Regional Supervisory Leader Compliance & Growth
LPL Financial
LPL Financial is seeking a Home Office Supervision Principal in the Tempe area to oversee the regional supervision of HOS advisors and OSJ managers, ensuring compliance and strong client service. You will resolve escalated issues, guide supervisory teams, and maintain relationships with advisors in a fast-paced environment. The role requires significant industry experience, FINRA licensing, and a deep understanding of securities products, regulations, and firm policies to drive safe, compliant #J-18808-Ljbffr LPL Financial
Vacancy posted 4 days ago
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