Investment Analyst/Associate

Company Overview:

Summit Financial LLC is a $30+ billion Registered Investment Advisory (RIA) firm that has been providing comprehensive financial planning and wealth management services to high-net-worth individuals for over 40 years. Consistently recognized for our expertise, Summit currently ranks in the top 50 of all RIA firms by Barron’s & Forbes and is one of the fastest growing RIAs in the country with over 160 advisors across 30 states and headquarters in Parsippany, New Jersey.

Role Overview:

We are seeking an Investment Analyst to support the continued growth and evolution of the Summit investment platform.

Role & Responsibilities

Investment Research & Due Diligence

• Conduct quantitative and qualitative research on public and private investment strategies, including mutual funds, ETFs, SMAs, and alternative investments.
• Support manager due diligence efforts by reviewing performance, risk, portfolio construction, and firm‑level factors; maintain and update due diligence files.
• Assist in the development and refinement of Summit’s asset allocation models and investment criteria.
• Monitor markets, macroeconomic trends, and investment themes to support internal research and commentary.

Portfolio & Platform Support

• Assist with portfolio construction, asset allocation, and tax‑aware portfolio design in support of advisors and client objectives.
• Support ongoing oversight of models, strategies, and platform investments, including performance analysis and periodic reviews.
• Serve as a resource to advisors on investment strategy implementation and the use of third‑party platforms and investment technology.

Advisor Engagement & Communication

• Serve as a direct point of contact for Summit advisors on investment‑related questions, portfolio construction support, and platform resources.
• Communicate complex investment concepts clearly and confidently to a diverse audience, adapting messaging for advisor, client, and internal stakeholders.
• Support advisors in client discussions by translating research, portfolio analytics, and market insights into practical, actionable guidance.
• Participate in advisor meetings, training sessions, and ad‑hoc consultations alongside senior members of the Investment Team.
• Collaborate closely with advisors to understand client objectives, constraints, and implementation considerations, helping tailor investment solutions within Summit’s platform.
• Contribute to written communications—including market commentary, investment notes, and presentation materials—with a high standard of clarity, accuracy, and professionalism.

Technology, Data & AI Enablement

• Leverage investment research platforms (e.g., Morningstar, Bloomberg, portfolio analytics tools) to evaluate managers and portfolios.
• Utilize AI‑enabled tools (e.g., research summarization, drafting, workflow automation, data validation) to improve efficiency, consistency, and insight generation across the investment process.
• Maintain data integrity across custodians, reporting systems, and internal tools; assist in identifying process improvements through automation and technology.

Qualifications & Experience

• Bachelor’s degree in finance, economics, or a related field.
• 3+ years of experience in asset management, investment research, or wealth management.
• Strong understanding of financial markets, macroeconomic trends, and investment strategies.
• Interest in pursuing or progress toward the CFA designation strongly preferred.
• Experience with investment research and analytics platforms (e.g., Bloomberg, Morningstar).
• Advanced Excel and PowerPoint skills; comfort working with large datasets and presentation materials.
• Demonstrated ability to apply emerging technologies, including AI‑driven research or workflow tools, in a professional setting.

Professional Attributes

• Strong quantitative and qualitative analytical skills.
• Excellent written and verbal communication skills, with the ability to translate complex ideas clearly.
• Highly organized with strong project‑management skills and attention to detail.
• Ability to work independently while collaborating effectively across investment, operations, compliance, and technology teams.
• Intellectual curiosity, sound judgment, and a desire to grow within a collaborative investment team environment.

Why Summit

• Exposure to a broad, open‑architecture investment platform spanning public and private markets.
• Meaningful interaction with senior investment professionals and advisors.
• Opportunity to help shape a modern, technology‑enabled investment platform within a growing RIA.
• Collaborative, team‑oriented culture with a strong emphasis on research quality and advisor impact.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, genetic information, or any other characteristic protected by applicable law. We are committed to fostering an inclusive, diverse workplace where everyone feels valued and empowered.