Team Leader

This position is responsible for leading a team of Complex Product Field Supervision Directors who provide compliance support to our branch offices and internal departments. Products supervised include alternative investments, structured notes, exchange funds, options, options overlay strategies, cryptocurrency and other complex products. What You'll Do Oversee the performance of the Complex Products Supervision Team ensuring timely and complete reviews and support. Utilize expertise of firm compliance policies and industry regulations to strategically direct complex supervisory decisions. Manage and implement complex projects to ensure firm business and supervision evolve with operational and regulatory demands including clearly documented policies and procedures. Develop and continuously evolve the training expectations to ensure team remains fully knowledgeable on complex products and industry trends. Perform risk oversight of designated principals, evidenced in supervisory records, to ensure reasonable supervision is aligned with firm and regulatory policies and procedures. Interface with senior management to provide clarity and strategically influence decisions. Establish performance expectations to ensure supervision is reasonable, timely, and in the best interest of the client. Attract and retain a diverse team to meet current and future business goals. Mentor and coach team on identifying trends and patterns in branch and client activity while influencing next steps in progressive supervision. Engage associates to foster a growth mindset by supporting the planning and execution of a purposeful development plan. Foster constructive partnerships by influencing and positively impacting discussions as a key decision maker with Branch Teams and various stakeholders across the firm. Represent the firm as a leader within the department during industry conferences, legal proceedings, and regulatory matters. Advanced knowledge and expertise of the firm’s complex product offerings. Authorize and reconcile routine and non‑routine business expenses and client reimbursements to ensure appropriate usage of firm resources. Enforce and assist in establishing and maintaining firm Written Supervisory Procedures (WSPs). What You'll Need Extensive experience (3+ years) supervising and/or leading teams involving complex investment products. Series 7 & 66 (or equivalent). Series 9 & 10, 24, and insurance license required (or must be obtained within 4 months of hire). Extensive securities product knowledge as well as knowledge of industry regulations, firm policies, and supervisory systems. Leadership, analytical, investigative, and decision‑making skills. Bachelor’s degree or equivalent industry experience. Graduate level degree or additional industry certification(s) is preferred. Additional training and learning as needed to support onboarding of new products. Location and Work Schedule : Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO office locations are expected to work in the office four days per week effective June 1, 2026. Prior to that date, three days per week with preference for Tuesday through Thursday. Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law. Benefits: Includes medical, prescription drug, dental, vision, voluntary benefits, short‑ and long‑term disability, basic life, AD&D coverage (some at no cost), 401(k) retirement plan, health savings account, flexible spending account, ten paid holidays, fifteen days of vacation for new associates, sick time, personal days, paid volunteer day, potential bonuses and profit sharing, Employee Assistance Program. For more information please visit our benefits page. #J-18808-Ljbffr Edward Jones