Compliance Analyst
APRIL LLC
Compliance AnalystWe are looking for a Compliance Analyst to support day-to-day compliance operations and work directly under the Legal function. This role is ideal for someone with a strong foundation in regulatory compliance, risk management, controls, and investigative processes who is ready to take on increasing ownership and operate with a high degree of judgment and professionalism. This is a hands-on role with room to grow and take ownership of increasingly complex compliance matters.Location: This role is based in New York, NY on a hybrid schedule, and that is our preference. We will consider remote candidates in the United States who can work on Eastern time.Key ResponsibilitiesConduct compliance reviews, monitoring, and testing across regulatory obligations.Review and investigate potential compliance issues, document findings, and escalate where appropriate.Identify control gaps and assist with remediation and follow-up.Assist with regulatory reporting, audits, and compliance assessments.Monitor regulatory developments relevant to tax software, data privacy, and financial services; summarize what matters for April; and propose and help implement updates to internal policies and procedures.Run point on customer due diligence requests: third-party risk management questionnaires, compliance and privacy due diligence questionnaires, audit requests, and ongoing monitoring asks from customers.Work with the Security team to deliver consistent, accurate answers across security, privacy, and regulatory questionnaires, and maintain the Legal/compliance answer bank.Own the vendor compliance intake process: risk-tier new vendors, collect and review their security and privacy documentation, and route anything that needs Legal or Security review.Keep April's compliance policies current, track review dates, manage version control, and drive the annual review and approval cycle.Coordinate compliance training: schedule it, track completion, and help write content that people will read.Support the AI governance program, including the inventory of AI use cases, vendor and model documentation, and review workflows.Experience1–4 years of experience in compliance, risk, privacy, or a closely related function, ideally at a regulated company or a firm serving regulated clients.Working familiarity with at least one of: U.S. financial privacy law, data privacy frameworks, third-party risk management, or regulatory compliance in financial services or tax.Strong analytical and investigative skills, organizational habits. You keep trackers accurate, meet deadlines without being chased, and leave a record others can pick up.Comfortable working independently and handling sensitive information.Nice to HaveExperience at a fintech, bank, or tax software company, or in a role supporting those clients.Exposure to IRC, IRS e-file provider rules, or tax-industry data protection requirements.Experience responding to bank or financial-institution due diligence questionnaires, or working inside a compliance management tool.Privacy or compliance certification, or active progress toward one.In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility verification form upon hire.April is the only embedded, year-round tax platform built to power smarter financial decisions. From filing to planning to onboarding, April's white-labeled tools bring real-time tax intelligence into the platforms people already use, helping users understand the impact of every paycheck, equity transaction, or income shift, and stay on top of tax payments throughout the year. Built to handle even the most complex tax situations, April's AI-powered tax engine ingests data directly from partner apps to deliver accurate outcomes in record time—making tax planning and filing more connected, contextual, and accessible than ever. With API-first infrastructure and seamless data integrations, April helps partners deliver more value, deepen loyalty, and turn taxes into a strategic edge—for their clients and their business.
$35 per hour
...Title: Compliance Data Analyst Office Status: In-Office Pay Rate: $35 Contract Length: Not specified Bilingual proficiency in Chinese and English . Overview A financial services organization is seeking an entry-level professional to support AML transaction...SuggestedContract workWork at office$35 - $40 per hour
...The Opportunity: A global professional association is seeking a Corporate Compliance Analyst for a temporary assignment. This position is based out of New York City, NY and follows a hybrid work schedule consisting of three days onsite in New York City and two...SuggestedHourly payPermanent employmentTemporary workRemote work2 days per week- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We're looking for experienced GRC professionals to help evaluate and improve AI systems being trained on real-world security, compliance, and risk scenarios. Your practitioner knowledge...SuggestedHourly payOngoing contractContract workFreelanceRemote workFlexible hours
- ...Statutory Risk and Compliance Analyst To support statutory risk and compliance programs through regulatory change review, quality control, process analysis, and cross-functional coordination. To evaluate regulatory and program requirements, determine applicability...SuggestedContract workWork at office
- ...and documentation Document changes on other tuning efforts such as good guy clean up and rule creation. Key Capabilities ~ Compliance systems knowledge ~ Programming and testing experiences ~ General understanding of ISO messages (parties in wire messages)...SuggestedWork at officeLocal areaRemote work2 days per week
$90k - $110k
...Regulatory Compliance Team MemberOHA is seeking an experienced professional to join a strong regulatory compliance team in New York. This is an opportunity to be a go-to expert in investment management regulations in the context of a successful and complex enterprise,...Work at officeLocal areaRemote workMonday to Thursday$95k - $120k
...Compliance Analyst Location: Remote (U.S.) Want to help build the future of healthcare compliance? Health Gorilla is a national interoperability and health information exchange company dedicated to improving healthcare through secure, standards-based data sharing. As...Remote work- ...Compliance AnalystWe are looking for a hands-on Compliance Analyst to join our Compliance team with a primary focus on KYC and KYB onboarding operations. This is a do-er role - you will be in the queue every day reviewing applications, making risk decisions, and working...Work at officeWork from homeFlexible hours
$90k - $120k
...Compensation: $90,000 - $120,000 + bonus Location: New York, NY Job Overview: As the Ethics and Compliance Specialist, you will play a critical role in implementing and overseeing the firm's compliance program. This is an excellent opportunity for an individual...Work at office$70k - $80k
...Global Trade Compliance AnalystTarte Inc. is seeking a detail-oriented, analytical, and proactive Global Trade Compliance Analyst to support the company's international import and export compliance program. This role is responsible for ensuring compliance with U.S., Canadian...Work experience placementSummer work$60k - $90k
...and financial institutions operating in key markets and sectors. Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team. Compliance Analysts conduct conflict-of-interest research and analysis...Full timeFor contractorsWork at officeRemote workWorldwideFlexible hours$110k - $130k
...What you'll do day-to-day Prepare regulatory filings, collaborate with compliance staff to support the firm's business units, design and review automated compliance monitoring reports, and ensure adherence to compliance policies. Work on long-term projects...Hourly pay- ...Compliance AnalystNew York, NYWhat Is CoastCoast is re-imagining the trillion-dollar U.S. B2B card payments infrastructure, with a focus... ...management platform.About The RoleWe're hiring a Compliance Analyst to help build and run our BSA/AML/OFAC program. This is a hands...Work at officeLocal areaFlexible hours3 days per week
$80k - $110k
...Compliance AnalystNeuberger is seeking an Analyst to join the Compliance Team in New York. This person will report into the Chief Compliance Officer – Central Compliance. In this role, the primary focus is surveillance and monitoring, with opportunities to contribute to...Local areaShift work- ...We are seeking individuals who thrive in a dynamic regulatory environment and are eager to tackle real-time compliance challenges related to global investment products. This role provides a unique opportunity to engage with various facets of the firm, including trading...Hourly pay
$70k - $160k
...Compliance Analyst About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver results for our investors. Our people are empowered with both...$73k - $99k
...This is a remote position based in the US with occasional travel. About the role We are seeking a detail-oriented and proactive Compliance Analyst to join our compliance team. This role is critical in ensuring the organization adheres to regulatory requirements and...Full timeTemporary workRemote workFlexible hours$75k - $85k
...making, trust services and investment advisory and asset management services. Job Description Oppenheimer & Co. Inc. is seeking a Compliance Analyst to join the Compliance team supporting Oppenheimer Asset Management (“OAM”) in New York. Oppenheimer & Co. Inc. is seeking a...Work at office- ...Our client, an investment firm in Montgomery County, PA, is currently seeking a Compliance Analyst to join their growing team. The Compliance analyst will partner closely with the marketing team to review and approve marketing materials, ensuring they meet applicable...
$50 per hour
...Compliance Specialist Location: New York, NY Pay Rate: $50/hour Summary Supports the organization's commitment to integrity and accountability by ensuring adherence to internal policies, regulatory requirements, and industry standards....Work at office$67k - $70k
...investment advisers and other firms in the investment industry. Analysts are expected to proceed through the Analyst Training Program... ...Conduct on-site and off-site mock SEC examinations, compliance program reviews, and other consulting and testing engagements....Summer workWork at officeRemote workFlexible hours2 days per week$130k - $150k
...editorial committee to protect journalistic independence. Reports to: Vice President, Compliance Position Overview We are seeking a highly detail-oriented Compliance Analyst to ensure our operations remain at the forefront of regulatory excellence. This dual-...Contract work- ...Do you thrive where technology, compliance, and product development converge? Do you see regulatory expertise as a way to fuel innovation... ...user-friendly? AOT Technologies is looking for a Compliance Analyst . Join our team to help integrate regulatory requirements into...Local areaRemote workFlexible hours
- ...Within the Shopify Legal Team, the Compliance Team ensures that Shopify meets its regulatory and contractual commitments while staying... ...looking for a curious, adaptable, and detail-oriented Compliance Analyst to join the team, working within 2 hours of the Central Time...Early shift
- ...Senior Compliance Analyst, Global Streaming Technology, Analytics and Assurance Remote 12 months Responsibilities: The Senior Compliance Specialist will be part of the Global Streaming Technology Analytics and Assurance team, supporting the management...Remote workFlexible hours
- ...A leading hedge fund is looking to hire a Compliance Analyst. This is a newly created position due to growth and will report into the CCO. The team is small(4 people) and have a very collaborative. An ideal candidate will have prior experience in a similar compliance...Full time
- ...A leading alternative credit investment manager is seeking a Paralegal to support its Legal and Compliance teams. The firm invests across a range of private and public credit strategies, offering broad exposure to corporate, transactional, fund, governance, and regulatory...Full timeContract workWork at office
- ...A top-performing global hedge fund is looking to add a Compliance Analyst to their New York City office. The firm since inception has a remarkable track record. They have achieved elite status on a global level due to stellar performance and an exceptional internal...Full timeWork at office
- ...Russell Tobin's client, an American entertainment media company, is hiring an Advertising Compliance Analyst in New York, NY Apply Now! Employment Type: Contract/Hybrid Location: New York, NY 10013 Duration: 6+ months with possible extension Pay rate...Contract workFixed term contractLocal areaRemote work
- ...Regulatory and Compliance Analyst is needed to perform the following duties: Responsible for REGULATORY COMPLIANCE leading to pharmacy management: o Ensuring continued compliance with all national, state, and local regulations related to medications and their...Full timeContract workWork at officeLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Analyst. Be the first to apply!
- pharmaceutical compliance officer New York, NY
- regulatory officer New York, NY
- risk compliance officer New York, NY
- regulatory affairs specialist New York, NY
- aml compliance analyst New York, NY
- medicare compliance specialist New York, NY
- regulatory operations specialist New York, NY
- compliance analyst New York, NY
- information security compliance analyst New York, NY
- senior compliance analyst New York, NY



