Internal Audit, Vice President - Institutional Securities, Technology
$135k - $202.5kMorgan Stanley
We are seeking a Vice President to lead and oversee assurance activities across applications and infrastructure supporting the Institutional Securities business.The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes. This is a Vice President level position within Technology Audit, which is responsible for inspecting controls in the applications that support all three lines of business.Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.Location: New York, NY (4x per week in office)What you'll do in the role:Formulate and lead assurance activities to assess technology risks within the coverage area and evaluate the effectiveness of controls designed to mitigate those risks.Proactively identify emerging risks and incorporate them into risk assessments, audit planning, and ongoing assurance coverage.Articulate actionable insights to management regarding criticality and impact of risks to the businessPartner effectively with colleagues and stakeholders globally to drive effective working relationshipsAlign audit projects and initiatives with department and coverage area priorities, while overseeing execution in accordance with audit methodology and quality standards.Evaluate technology risks and controls across application development, change management, infrastructure resilience, cybersecurity, data management, and emerging technologies relevant to Institutional Securities.Manage, coach, and develop direct reports.What you'll bring to the role:Advanced knowledge of industry, global markets and regulations relevant to coverage area.Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring).Ability to articulate risk and impact clearly and succinctly to different audiences, including senior management.Effective change and project management techniques and ability to support teams in adapting new ways of working.Ability to leverage and analyze data to inform focus and views on risk.Ability to coach and mentor others while fostering an inclusive and collaborative work environment.At least 6 years' relevant experience would generally be expected to find the skills required for this role.Understanding of risks introduced by emerging technologies, including AI and digital assets.Relevant certifications (i.e., CIA, CISA, CISSP, etc.) preferred.WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste into your browser.Expected base pay rates for the role will be between $135,000 and $202,500 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.For more information, please visit: .Employment Type:Full timeJob Level:Vice PresidentPosted Date:Aug 17, 2026ATS Job Description Test:Department:Technology Audit
$135k - $202.5k
...We are seeking a Vice President to lead and oversee assurance activities across... ...infrastructure supporting the Institutional Securities business. The Internal Audit Division (IAD) drives attention... ...level position within Technology Audit, which is responsible for...SuggestedFull timeTemporary workWork at office- ...someone to join our team as an Institutional Securities Group (ISG) Financial... ...franchise risk. This is a Vice President level position within the... ...primary point of escalation for internal reports of potentially... ...inquiries, and internal audits, including overseeing document...SuggestedTemporary work
$140k - $250k
The Institutional Securities Group (ISG) has established the ISG Data Group (... ...client reporting, and key internal controls. Using a risk-based... ...Stanley is seeking a Vice President to join the ISG Divisional... ...Collaborate with business, technology, and control partners to execute...SuggestedTemporary workWork at office$119k - $170k
...NYL.com Product Management, Institutional AudiencesDept: Experience and... ...people achieve financial security and peace of mind. As a Fortune... ..., Experience Design, and Technology.Key ResponsibilitiesProduct... ...requirements development, data auditing, and testing.Audience Experiences...SuggestedLocal areaHome officeShift work3 days per week$150k - $185k
...lectionnés utilisons des technologies et des outils de... ...Description:**Our TD Securities Compliance department... ...updates and contribute to internal reporting and... ...including inquiries, audits, and exams.* Works independently... ..., government, and institutional clients who choose us...SuggestedWork experience placementWork at office$225k
...from a high-impact brand into a technology-driven organization. Our people are... ...: The Agency Mortgage-Backed Securities (“MBS”) Trading Vice President is responsible for market-making,... ...You will partner closely with Institutional Sales, Research, Structuring, Operations...Hourly payContract workWork experience placementShift work$100k - $250k
What We DoInternal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance... ...comprising of business and technology auditors that cover all the... ...’s businesses and functions - securities, investment banking, consumer...Full timeTemporary workPart timeLocal area- ...future team member for the role of Vice President, Cloud Security Engineer to join our Cloud Security... ...control exceptions. Governance and audit stakeholders receive clearer technical... ...harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving...WorldwideFlexible hours
- ...Services(“AFS”) is part of the Securities Services business group in... ...commercialization of the finance and technology teams supporting J.P. Morgan'... ...the year-end process with audit and tax teams. You will also... ...with support functions and internal stakeholders including risk...Work at office
- ...The Security & Resiliency Initiative (SRI) is a firmwide priority... ...resilience, frontier and strategic technologies (such as AI, cybersecurity... ...). This role leads firmwide internal communications for SRI and... .... Role Overview: As a Vice President leading internal...Work at office
$142.32k - $213.48k
...consumers, corporations, governments, and institutions with a broad range of financial... ...credit, corporate and investment banking, securities brokerage, transaction services, and wealth... ...We do / The TeamThe Equity Finance Technology team are seeking a highly motivated software...Full timeWorldwide- ...Vice President, Information Security Audit Risk Assessments & Governance About the Company A global financial-services organization... ...include managing cybersecurity and technology audits, serving as a liaison between internal audit and cybersecurity control owners,...
- ...Vice President of Cyber Security BISO About the Company Global business unit focused on cybersecurity... ...Industry Information Technology and Services Type Privately Held... ...solving, and analytical skills, and international work experience or experience in a...Work experience placementLocal area
$68k - $160k
...Salary Min: 69000Vice President, Auditor, Clearance... ...AI and breakthrough technologies to collaborate with clients... ...for the role of Vice President, Auditor, Clearance... ...Investment Services Internal Audit team. This role is... ...in U.S. government securities clearing and tri-...Full timeTemporary workWorldwideFlexible hours- Internal Audit-Data Analytics -New York-Vice President New York, NY, United States Job Description What We Do Internal... ...comprising of business and technology auditors that cover all the firm’s businesses and functions - securities, investment banking, consumer and...Full timeWork at officeLocal area
- Morgan Stanley in New York seeks a Vice President to lead assurance activities... ...infrastructure supporting the Institutional Securities business. The Internal Audit Division provides independent assessment... ...governance; this role leads technology audit across three lines of...Work at office
$150k - $175k
...to Senior Counterparty Credit Risk Analyst for the Financial Institutions Group in NY (Non-Bank Financial Institutions to include... ...files and folders to make sure everything is accurate to field internal audits and credit quality control Ability to handle oneself in potentially...Full timeWork experience placementWork at office- ...Job Description The Security & Resiliency... ...frontier and strategic technologies (such as AI, cybersecurity... ...role leads firmwide internal communications for SRI... ...Role Overview: As a Vice President leading internal communications... ...the oldest financial institutions, offers innovative...Work at office
$120k - $210k
...someone to join our team as an Institutional Securities Group (ISG) Financial... ...franchise risk. This is a Vice President level position within the... ...primary point of escalation for internal reports of potentially... ...inquiries, and internal audits, including overseeing document...Full timeTemporary work$175k - $235k
...Life's Enterprise Technology Services (ETS)... ...serve as Corporate Vice President of End User... ...Moveworks, TCS, and internal stakeholders to... ...handoffs and auditability• Implement the Social... ...Infrastructure, Security, Identity, and... ...180-year-old institution. You will operate...Contract workWork at officeLocal areaShift work3 days per week- ...Product Management efforts for our Preferred Securities business line, focusing on enabling... ..., investment parameters, etc.) Address internal and external product-related issues as... .... This includes both the US Wealth, US Institutional and non-US markets. Engage in...Full timeWork at officeRemote workWork from home
- ...Leveraging its proprietary technology and transaction management platform... ...for investors by applying institutional execution standards to... ...residential mortgage-backed securities (RMBS) through its PRPM shelf... ...budgets and develop monthly internal budget-to-actual reports...Full timeLocal area
$155k - $215k
In the Technology division, we leverage innovation to... ...Strategy position at the Vice President level, which is part... ..., corporations, institutions, and individuals around... ...ProfileInstitutional Securities Technology (IST) develops... ...in one or more of: internal consulting, advisory/...Temporary work$100k - $120k
...and over 400,000 retail and institutional clients from more than 80 offices... ...-class institutional-grade technology, working alongside industry... ..., options, fixed income securities, and advanced trading, research... .../growthCollaborate with internal partners across Trading, Research...Permanent employmentFull time$200k - $225k
...role.Job Description:At TD Securities, the Investment Banking... ...professionals provide corporate and institutional clients with capital... ...Banking - Credit - Vice PresidentVice Presidents lead corporate banking transactions... ...’ businesses and other internal teams.Continue to build...Full timeLocal areaWork from homeWorldwideFlexible hours$111k - $173k
...investing in talent, technologies, and tools that... ...provide more details.Vice President - Equity Research Controls... ...a global financial institution.Key... ...compliance reviews, internal audits, control testing, and... ...Section 3(a)(39) of the Securities and Exchange Act of...Full timeContract workWork at officeLocal areaRemote work$115k - $205k
...investment banking, securities, investment management... ....Position SummaryThe Institutional Portfolio & Risk Analytics... ...businesses. As a Vice President in this team, you... ...Portfolio Managers, Technology, Client Advisory teams... ...write, interpret, and audit VBA); experience with...Temporary workWork experience placementWork at officeWorldwide$140k - $250k
...Morgan Stanley’s Institutional Equity Division (... ...and Compliance, Technology, Operations, Desk... ...liquidity, both internal and external to Morgan... ..., and internal audit examsManaging and... ...experience in a securities trading business... ...Full timeJob Level:Vice PresidentPosted...Temporary work- ...markets and lending products (e.g. repo, securities financing, foreign exchange, prime... ...managers, regulated funds, or similar institutional counterparties.Strong understanding of... ...harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving...WorldwideFlexible hours
$245k - $391k
...Title and Summary Vice President, Account Management - Commercial... ..., making transactions secure, simple, smart and accessible. Our technology and innovation,... ...individuals, financial institutions, governments, and businesses... ...with a variety of internal stakeholders including...Full timePart timeImmediate startRemote workWorldwideFlexible hours
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