Chief Derivatives Compliance Officer
Rainfallcap
Rainfallcap is seeking a Chief Compliance Officer (CCO) to lead the derivatives compliance program. In this role, you will guide the business through regulatory requirements while advising on policies and practices. Your expertise in financial services compliance, particularly in futures and derivatives, is crucial. The position is based in New York, with expectations for in-person attendance. We offer competitive compensation, including performance incentives and comprehensive benefits. #J-18808-Ljbffr
$255k - $300k
...Robinhood is seeking a Chief Compliance Officer for its Derivatives Compliance team in New York. This leadership role involves overseeing compliance programs aligned with CFTC and NFA regulations. The ideal candidate should have over 8 years of experience in financial...Suggested$255k - $300k
...Expectations are high, and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures,... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation...SuggestedWork at officeFlexible hoursShift work$225k - $265k
...institutionally focused digital assets spot and derivatives exchange, integrating a high-... .... Reports to: Vice President, Compliance Position Overview This is a senior leadership... ...with unique breadth: serving as the Chief Compliance Officer for our US spot trading entity -...SuggestedWork at office$225k - $265k
...information services, including a regulated digital assets spot and derivatives exchange, CoinDesk Indices, CoinDesk Data, and CoinDesk... ...Overview This senior leadership role serves as the Chief Compliance Officer for Bullish US Operations, LLC and the related derivatives...SuggestedWork at office- ...Chief Compliance Officer (CCO), CFTC Swap Dealer & SEC Security-Based Swap Dealer About the Company Global financial institution with complex derivatives compliance and risk governance needs. Industry Financial Services Type Privately Held About the...Suggested
$175k - $200k
...Description Job Description Director of Compliance Location: New York, NY 10005 or... ...leaders, technology teams and the Chief Compliance Officer to build a compliance framework that... ...with at least 5 years in an options/derivatives trading environment Series 7/57 and...Work at officeFlexible hours- ...of everything that we do. The Head of Compliance will be responsible for designing,... ...Serve as the designated AML Compliance Officer . Oversee: Customer Identification Program... ...: Structured notes, fixed income, or derivative-linked securities with Institutional or...Casual workImmediate startFlexible hours
$330k - $400k
...Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category: Business/Professional Administrative New York University Overview The Chief Global Compliance Officer (CGCO) is responsible to the Senior...For contractorsWork at officeLocal area- ...About the job A well-established, New York-based alternative investment manager is seeking an experienced Chief Compliance Officer to lead the firm's compliance function. The firm manages capital across performing credit, stressed and distressed special situations, and...
$225k - $265k
...Bullish, Inc. is seeking a Chief Compliance Officer to lead the U.S. compliance program across several business lines, including digital assets, futures, and securities. The role requires significant experience managing compliance in U.S. financial services and engagement...$1,000 per month
...positioned to build the future of inclusive finance through cutting-edge technology and customer-centric solutions. Overview The Chief Compliance Officer (CCO) is responsible for designing, implementing, and leading a compliance program that enables innovation while ensuring...Temporary workWork at officeImmediate startRemote workFlexible hours- Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM New York, NY, United States Job Description The Head of Compliance for Energy... ...compliance, legal, risk, or audit, focused on derivatives or securities at an SD, SBSD, broker-dealer,...
- ...Description -Monitor and ensure the New York Branch's compliance with all applicable federal and state banking laws,... ...reports to the General Manager of the New York Branch and Head Office on information gathered and analyzed in order to make recommendations...Work at office
- ...Position: Chief Compliance Officer (Fractional) Location: Remote About The Company Wheel is evolving the traditional care ecosystem by equipping the nation's most innovative companies with a premier platform to deliver high-quality virtual care at scale. We offer proven...Remote workShift work
$125k - $150k
...Job Description LHH is recruiting a Chief Compliance Officer for a regional law firm. The chief compliance officer is responsible for developing, maintaining, and monitoring regulatory compliance standards for the registered investment adviser and broker-dealer clients...For contractorsWork at officeLocal area$255k - $300k
...you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role The Chief Compliance Officer of Robinhood Money will manage and grow a scalable compliance program that supports our expanding suite of banking and...Work at officeFlexible hoursShift work- ...Remote People is conducting a confidential search for a Chief Compliance Officer (CCO) to lead the organization's compliance efforts. This role entails developing a multi-jurisdictional compliance framework and managing AML/KYC oversight, data privacy, risk management...Remote work
$275k - $325k
...Chief Compliance Officer You'll design the CFTC DCM compliance program from the ground up and continue refining it as the business grows. You'll be the one regulators hear from when they have questions, and you'll sit alongside Engineering and Product as new features...Work at officeRemote workNight shiftWeekend work- ...Credit Genie in New York is looking for a Chief Compliance Officer responsible for leading compliance programs and ensuring regulatory adherence. The ideal candidate has over 10 years of compliance experience within fintech and is skilled in developing frameworks that...Remote work
$175k - $250k
...Head Of Compliance New York, NY Overview Role: Head of Compliance Location: New York, NY (5 days/week in-office) Base Salary: $175,000-$250,000 Equity: Competitive Initial... ...implications of new products (derivatives, synthetic markets, credit and margin...Work at officeFlexible hours- ...Chief Ethics & Compliance Officer - Healthcare Leadership Opportunity | New York State Centers Health Care is seeking a dynamic, experienced Chief Ethics & Compliance Officer to lead compliance and ethics initiatives across multiple facilities throughout New York State...
$225k - $265k
...P2P is seeking a Chief Compliance Officer for Bullish US Operations in New York. This senior role requires 12+ years of compliance experience in the US financial services sector, focusing on SEC and FINRA regulations. Responsibilities include managing the compliance program...- ...Develop and manage company-wide BSA/AML, OFAC, KYC, and KYB compliance programs. Oversee MSB registration and state MTL licensing activities. Supervise transaction monitoring, enhanced due diligence, and SAR reporting. Monitor regulatory changes impacting...Remote work
- ...Elmington- is looking for a Vice President of Compliance to lead their Compliance Services function. This role demands extensive experience in Affordable Housing compliance and oversight on regulatory deliverables, ensuring quality and accountability. You will manage...
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading...
- ...Chief Compliance Officer (CCO) About the Company A well-established financial institution expanding a banking and fintech-focused platform. Industry Banking Type Privately Held About the Role The Company is in search of a Chief Compliance Officer...
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
- ...up in San Francisco. You will partner with the executive team, negotiating complex enterprise contracts and ensuring healthcare compliance. The ideal candidate has 8-12 years of legal experience, particularly in healthcare compliance and contract negotiations. Benefits...Contract work
$250k
...Job #1934: Chief Compliance Officer/ General Counsel - NY (5/20/2024) Job Title Chief Compliance Officer/ General Counsel New York, NY $250,000 About Us: Following significant asset growth and strong performance, a boutique Credit focused Investment Manager is seeking...Work at officeImmediate start$180k - $220k
...Chief Compliance Officer A U.S.-based, SEC-registered asset management firm is seeking an experienced Chief Compliance Officer to lead its end-to-end compliance function across equities, fixed income, and futures. Reporting directly to the President, this role plays...Contract work
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