Risk and Compliance Sr Analyst

Risk Management Sr. Analyst

The Risk Management function is the Bank's 2LOD (second line of defense) is responsible for identifying, assessing, and mitigating risk for the entirety of the firm through the evaluation and establishment of risk management procedures and policies. This department works directly with all business units to develop a strong and robust risk mitigation environment to aid in the growth processes to ensure adherence to policies. The Risk and Compliance Sr. Analyst evaluates and ensures that an organization's operations and procedures meet compliance standards.

Responsibilities include:

• Support of all risk and compliance assessment activities of Texas Capital across a broad range of frameworks.
• Partner with the organizational risk and business partners, the technology organization, and frontline teams to meet the mission requirements in a manner consistent with the enterprise risk appetite.
• Serve as 2LOD Risk and Compliance Subject Matter Expert.
• Act as both trusted risk manager/partner and credible 2LOD risk independent challenge professional to support our businesses.
• Maintain contribute to the data integrity for core risk reference data, such as Business Hierarchy, Products and Services inventory, Business Processes inventory, Risk Taxonomy, Control Taxonomy, and other risk drivers such as third parties and technology applications.
• Review and provide independent challenge to risk assessments and other materials.
• Participate in the review and challenge of Policies and Programs each quarter.
• Assist with communicating relevant issues and scope information across business lines as appropriate.
• Coordinate the risk portion of the new products and services assessment process with all impacted risk categories.
• Perform other duties or projects as assigned.

Qualifications include:

• Bachelor's degree (preferred in Finance, Accounting, Business, or Analytics, Computer Science); or equivalent combination of education, training, experience
• Minimum 7 years of work experience in financial services or a related field
• Strong subject matter expertise
• Specific knowledge of risk management frameworks and corporate governance
• Strong ability to analyze risk concentration areas, risk profiles, and risk data to comprehensively assess risk
• Strong formal business writing skills to create procedures, manuals, and management reports
• Advanced ability to interact, negotiate and influence at all levels throughout the organization
• Strong attention to detail in a deadline-focused environment
• Advanced analytical, critical thinking and problem-solving skills
• Ability to identify potential risks and raise to appropriate levels
• Ability to maintain confidentiality and instill trust within the organization
• Advanced knowledge of financial rules and regulations
• Ability to self-direct and manage competing priorities on concurrent large, complex projects, initiatives and deliverables
• Strong technical proficiency in the use of MS Office products for reporting, data analytics, and presentations