Senior Wealth Management Operations & Compliance Lead
TransGlobal Holding Co.
TransGlobal Holding Co. is seeking a Wealth Management Operations Manager to oversee compliance and operational support within our firm. This critical leadership role entails ensuring adherence to SEC, FINRA, and state regulations while serving both clients and internal teams efficiently. The ideal candidate will possess a Bachelor’s degree in Finance or Business Administration and 3+ years of relevant experience. Join us to help clients achieve financial success. #J-18808-Ljbffr TransGlobal Holding Co.
$78k - $100k
...Wealth Management Operations Manager (Bilingual in Chinese) – H1B Sponsorship Available Wealth Management Operations Manager plays a critical leadership role in directing the firm's regulatory compliance, advisor registration, training programs, reporting processes...SuggestedH1bVisa sponsorship- Edisonrefertalent is seeking a Senior Supervisor, Meter Operations in Ontario. This role is... ...ensuring the execution of safety and compliance. The position entails managing energy program requirements,... ..., and clearance reviews while leading projects that support environmental...Senior
$78.08k - $117.12k
Citigroup Inc. is looking for a Wealth Relationship Management Sr. Analyst in Upland, California. This seasoned role involves building relationships with affluent clients, understanding their complex financial needs, and proposing comprehensive financial solutions. Candidates...SeniorFull time- ...California. The Road Supervisor will monitor street operations, conduct site checks, and ensure compliance with safety and operational standards. The ideal... ...experience in passenger transportation, and strong management skills. This role is crucial for responding to incidents...Suggested
$79.92k - $101.98k
Mt. San Antonio College is seeking a Livestock Operations Specialist to manage the operations of our animal sciences laboratory facilities. This... ...involves overseeing animal care, coordinating safety and compliance efforts, and providing instructional support to students...Suggested$22.5 - $28.85 per hour
TransGlobal Holding Co. is seeking an Operations Assistant to support daily operations in financial advisory services. Responsibilities include executing trading activities, handling compliance tasks, and providing client support. Ideal candidates should have a Bachelor...Hourly pay- GEODIS is seeking a Warehouse Operations Manager to establish operational procedures, manage budgets, and lead a team in Ontario, California. The ideal candidate will have... ...involves ensuring operational excellence, compliance with regulations, and maintaining high customer...SeniorWork at officeFlexible hours
- Geodi is seeking an experienced Warehouse Manager to oversee operational procedures and ensure high customer satisfaction at our Ontario, California... ...warehouse conditions, managing budgets, and ensuring compliance with various regulations. The ideal candidate should have...SeniorWork at office
- Logistics Plus is seeking an experienced Warehouse Operations Manager for our Phoenix warehouse. The successful candidate will coordinate day-to-day operations and oversee warehouse staff, ensuring compliance with safety and service standards. The role requires at least...SeniorWork at office
- ...Revolution \u00a0 Become\u00a0a\u00a0 Senior Project Manager, Strategic Initiatives Program... ...roadmaps aligned to business goals and lead adoption of emerging tech capabilities... ...planning, intelligent/digital grid, grid operations,\u00a0energy storage,\u00a0...SeniorWork at officeRemote workRelocation
- ...supporting commercial and business banking operations. This team plays a critical role in... ...origination quality control, loan servicing, and compliance-driven documentation processes. How... ..., follow-through, and ability to manage multiple loan files or operational tasks...SeniorWork at office
- RadNet, Inc. is seeking an experienced Operations Manager in Ontario, California, to oversee daily operations of a high-volume distribution... ...negotiating rates, managing safety priorities, and ensuring compliance with company policies. The position offers a base salary of...
- ...leadership role, you will oversee daily operations, ensuring efficient inventory control and exceptional customer service while managing a small team. The ideal candidate will have... ...for customer satisfaction and safety compliance. #J-18808-Ljbffr LIOHER Enterprise Corp
- Oakmont Management Group in Claremont, CA, seeks a Regional Operations Specialist for managing day-to-day functions in assigned communities. Responsibilities include overseeing operations, maintaining budget compliance, and promoting a supportive environment for residents...
- ...Office of America is hiring a Branch Operations Manager for Commercial Lines in Pomona, California... ...involves managing branch operations, leading a team, and driving strategic... ...management, account management, and ensuring compliance with policies. Benefits include competitive...Work at office
- ...café in La Habra seeks a Café Assistant Manager to assist the General Manager in achieving financial goals and overseeing daily operations. The role requires coordinating staff, enhancing guest relations, and ensuring compliance with health and safety standards. Ideal...Local area
- ...Covina, California is seeking a Corporate Manager for the Sterile Processing Department.... ...involves providing leadership, overseeing operations, and ensuring quality outcomes in... ...experience, with a strong focus on regulatory compliance and team development. A CRCST...Senior
- ...Claremont/Upland in Upland is hiring an Assistant General Manager to support both front and back of house operations. This role involves leading team members, managing daily performance metrics, and ensuring compliance with food safety and sanitation standards. Candidates...Flexible hours
- ...Revolution Become a Senior Supervisor, Meter Operations - Ontario at Southern... ...; while meeting customer/compliance dates. As a\u00a0 Senior... ...Responsibilities Manages the implementation of energy... ...switching plan development, leading and managing a team...SeniorRelocation
- ...a Nutrition Services Supervisor to oversee food production operations, menu planning, and nutritional guidance for students. The role includes ensuring compliance with USDA and state regulations while managing staff and educating the community. Qualified candidates should...
- ...Description INFRASTRUCTURE AND CLOUD OPERATIONS LEAD Location; City of Industry, CA... ...strategy. The individual will actively manage day-to-day operations while helping define... ...Microsoft Intune (device management, compliance, endpoint configuration). Azure Infrastructure...Contract workInterim role
- ...Now Hiring: Operations Training Lead CJ Logistics America is seeking an Operations Training Lead... ...staff, stabilize performance, and audit compliance. You will spend your time in a... ...delivering detailed reports to Site General Managers. Content Management: Keep all SOPs...Work at officeLocal areaImmediate startShift work
- Southern California Edison (SCE) seeks a Senior Advisor for Distribution/Vegetation Management Asset Strategy in Pomona, CA. This role entails strategic consulting... ...developing comprehensive strategies, and ensuring compliance in distribution assets and vegetation management....Senior
$100.01k - $199.99k
...Government Reimbursement and Reporting to manage compliance with state and federal reimbursement programs. This role demands a wealth of healthcare finance experience (15-20... ...and significant experience in multi-state operations, particularly in states like California and...Senior$15 per hour
...Posting Number CM-319-2025 Position Title Senior Director, Facilities Planning and Construction Division... ...Administrative Services Department Facilities Planning and Management FTE 100 Term (month/year) 12 Months/Year...SeniorWork at officeLong distanceMonday to FridayShift work- ...role on the team: Establish operational procedures for activities such... ...housekeeping. Effectively manage the budget and P&L of the operation... ...and reporting teams. Lead cultural change within facilities... ...whenever necessary. Ensure compliance with CTPAT, ISO, AIB, and...SeniorHourly payWorldwide
$145k - $190.3k
...about this team Responsible for leading North American Inbound logistics Operations strategy and execution, ensuring cost efficiency, compliance, and operational excellence. The role... ...optimizing transportation networks, managing carrier and supplier relationships, and...SeniorPermanent employmentFull timePart timeWork experience placement$140k - $165k
SENIOR PROJECT ENGINEER / PROJECT MANAGER JOB DESCRIPTION Salary Range $140,000-$165,000 Department Engineering... ...being. We are committed to ensuring compliance with local, state, and federal regulations... ...Oversight & Design Management Lead the preparation and review of plans...SeniorFull timeContract workWork at officeLocal areaFlexible hours- Walnut - S. Brea Canyon Rd. is hiring an Assistant General Manager to oversee restaurant operations. This full-time position requires a high school... ...business goals, managing cash handling, and ensuring compliance with health and safety standards. Strong leadership and...Full time
- Miguelsrestaurant in Ontario, California, is seeking a General Manager to lead both front- and back-of-house operations for our QSR restaurant. The role demands oversight of daily operations, compliance with safety standards, and financial management. Candidates should...
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