Brokerage Client Support Specialist
Mindlance
We are looking for professionals with brokerage operations, complaint resolution, or client support experience to join a fast-paced financial services team. Key Responsibilities: Handle escalated FINRA and brokerage-related complaints Research, investigate, and resolve complex client issues Draft professional written responses and resolutions for clients Review account activity, transactions, and service interactions Partner with internal teams to ensure timely complaint resolution Maintain compliance with FINRA regulations and internal policies Required Qualifications: Active FINRA Series 7 License Experience in brokerage operations, complaint handling, compliance, or client support Strong analytical, communication, and problem-solving skills EEO: Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans. #J-18808-Ljbffr Mindlance
Vacancy posted 4 days ago
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