Regulatory Compliance Associate — Risk & Controls Tester
Goldman Sachs Group, Inc.
A leading financial services firm in Dallas is seeking an Associate in Regulatory Compliance. The role involves executing compliance reviews, identifying potential compliance issues, and collaborating with senior stakeholders to address findings. A bachelor's or master's degree in a related field is required, along with relevant experience in financial regulations and products. Successful candidates will possess strong analytical and communication skills, and will be tasked with presenting findings clearly to stakeholders. #J-18808-Ljbffr Goldman Sachs Group, Inc.
- Goldman Sachs is seeking an Associate in Regulatory Compliance based in Dallas, Texas. This role involves executing compliance testing, identifying compliance risks, and conducting reviews in collaboration with senior stakeholders. Candidates must have a relevant degree...Risk
$156.16k - $234.24k
...Senior Compliance Risk Officer Serves as a senior compliance risk officer... ...1LOD, and maintains fraud regulatory/compliance risk levels... ...product fraud activities and the associated fraud, consumer protection,... .... Leading compliance and control reviews. Partnering with...RiskFull timeLocal areaFlexible hours- ...Senior Regulatory Affairs Specialist The Senior Regulatory Affairs Specialist is responsible... ...regulatory activities to support compliance, product registrations, and lifecycle management... ...Provide regulatory interpretations, risk assessments, and compliance...Risk
$59.2k - $109.02k
Description Description The DC Compliance Analyst will be responsible for working in a team environment, completing assigned... ..., including retirement funding and healthcare financing, risk management and regulatory compliance, data analytics and business transformation....RiskFull timeTemporary workWork experience placementWork at officeRemote workWorldwideFlexible hours- ...OVERVIEW The Senior Compliance Officer reports directly to the Risk and Compliance... ...adherence to external regulatory requirements and internal... ...Serves as a resource for associates by providing timely and... ...obligations and supervisory controls effectively....RiskWork at office
$112.9k - $148.7k
Risk & Compliance Ethics & Compliance Specialist - Privacy Job ID: 106772 Atlanta... ...implement and monitor privacy by design controls across various projects and initiatives... ...document up-to-date knowledge of relevant regulatory developments and changes, enforcement...RiskHourly payApprenticeshipWork at office- ...Compliance Manager Summary: This role is critical to ensuring regulatory compliance and operational integrity by managing a comprehensive system of documentation, reporting... ...supports organizational accountability, risk mitigation, and continuous improvement through...Risk
- ...Associate, Regulatory Compliance Job Duties: Associate, Regulatory Compliance with Goldman Sachs & Co.... ...regulations and the firm's compliance control infrastructure. Propose methods of testing... ...compliance and/or regulatory risk and effectively escalate to appropriate...Risk
- ...divh2Credentialing Risk Compliance Specialist/h2pIntegrative Emergency Services, LLC (IES) is looking for a Credentialing Risk Compliance... ...-related risks that may impact provider scheduling, regulatory compliance, and client relationships. Will be responsible for...RiskWork at officeShift workAfternoon shiftEarly shift
$100.8k - $168k
...Summary The Senior HR Compliance Consultant serves as a subject... ...standards, frameworks, and risk guardrails , while enabling... ...decision authorities. Monitor regulatory developments and proactively... ...requirements; identify control gaps and systemic risk; and drive...RiskLocal area- ...Compliance Analyst Location: TX - Dallas/Irving... ...monitoring, and mitigating risks by performing comprehensive... ...internal policies, regulatory requirements, and... ...processing, and quality control, to resolve deficiencies... ...bank brands Alliance Association Bank, Alliance Bank of...Risk
- ...Regulatory Affairs Specialist As a part of the global industrial organization Marmon Holdingswhich... ...is responsible for ensuring regulatory compliance for medical devices in accordance with... ...teams e.g., product development and risk management, to ensure products are...Risk
- ...Role Name: Audit Compliance Analyst III (Senior) Location: Dallas, TX (Hybrid - 2... ...Responsibilities Assist the Business Control Risk Management team in driving effective... ...reviews. Stay current on legal and regulatory matters affecting the US financial services...RiskRemote work
- ...The Senior Regulatory Affairs Specialist is a key individual... ...strategy and compliance across the product lifecycle... ...by managing associated deliverables and timelines... ...update clinical design control documents including providing... ...summaries, clinical risk assessments, product...Risk
- ...ABOUT THE JOB: Community bank compliance analyst experience required.... ...for conducting compliance risk management activities in support... ...the bank’s compliance with regulatory requirements such as the Bank... .... • Review Quality Control findings to determine additional...RiskFull timeBank staffWork at office
- ...Compliance Specialist We're not just a workplace - we're a Great Place to Work certified... ...Position Summary Are you passionate about regulatory compliance and making a real impact in... ...designed to identify and mitigate risks. Simplify complex laws and regulatory...RiskFull timeContract workWork experience placementWork at officeLocal areaShift work
- ...outreach and tuition reimbursement. The Compliance Analyst - GSCM reports directly to... .... Monitor and assess compliance risk and related controls. Develop appropriate testing... ...teams to deliver compliant business and regulatory requirements. Travel is required for...RiskWork experience placementFlexible hours
- Goldman Sachs Group, Inc. is seeking an Associate in Dallas for their Compliance, Global Banking & Markets Compliance team. Responsibilities include overseeing compliance risk assessments and governance of the regulatory change management program while managing multiple...Risk
- ...Capital Markets Regulatory Change - Consultant / Senior Consultant Location: Dallas, Texas (Hybrid) | Practice Area: Capital... ...of front-to-back functions (e.g., Front Office, Risk, Operations, Finance, Compliance) * Knowledge of key products such as OTC derivatives,...RiskPermanent employment
- ...Job Title: Senior Compliance Officer Location:... ...compliance interpretation, risk assessments, issue... ...and procedure review, controls evaluation, exam management... ...support adherence to regulatory commitments and the... ...brands - Alliance Association Bank, Alliance Bank of...Risk
$68.4k - $131.1k
...Regulatory Compliance Specialist Arcadis is seeking a Regulatory Compliance Specialist to join our North America Product Stewardship & Sustainability... ...across various industries. You will conduct thorough risk assessments aligned with chemical and automotive industry...RiskFull timePart timeWork at officeFlexible hours- ...Sr Regulatory DOT Compliance Specialist - Open to Field Location Location: Dallas, TX, US, 7502... ...59 Job Family: Legal, Compliance, & Risk Management FLSA Status: Exempt Job... ...conducts the assessment of internal controls to ensure compliance as required by regulatory...Risk
- ...Regulatory Affairs Consultant Location: Hybrid (Dallas, TX Preferred) Yrs of Exp: 3... ...complex regulatory landscapes, ensuring compliance with global medical device regulations,... ...regulatory bodies. Device Classification & Risk Assessment: Work with cross-...RiskFull time
$116k - $160k
...ensure that an effective compliance program is developed... ...with applicable regulatory requirements, key compliance... ...mitigate compliance risk. Principal Functions... ...training, procedures, controls and any required risk... ...the National Futures Association (NFA). The major...RiskWork at officeLocal areaRemote workHome office$90k - $160k
...COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance... ...applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training...RiskWork experience placementRemote work- ...Regulatory Compliance Analyst We are a Firm where people truly believe in... ...ensure compliance-related risks are identified, assessed, mitigated... ...and enhancement of program controls and governance frameworks.... ...("HK Gov") environment and associated workflows and procedures....RiskTemporary workWork at office
- A leading wealth management company in Dallas, TX is looking for a Chief Compliance Officer to lead regulatory compliance and enterprise risk functions. This senior role involves building a comprehensive compliance framework across multiple entities and collaborating closely...Risk
- A financial service firm located in Dallas is seeking a Compliance Analyst to oversee compliance functions for investment adviser and mutual... ...performing compliance monitoring, and preparing materials for regulatory compliance. Ideal candidates have at least 3 years of industry...Risk
$120k - $135k
...Senior State Filings And Regulatory Analyst This is an opportunity... ...world's preeminent specialty risk underwriting organizations.... ...function within the U.S. Legal and Compliance department, and plays a... ...ensuring high-quality compliance controls and operational efficiency....RiskTemporary workWork at officeLocal areaFlexible hours$100k
...About the role The Compliance Senior Manager, U.S. BOE Field Compliance... ...senior member of the Global Risk, Ethics & Compliance... ...duty to comply with applicable regulatory and legal requirements, and with... ...consistent compliance standards, controls, and monitoring frameworks...RiskTemporary workLocal areaVisa sponsorshipFlexible hours
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