Internal Audit, Regulatory Relations Team, Vice President, New York
$100k - $250kGoldman Sachs
INTERNAL AUDITIn Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.Internal Audit’s (IA) mission is to independently assess the firm’s overall control environment, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks. IA also supports the Board of Directors' Audit Committee by providing independent, objective and timely assurance and is a function designed to assist the Audit Committee, management and regulators by: Communicating and reporting on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risks; Raising awareness of control risk; Assessing the firm’s control culture and conduct risks; and Monitoring management’s implementation of control measuresIA is comprised of global functional audit teams covering the various business areas of the firm: Asset & Wealth Management, Risk, Finance, Compliance, Global Banking & Markets, and Engineering. Our group has unique insight on the financial industry and its products and operations. Based on IA’s responsibilities, we have extensive interactions with the various regulators. We are looking for a detail-oriented individual who has an interest in financial markets and wants to gain insight into the firm’s operations and control processes.Key Responsibilities As the liaison between IA and the regulators on matters of regulatory compliance, the Regulatory Relations Team works closely with the various IA functional teams. The team is responsible for overseeing the examination process and coordinating regulatory interactions for IA. The primary responsibilities and expectations of the team members include:Ensure that incoming regulatory matters that concern IA are appropriately trackedWork with the IA functional teams regarding regulatory information requests and responsesProviding best practices for regulatory interactions, submissions and meeting managementMonitor teams progress in completing undertakings made to regulators during inquiries and exams, among other responsibilitiesTake ownership of expanding processes and controls within the team to provide support to one of our European officesParticipation in corporate governance groups supporting regulatory matters including providing summaries and managing follow-upsSenior management reportingEscalate situations, as appropriate, to relevant to senior leadershipTake ownership of processes and controls within the team, drive the development of methods to improve processes and / or controls to ensure that these are efficient, effective and relevantExecute and manage ad-hoc projects Maintain a centralized warehouse for documents related to requests, responses and commitmentsBusiness knowledge / QualificationsUndergraduate degree in finance, accounting or other quantitative disciplineMinimum of 8 years of experience in regulatory relations, finance/accounting, operational management Highly organized and detail-oriented with excellent multi-tasking and follow-through abilityStrong project and time management skillsGood communicator who can manage multiple stakeholders, keen to drive consensus and influence the outcomesStrong interpersonal, verbal and written communication skillsProficient in Microsoft Excel, Word, PowerPoint and SharePoint or other Business Intelligence (BI) toolsSolutions and innovation minded with strong analytical and problem-solving skills, including process re-engineering, the ability to organize and analyze and report results to various audiences Energetic, self-directed and self-motivated, able to build and sustain long-term relationships with teammates and colleaguesExcellent team player who is enthusiastic, motivated to learn and detailed orientedABOUT GOLDMAN SACHSAt Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group, Inc., 2023. All rights reserved.Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.Salary Range The expected base salary for this New York, NY, United States-based position is $100000-$250000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end. Benefits Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here. Posting Date: 2026-10-06
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- ...mitigates compliance, regulatory and... ...compliance with new or amended laws... ...examinations, audits and inquiries.... ...ll be part of a team with members from... ...digital money and related products, services... ..., Compliance, Internal Audit,... ...Headquartered in New York, we maintain offices...Regulatory
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...Supervisory Risk & Controls team within Global Banking & Markets... ...covering supervisory related risks arising from business activities... ...frameworks or exposure to regulatory implementation.Prior knowledge... ...expected base salary for this New York, NY, United States-based...RegulatoryFull timeTemporary workPart timeWork experience placement$100k - $250k
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...is a specialized team within the Transaction... ..., and risk-related aspects of Letters... ...Role OverviewAs a Vice President within the TERM... ...with local laws and regulatory frameworks across... ...expertise in international trade finance frameworks... ...salary for this New York, New York, United...RegulatoryFull timeTemporary workPart timeLocal area- ...mitigates compliance, regulatory and... ...compliance with new or amended laws... ...examinations, audits and inquiries.... ...ll be part of a team with members from... ...Work closely with internal stakeholders, including... ...crime-related representation... ...Headquartered in New York, we maintain...Regulatory
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...cybersecurity controls. The team has global... ...for assessing new technology initiatives... ...Risk Program Vice President, you will be part... ...Vendor Technology Risk related initiatives and... ...knowledge of the regulatory landscape and its... ...salary for this New York, New York, United...Regulatory$170k - $270k
...attorney for either our Dallas or New York office. ELG provides legal... ...responsible for all employment related litigation, including class actions and regulatory matters. Working closely with the... ...appropriate and coordinating with internal teams including employee relations,...RegulatoryFull timeTemporary workPart timePrivate practiceWork at office$150k - $200k
...excellence and strong team ethic. Morgan... ..., based in New York City.The... ...interface across all internal and external... ..., risk, tax, audit) to optimize,... ...of business-related procedures/ policies... ...response to regulatory environment;... ...for Vice President. However, base...RegulatoryFull timeTemporary workWorldwide$100k - $250k
...rewards the people of Goldman Sachs. Our teams advise, design and implement strategies,... ...people.EMPLOYEE RELATIONSThe Employee Relations team, which is part of the Human Capital... ...investment management firm. Headquartered in New York, we maintain offices around the world....Full timeTemporary workPart time- Tax Transformation - New York - Vice President location_on New York, NY, United... .... The Business Analyst team translates tax, regulatory, risk, and business... ...respond to regulatory and audit expectations, and... ...transformation, consulting or a related field. Proven track...RegulatoryFull timeTemporary workWork at office
$155k - $185k
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President New York, New York, United States About the Role... ...and Compliance team to review investor... ...materials submitted in relation to investments in... ...client-facing and internally. Thrives in a fast...RegulatoryFull timeWork at officeRemote work- YOUR IMPACTAs a Vice President in Global Risk Management within Goldman... ...monitoring and reporting, meet regulatory obligations and continuously... ..., you will lead a small team of Multi-Asset risk specialists... ...firm. Headquartered in New York, we maintain offices around...Regulatory
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...a front-office team within Morgan Stanley... ...of challenges related to electronic... ...and regulatory reporting risksFacilitating... ...of new sources of electronic... ...liquidity, both internal and external to... ..., and internal audit examsManaging and... ...timeJob Level:Vice PresidentPosted...RegulatoryTemporary work$140k - $250k
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...The firm is headquartered in New York and maintains offices in London... ...Prime Business Negotiations team serves as a strategic bridge... ...experience for both clients and internal partners. The team provides a... ...for negotiating trading and regulatory documentation across a...RegulatoryFull timeTemporary workPart timeWorldwide- CORPORATE TREASURYWe're a team of specialists charged with managing the... ...Treasury is looking for a Vice President to join its Funding Execution team in New York. The Funding Execution team is responsible... ...consumption and enhance firm/regulatory liquidity metricsManage funding,...Regulatory
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...professionals based in New York, London, Hong Kong,... ...join our Documentation Team in NY. The Documentation... ...business needs and regulatory changes. Examples include... ...and working with internal teams to provide comments... ...external counsel, investor relations, COO/CFOs), and...RegulatoryTemporary workWork at officeOverseas$250k
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...Enterprise Quality teamNew York City, New York, United States of... ...together as one global team with our customers at the... ...ensure compliance with internal standards and external regulatory requirements. * Leverage... ...Engineering, Operations, or a related technical or management...RegulatoryFull timeWork at officeLocal areaImmediate startFlexible hours
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