ...professionals based in New York, London, Hong Kong,...  ...join our Documentation Team in NY. The Documentation...  ...business needs and regulatory changes. Examples include...  ...and working with internal teams to provide comments...  ...external counsel, investor relations, COO/CFOs), and... 
    Regulatory
    Temporary work
    Work at office
    Overseas

    Morgan Stanley

    New York, NY
    2 days ago
  • $250k

     ...Vice President Healthcare Services We are passionate about our business and our culture,...  ...join our Healthcare Services practice in New York. PRIMARY RESPONSIBILITIES Oversees...  ...financial statements, industry, regulatory, and economic information, and other important... 
    Regulatory
    Work experience placement

    Moelis & Co.

    New York, NY
    14 hours ago
  • $159.5k - $236.5k

     ...Enterprise Quality teamNew York City, New York, United States of...  ...together as one global team with our customers at the...  ...ensure compliance with internal standards and external regulatory requirements. * Leverage...  ...Engineering, Operations, or a related technical or management... 
    Regulatory
    Full time
    Work at office
    Local area
    Immediate start
    Flexible hours

    PayPal, Inc.

    New York, NY
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Internal Audit, Regulatory Relations Team, Vice President, New York. Be the first to apply!