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Fund & Advisory Compliance Strategic Lead

Charles Schwab

Charles Schwab Corporation in Southlake, Texas, is seeking a Compliance Specialist to join its dynamic team. This role involves compliance monitoring, reviewing policies, and preparing compliance reports. Ideal candidates have over 5 years of experience in investment advisory or asset management and possess strong problem-solving and relationship-building skills. A Bachelor's degree is required, with an advanced degree preferred. The company fosters a collaborative environment conducive to continuous learning. #J-18808-Ljbffr

Vacancy posted 2 days ago
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