VP, Regulatory Reporting Quality Assurance
SMBC Group
A global financial services provider is seeking a Vice President for Regulatory Reporting Quality Assurance in Jersey City. The VP will lead complex testing activities, ensuring reporting accuracy and compliance with regulations. Candidates should possess a Bachelor’s degree in finance-related fields, along with over 7 years of regulatory reporting experience. Advanced degrees or certifications like CPA are preferred. The role supports a hybrid work model, promoting a balance between office and remote work. #J-18808-Ljbffr
$124k - $175k
CFA Institute is hiring for a full-time position in Regulatory Reporting Analysis in Hoboken, New Jersey. The professional will enhance reporting automation and collaborate with stakeholders for efficient regulatory compliance. A Bachelor's degree in Accounting or Finance...RegulatoryFull timeRemote work$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA - Vice... ...000.00/yr Title: Regulatory Reporting Quality Assurance Vice President - Broker Dealer Office... ...NY $150,058.00-$204,296.00 1 week ago VP - Direct Lending Operations - Private...RegulatoryFull timeWork at officeRemote work$115k - $180k
The Mizuho Financial Group Inc. in New York is seeking a Securities Regulatory Reporting Vice President. In this role, you will ensure compliance with SEC regulations including maintaining liquid capital and preparing regulatory reports. You will contribute to daily reviews...Regulatory- HW3 is seeking an experienced Regulatory Reporting Vice President to join its Audit team in New York. This role is ideal for an Audit Professional passionate about data quality and regulatory compliance. The position requires on-site presence three days per week in the...Regulatory3 days per week
- ...Associate Vice President, Financial Reporting About the Company Growing life insurance segment within a global organization with... ...the financial reporting process, ensuring compliance with regulatory requirements, and providing accurate and timely financial information...Regulatory
- ...stakeholders. Key responsibilities include defining analytics ownership, improving governance documentation, and designing executive reports. Candidates should have a minimum of 5 years in governance within financial services alongside strong analytical and stakeholder...Regulatory
- A leading financial institution is seeking a U.S. GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal candidate will have strong knowledge...Regulatory
- Crédit Agricole CIB is seeking a U.S. GAAP Accountant in New York. The successful candidate will handle regulatory reporting tasks, ensuring compliance with U.S. mandates. Responsibilities include detailed review and preparation of financial reports, liaising with regulatory...Regulatory
$110k - $150k
Crédit Agricole CIB is seeking a regulatory reporting professional in New York, NY, responsible for the timely and accurate submission of the FR2052a U.S. regulatory liquidity report. Key responsibilities include preparing reports, conducting variance analysis, and ensuring...Regulatory- ...lead the development of automated liquidity solutions. The role involves designing a new liquidity reporting infrastructure, ensuring timely compliance with regulatory requirements, and collaborating across teams to drive technology improvements. The ideal candidate will...Regulatory
$124k - $175k
...motivated and diligent professional for a full‑time position in the Regulatory Reporting Analysis Department. The individual will partner with... ...subledger systems Gain understanding of existing data quality issues and partner with supporting teams to solution these data...RegulatoryFull timeWork at officeLocal areaWork from home- ...Vice President - Legal Entity Controller to oversee financial analysis, reporting, and capital monitoring for legal entities. You'll partner with various stakeholders to ensure effective regulatory compliance and reporting. The ideal candidate should possess a Bachelor’...Regulatory
- Abacus Group, LLC is seeking a VP, Legal Entity Controller & Regulatory Reporting for their Manhattan, NY office. The successful candidate will oversee legal entity controllership and U.S. GAAP financial reporting for broker-dealer and SBSD entities and collaborate with...RegulatoryWork at office
$178.6k - $267.8k
...Responsible AI (RAI) and Data Quality (DQ) Assurance Operations at Prudential... ...teams. In partnership with the VP, Responsible AI and QA... ...senior leaders transparent reporting on risk posture, control effectiveness... ...appetite, and evolving regulatory expectations. Typical...RegulatoryPart timeWork at office$90k - $155k
Bank Regulatory Reporting Controller, Director Morgan Stanley Bank NA (MSBNA) and Morgan Stanley Private Bank (MSPBNA) are nationally chartered banks and material operating subsidiaries of Morgan Stanley. These entities are regulated by the Office of the Comptroller of...RegulatoryTemporary workWork at office- Global Markets client, is seeking a VP, Broker Dealer Regulatory Reporting to join their growing team. The VP, Broker Dealer Regulatory reporting will need to have a background in calculating the broker dealer regulatory reports. The firm has just went from a weekly 15...Regulatory
- Taurus Search seeks a seasoned VP, Broker Dealer Regulatory Reporting in New York to lead complex 15c3-3 customer reserve calculations and daily reporting processes. The ideal candidate has at least 5 years of experience preparing the 15c3-3 formula, familiarity with daily...Regulatory
- ...and drive strategy and execution for Data Reporting, Analytics and Insights across JPM Access... ..., and financial performance. As a VP, Product Manager in Digital Channels & Connectivity... ...(including client, stakeholder, and regulatory inputs) to uncover customer solutions and...Regulatory
$125k - $225k
A leading financial institution in Midtown Manhattan is seeking a Senior Liquidity Regulatory Reporting Leader (VP-Director Level). This role involves overseeing FR2052a and LCR reporting, enhancing governance, and managing high-performing teams. Candidates should have...Regulatory- ...institution is seeking an experienced Regulatory Reporting Vice President to join its Regulatory... ...Professional, with a passion for data quality, controls, and regulatory compliance to... ...reporting tools. Apply strong quality assurance and control frameworks to ensure data...Regulatory3 days per week
- ...United States - Columbus or New York Role Overview The Client Reporting organisation manages the production of over 700,000 client deliverables annually, spanning recurring marketing, client, and regulatory-driven reporting across all client channels and asset classes....Regulatory
$165k - $185k
...Lead Auditor ("LA") conducts audit assignments from planning to report. This includes an assessment of the audited activity, the... ...leads audit assignments that have a focus on Finance, accounting, regulatory reporting, or related controls. He/she provides support to other...RegulatoryLocal areaImmediate start$150k - $210k
Morgan Stanley is hiring a Private Credit VP to oversee private credit funds in accounting, reporting, and compliance in New York. Candidates should have 9-12... ...production schedules, managing valuations, and ensuring regulatory compliance while working in a fast-paced...Regulatory$100k - $250k
...Controllers is to ensure that the firm meets the financial control and reporting obligations of a global, regulated, and public financial... ...place and properly executed. The opportunity is within the Regulatory Reporting Controllers Derivatives Reporting team. Job...RegulatoryFull timeTemporary workPart timeWork experience placement$130k - $150k
Birch Family Services, Inc. is seeking a Vice President of Quality Assurance in New York City. This role is pivotal in ensuring quality assurance and regulatory compliance across community programs. The ideal candidate will lead the quality assurance department, oversee...Regulatory- ...Compliance located in New York, NY. The role involves overseeing compliance and quality assurance procedures essential for effective program operations. This leader will conduct audits, manage regulatory standards, and work closely with senior staff to enhance service quality....Regulatory
$110k - $150k
Shell Lubricants Hub Hamburg is seeking a Quality Assurance Analyst to join their team in New York City. The role focuses on ensuring compliance with regulatory reporting requirements and involves performing data validation, conducting Quality Assurance Reviews, and maintaining...Regulatory- ...Associate Vice President, Regulatory Reporting About the Company A global financial institution focused on U.S. bank regulatory reporting and compliance. Industry Banking Type Privately Held About the Role The Company is in search of an Associate...Regulatory
- ...Vice President, GAAP Accounting and Reporting About the Company Prominent insurance company Industry Insurance Type... ...demonstrate a deep understanding of the sector's specific financial and regulatory requirements. The ideal candidate will have a proven track...Regulatory
$115k - $180k
## Securities Regulatory Reporting Vice PresidentApplylocations: New York, NY (1271 AOA/6th Ave)time type: Full timeposted on: Posted 2 Days Agojob requisition id: R7109Description:* SEC 15c3-1 Ensures broker‐dealers maintain sufficient liquid capital to meet obligations...RegulatoryExtra incomeWork at officeLocal areaRemote workWorldwide
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