Senior Compliance Analyst - Fintech Regs & AI Ops (Hybrid)
Apex Fintech Solutions
Apex Fintech Solutions is seeking a Senior Compliance Analyst to join a rapidly growing organization focused on empowering innovation and efficiency in financial services. The role emphasizes strategic thinking, initiative, and strong communication to uphold FINRA/SEC regulatory standards. With 5+ years in broker‑dealer compliance, you will liaison across business units, participate in regulatory inquiries, and help ensure policies reflect sound practices while prioritizing ethical conduct and #J-18808-Ljbffr Apex Fintech Solutions
Vacancy posted 2 days ago
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