Manager, Financial Services Risk & Compliance (BD/RIA)

RSM US LLP

RSM US LLP seeks a Manager to lead regulatory compliance services for broker-dealers and registered investment advisers (RIAs) within its Financial Services Risk Consulting practice. You will guide assessments, testing, and remediation efforts, while managing engagements and developing client relationships. The role emphasizes staying current with SEC/FINRA rules, mentoring teams, and delivering high-quality client service in a collaborative, inclusive culture. #J-18808-Ljbffr

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Vacancy posted 3 days ago

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